New York Life Investment Management

New York Life Investment Management as of March 31, 2014

Portfolio Holdings for New York Life Investment Management

New York Life Investment Management holds 167 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Pimco Enhanced Short Maturit Enhan Shrt Mat (MINT) 6.1 $29M 287k 101.37
Ishares Us Home Construction Us Home Cons Etf (ITB) 5.7 $27M 1.1M 24.22
Ishares Core Total Us Bond Market Etf Core Totusbd Etf (AGG) 5.5 $26M 241k 107.91
Vanguard Total Bond Market Index F Total Bnd Mrkt (BND) 5.5 $26M 319k 81.19
Dynegy 4.3 $20M 819k 24.94
Spdr Kbw Regional Banking Et S&p Regl Bkg (KRE) 3.9 $18M 444k 41.38
Vanguard Info Tech Etf Inf Tech Etf (VGT) 3.6 $17M 187k 91.53
Guggenheim Spin-off Etf Gugg Spinoff Etf 3.4 $16M 355k 45.36
American Tower Reit (AMT) 3.3 $16M 194k 81.87
Wisdomtree Japan Hedged Eq Japn Hedge Eqt (DXJ) 3.2 $15M 323k 47.34
Global X Guru Index Etf Glb X Guru Index (GURU) 3.2 $15M 609k 24.69
Ishares 7-10 Year Treasury Bond Etf 7-10 Y Tr Bd Etf (IEF) 2.7 $13M 127k 101.73
Vanguard Total Stock Market Index Total Stk Mkt (VTI) 2.7 $13M 132k 97.47
Proshares Ultrashort Euro Ultrashrt Euro (EUO) 2.4 $11M 658k 16.93
Ishares 20+ Year Treasury Bond Etf 20+ Yr Tr Bd Etf (TLT) 2.1 $9.9M 91k 109.09
First Trust Nasdaq Global Au Auto Index Fd (CARZ) 2.0 $9.4M 228k 41.20
Guggenheim Enhanced Short Du Gugg Enh Sht Dur 1.9 $9.2M 183k 50.26
Ishares Msci Eafe Etf Msci Eafe Etf (EFA) 1.9 $9.1M 136k 67.20
Alps Eq High Volatility Pu Us Eqthivolpt Wr 1.8 $8.6M 341k 25.16
Powershares Kbw Bank Kbw Bk Port 1.8 $8.4M 225k 37.13
Powershares S&p 500 Buywrite S&p 500 Buywrt 1.7 $8.2M 387k 21.09
Wisdomtree Europe Hedged Equ Europe Hedged Eq (HEDJ) 1.5 $7.0M 123k 56.55
Ishares Ustechnology Etf U.s. Tech Etf (IYW) 1.5 $6.9M 75k 91.06
Spdr Barclays High Yield Bond Etf Brc Hgh Yld Bd 1.4 $6.5M 157k 41.32
Vanguard Reit Index Fund Etf Reit Etf (VNQ) 1.4 $6.5M 92k 70.62
Ishares Russell 1000 Etf Rus 1000 Etf (IWB) 1.4 $6.4M 62k 104.77
Ishares Russell 3000 Etf Russell 3000 Etf (IWV) 1.4 $6.4M 57k 112.30
Ishares Russell Midcap Index Rus Mid-cap Etf (IWR) 1.3 $6.3M 41k 154.76
Powershares S&p Sc Info Tech S&p Smcp It Po 1.3 $6.3M 138k 45.36
Financial Select Sector Spdr Sbi Int-finl (XLF) 1.3 $6.1M 275k 22.34
Ishares Russell 2000 Russell 2000 Etf (IWM) 1.2 $5.6M 48k 116.33
Guggenheim China Small Cap E Gugg Chn Sml Cap 1.1 $5.2M 205k 25.44
Vanguard Ftse Developed Markets Etf Ftse Dev Mkt Etf (VEA) 0.8 $3.9M 94k 41.27
Industrial Select Sect Spdr Sbi Int-inds (XLI) 0.8 $3.7M 71k 52.33
Energy Select Sector Spdr Sbi Int-energy (XLE) 0.7 $3.5M 40k 89.06
Market Vectors Vietnam Etf Vietnam Etf 0.7 $3.5M 162k 21.69
Proshares Ultrashort Yen Ultrashort Yen N (YCS) 0.7 $3.5M 52k 67.61
Wisdomtree Eur S/c Dividend Europe Smcp Dv (DFE) 0.7 $3.5M 56k 62.53
Ishares Msci Spain Capped Et Msci Span Cp Etf (EWP) 0.7 $3.5M 85k 40.80
Ishares Msci Poland Capped E Msci Pol Cap Etf (EPOL) 0.7 $3.5M 115k 30.05
Spdr S&p Homebuilders Etf S&p Homebuild (XHB) 0.7 $3.3M 102k 32.55
Ishares Iboxx $ Investment Grade Corp Bd Iboxx Inv Cp Etf (LQD) 0.7 $3.3M 28k 116.94
First Trust Us Ipo Index Fun SHS (FPX) 0.6 $2.8M 61k 45.88
Spdr S&p Software & Ser Etf Comp Software (XSW) 0.6 $2.8M 32k 88.11
Vanguard Telecom Service Etf Telcomm Etf (VOX) 0.6 $2.7M 32k 85.11
Direxion Dly 20+y Tr Bear 3x 20yr Tres Bear 0.5 $2.4M 43k 56.90
Ishares U.s. Aerospace & Def U.s. Aer&def Etf (ITA) 0.4 $1.9M 17k 109.15
Ishares Msci China Etf China Etf (MCHI) 0.4 $1.7M 39k 44.98
Ishares Msci Frontier 100 Msci Frntr100etf (FM) 0.4 $1.7M 48k 36.25
Health Care Select Sector Sbi Healthcare (XLV) 0.2 $1.2M 20k 58.49
Market Vectors Africa Index Africa Etf 0.2 $1.1M 37k 31.11
Consumer Discretionary Selt Sbi Cons Discr (XLY) 0.2 $1.1M 17k 64.73
Velocityshares Inv Vix Sh-tm Invrs Vix Sterm 0.1 $708k 22k 31.60
Ishares North American Tech- Na Tec-sftwr Etf (IGV) 0.1 $639k 7.7k 83.24
Ishares Msci Philippines Msci Philips Etf (EPHE) 0.1 $414k 12k 34.06
CIGNA Corporation 0.1 $343k 4.1k 83.66
People's United Financial 0.1 $332k 22k 14.89
Kellogg Company (K) 0.1 $332k 5.3k 62.64
Baxter International (BAX) 0.1 $331k 4.5k 73.56
Marathon Oil Corporation (MRO) 0.1 $330k 9.3k 35.48
Southern Company (SO) 0.1 $330k 7.5k 44.00
Mccormick & Co-non Vtg Shrs Com Non Vtg (MKC) 0.1 $330k 4.6k 71.74
M&T Bank Corporation (MTB) 0.1 $328k 2.7k 121.48
Cisco Systems (CSCO) 0.1 $327k 15k 22.40
Sigma-Aldrich Corporation 0.1 $327k 3.5k 93.43
Humana (HUM) 0.1 $327k 2.9k 112.76
Hudson City Ban 0.1 $327k 33k 9.82
EMC Corporation 0.1 $326k 12k 27.39
Clorox Company (CLX) 0.1 $326k 3.7k 88.11
Cme (CME) 0.1 $326k 4.4k 74.09
Quest Diagnostics Incorporated (DGX) 0.1 $324k 5.6k 57.86
Denbury Resources Com New 0.1 $321k 20k 16.38
Entergy Corporation (ETR) 0.1 $308k 4.6k 66.96
Wal-Mart Stores (WMT) 0.1 $290k 3.8k 76.32
SYSCO Corporation (SYY) 0.1 $282k 7.8k 36.15
UnitedHealth (UNH) 0.1 $271k 3.3k 82.12
Southwestern Energy Company (SWN) 0.1 $267k 5.8k 46.03
Hormel Foods Corporation (HRL) 0.1 $261k 5.3k 49.25
Microchip Technology (MCHP) 0.1 $258k 5.4k 47.78
Fossil (FOSL) 0.1 $256k 2.2k 116.36
Patterson Companies (PDCO) 0.1 $255k 6.1k 41.80
Macy's (M) 0.1 $255k 4.3k 59.30
C.R. Bard 0.1 $252k 1.7k 148.24
V.F. Corporation (VFC) 0.1 $248k 4.0k 62.00
McKesson Corporation (MCK) 0.1 $247k 1.4k 176.43
Marsh & McLennan Companies (MMC) 0.1 $247k 5.0k 49.40
Becton, Dickinson and (BDX) 0.1 $246k 2.1k 117.14
Johnson & Johnson (JNJ) 0.1 $246k 2.5k 98.40
McDonald's Corporation (MCD) 0.1 $245k 2.5k 98.00
Cardinal Health (CAH) 0.1 $245k 3.5k 70.00
Exxon Mobil Corporation (XOM) 0.1 $244k 2.5k 97.60
Dominion Resources (D) 0.1 $241k 3.4k 70.88
Eli Lilly & Co. (LLY) 0.1 $241k 4.1k 58.78
Automatic Data Processing (ADP) 0.1 $240k 3.1k 77.42
Colgate-Palmolive Company (CL) 0.1 $240k 3.7k 64.86
Hershey Company (HSY) 0.1 $240k 2.3k 104.35
Windstream Hldgs 0.1 $240k 29k 8.25
Paychex (PAYX) 0.1 $239k 5.6k 42.68
Bemis Company 0.1 $239k 6.1k 39.18
Spectra Energy 0.0 $236k 6.4k 36.88
Perrigo SHS (PRGO) 0.0 $232k 1.5k 154.67
Nordstrom (JWN) 0.0 $231k 3.7k 62.43
AmerisourceBergen (COR) 0.0 $230k 3.5k 65.71
DTE Energy Company (DTE) 0.0 $230k 3.1k 74.19
General Mills (GIS) 0.0 $228k 4.4k 51.82
Stericycle (SRCL) 0.0 $227k 2.0k 113.50
Laboratory Crp Of Amer Hldgs Com New (LH) 0.0 $226k 2.3k 98.26
Chubb Corporation 0.0 $223k 2.5k 89.20
ConAgra Foods (CAG) 0.0 $223k 7.2k 30.97
Apartment Invt & Mgmt Co -a Cl A 0.0 $218k 7.2k 30.28
Target Corporation (TGT) 0.0 $218k 3.6k 60.56
Intercontinental Exchange (ICE) 0.0 $218k 1.1k 198.18
SCANA Corporation 0.0 $216k 4.2k 51.43
Dollar General (DG) 0.0 $216k 3.9k 55.38
Ca 0.0 $214k 6.9k 31.01
Crown Castle International 0.0 $214k 2.9k 73.79
Verisign (VRSN) 0.0 $210k 3.9k 53.85
Praxair 0.0 $210k 1.6k 131.25
NetApp (NTAP) 0.0 $210k 5.7k 36.84
Public Service Enterprise (PEG) 0.0 $210k 5.5k 38.18
O'reilly Automotive (ORLY) 0.0 $208k 1.4k 148.57
Consolidated Edison (ED) 0.0 $204k 3.8k 53.68
TECO Energy 0.0 $202k 12k 17.12
Verizon Communications (VZ) 0.0 $200k 4.2k 47.62
Reynolds American 0.0 $198k 3.7k 53.51
Jm Smucker Co/the-new Common Com New (SJM) 0.0 $194k 2.0k 97.00
Us Bancorp Com New (USB) 0.0 $189k 4.4k 42.95
Union Pacific Corporation (UNP) 0.0 $188k 1.0k 188.00
Family Dollar Stores 0.0 $186k 3.2k 58.12
Torchmark Corporation 0.0 $181k 2.3k 78.70
Chevron Corporation (CVX) 0.0 $178k 1.5k 118.67
Campbell Soup Company (CPB) 0.0 $166k 3.7k 44.86
Xcel Energy (XEL) 0.0 $152k 5.0k 30.40
Costco Wholesale Corporation (COST) 0.0 $145k 1.3k 111.54
Expeditors International of Washington (EXPD) 0.0 $139k 3.5k 39.71
Qualcomm (QCOM) 0.0 $134k 1.7k 78.82
Pinnacle West Capital Corporation (PNW) 0.0 $131k 2.4k 54.58
Interpublic Group of Companies (IPG) 0.0 $130k 7.6k 17.14
Stryker Corporation (SYK) 0.0 $130k 1.6k 81.25
Varian Medical Systems 0.0 $126k 1.5k 84.00
Kohl's Corporation (KSS) 0.0 $125k 2.2k 56.82
Dr Pepper Snapple 0.0 $120k 2.2k 54.55
Travelers Companies (TRV) 0.0 $111k 1.3k 85.38
WellPoint 0.0 $100k 1.0k 100.00
Express Scripts Holding 0.0 $98k 1.3k 75.38
Exelon Corporation (EXC) 0.0 $97k 2.9k 33.45
Intuit (INTU) 0.0 $93k 1.2k 77.50
Philip Morris International (PM) 0.0 $90k 1.1k 81.82
Linear Technology Corporation 0.0 $88k 1.8k 48.89
DENTSPLY International 0.0 $78k 1.7k 45.88
Nrg Energy Com New (NRG) 0.0 $70k 2.2k 31.82
Tyson Foods Inc-cl A Cl A (TSN) 0.0 $66k 1.5k 44.00
Dollar Tree (DLTR) 0.0 $63k 1.2k 52.50
Merck & Co (MRK) 0.0 $57k 1.0k 57.00
Airgas 0.0 $53k 500.00 106.00
NVIDIA Corporation (NVDA) 0.0 $52k 2.9k 17.93
Simon Property (SPG) 0.0 $49k 300.00 163.33
Progressive Corporation (PGR) 0.0 $46k 1.9k 24.21
Pepco Holdings 0.0 $31k 1.5k 20.67
Dun & Bradstreet Corporation 0.0 $30k 300.00 100.00
Occidental Petroleum Corporation (OXY) 0.0 $29k 300.00 96.67
Procter & Gamble Company (PG) 0.0 $24k 300.00 80.00
Motorola Solutions Com New (MSI) 0.0 $13k 200.00 65.00
Edison International (EIX) 0.0 $11k 200.00 55.00
News Corp-new Cl A Cl A (NWSA) 0.0 $9.0k 500.00 18.00
Altria (MO) 0.0 $7.0k 200.00 35.00
CareFusion Corporation 0.0 $4.0k 100.00 40.00