Newgate Capital Management

Newgate Capital Management as of Sept. 30, 2013

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 119 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Taiwan Semiconductor Mfg (TSM) 3.7 $21M 1.3M 16.96
Vale (VALE) 2.9 $17M 1.1M 15.61
Alpine Total Dynamic Dividend Fund 2.8 $16M 4.0M 4.02
Baidu (BIDU) 2.7 $16M 101k 155.18
SK Tele 2.7 $15M 673k 22.70
Banco Itau Holding Financeira (ITUB) 2.7 $15M 1.1M 14.12
Cnooc 2.6 $15M 74k 201.79
Companhia Energetica Minas Gerais (CIG) 2.6 $15M 1.7M 8.64
Infosys Technologies (INFY) 2.5 $15M 303k 48.11
Tata Motors 2.5 $14M 541k 26.62
Advanced Semiconductor Engineering 2.4 $14M 2.9M 4.78
Shinhan Financial (SHG) 2.2 $13M 312k 40.50
Petroleo Brasileiro SA (PBR) 2.1 $12M 763k 15.49
Companhia Paranaense de Energia 1.9 $11M 799k 13.96
Cemex SAB de CV (CX) 1.9 $11M 987k 11.18
Silver Standard Res 1.8 $10M 1.7M 6.15
Credicorp (BAP) 1.7 $9.6M 75k 128.46
Siliconware Precision Industries 1.6 $9.2M 1.6M 5.78
Yamana Gold 1.6 $9.3M 890k 10.40
Turkcell Iletisim Hizmetleri A.S. (TKC) 1.5 $8.6M 580k 14.75
Putnam Premier Income Trust (PPT) 1.5 $8.3M 1.6M 5.26
HDFC Bank (HDB) 1.4 $8.3M 268k 30.78
Southern Copper Corporation (SCCO) 1.4 $8.1M 296k 27.24
KB Financial (KB) 1.3 $7.6M 217k 35.02
National-Oilwell Var 1.1 $6.6M 84k 78.11
John Hancock Patriot Premium Div Fund II (PDT) 1.1 $6.2M 520k 11.97
Nuveen Quality Pref. Inc. Fund II 1.1 $6.3M 766k 8.16
Nuveen Multi-Strategy Income & Growth (JPC) 1.1 $6.2M 718k 8.68
Calamos Strategic Total Return Fund (CSQ) 1.1 $6.2M 617k 10.00
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.1 $6.0M 645k 9.35
ING Risk Managed Natural Resources Fund 1.1 $6.1M 607k 10.02
Braskem SA (BAK) 1.0 $5.9M 370k 15.95
Aberdeen Asia-Pacific Income Fund 1.0 $5.8M 960k 6.06
Industries N shs - a - (LYB) 1.0 $5.8M 79k 73.23
Global High Income Fund 1.0 $5.5M 535k 10.29
Anadarko Petroleum Corporation 0.9 $5.1M 55k 92.99
BlackRock Enhanced Capital and Income (CII) 0.9 $5.0M 383k 12.94
KT Corporation (KT) 0.9 $4.9M 293k 16.77
Freeport-McMoRan Copper & Gold (FCX) 0.9 $4.9M 148k 33.08
Halliburton Company (HAL) 0.8 $4.8M 101k 48.15
ICICI Bank (IBN) 0.8 $4.7M 153k 30.48
Continental Resources 0.8 $4.4M 41k 107.25
Cameron International Corporation 0.8 $4.4M 76k 58.37
Silver Wheaton Corp 0.8 $4.4M 177k 24.77
Teck Resources Ltd cl b (TECK) 0.8 $4.4M 162k 26.84
CONSOL Energy 0.7 $4.1M 123k 33.65
Celanese Corporation (CE) 0.7 $4.1M 77k 52.80
Huntsman Corporation (HUN) 0.7 $4.0M 196k 20.61
Foster Wheeler Ltd Com Stk 0.7 $3.9M 149k 26.34
Axiall 0.7 $3.9M 102k 37.79
BlackRock Income Trust 0.7 $3.8M 571k 6.67
Whiting Petroleum Corporation 0.7 $3.8M 63k 59.84
DWS Dreman Value Income Edge Fund 0.7 $3.8M 266k 14.15
Calpine Corporation 0.7 $3.7M 191k 19.43
Eastman Chemical Company (EMN) 0.6 $3.7M 47k 77.91
Southwestern Energy Company 0.6 $3.7M 101k 36.38
BlackRock Real Asset Trust 0.6 $3.6M 404k 8.98
Rio Tinto (RIO) 0.6 $3.6M 74k 48.76
BHP Billiton (BHP) 0.6 $3.5M 53k 66.50
Petroleo Brasileiro SA (PBR.A) 0.6 $3.4M 206k 16.73
iShares MSCI South Korea Index Fund (EWY) 0.6 $3.4M 55k 61.49
Ensco Plc Shs Class A 0.6 $3.4M 64k 53.75
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.6 $3.4M 267k 12.70
Ashland 0.6 $3.3M 35k 92.48
New Gold Inc Cda (NGD) 0.6 $3.3M 544k 5.98
Neuberger Berman Real Estate Sec (NRO) 0.5 $3.1M 686k 4.52
United States Steel Corporation (X) 0.5 $3.0M 147k 20.59
Us Silica Hldgs (SLCA) 0.5 $3.0M 121k 24.90
Invesco Van Kampen Dyn Cr Opp Fund 0.5 $3.0M 230k 12.86
Blackstone Gso Lng Shrt Cr I (BGX) 0.5 $2.9M 157k 18.54
Ocean Rig Udw 0.5 $2.9M 157k 18.20
Nuveen Dividend Advantage Municipal Fd 2 0.5 $2.8M 218k 12.97
Newfield Exploration 0.5 $2.7M 100k 27.37
Peabody Energy Corporation 0.5 $2.7M 154k 17.25
Carpenter Technology Corporation (CRS) 0.5 $2.6M 45k 58.11
Nuveen Senior Income Fund 0.5 $2.6M 358k 7.18
Nucor Corporation (NUE) 0.4 $2.4M 50k 49.01
Steel Dynamics (STLD) 0.4 $2.5M 148k 16.72
Nuveen Floating Rate Income Fund (JFR) 0.4 $2.4M 204k 11.96
Nuveen Insd Dividend Advantage (NVG) 0.4 $2.4M 192k 12.69
Columbia Seligm Prem Tech Gr (STK) 0.4 $2.5M 173k 14.21
Seadrill 0.4 $2.4M 54k 45.08
Forest Oil Corporation 0.4 $2.4M 387k 6.10
Cohen & Steers infrastucture Fund (UTF) 0.4 $2.3M 117k 19.74
SandRidge Energy 0.3 $2.0M 345k 5.86
PPG Industries (PPG) 0.3 $1.9M 12k 167.04
Hess (HES) 0.3 $1.9M 24k 77.33
Nuveen Munpl Markt Opp Fund 0.3 $1.9M 152k 12.26
Nuveen Quality Income Municipal Fund 0.3 $1.9M 148k 12.61
Kayne Anderson Mdstm Energy 0.3 $1.9M 59k 32.08
Nuveen Sht Dur Cr Opp 0.3 $1.9M 100k 19.11
EOG Resources (EOG) 0.3 $1.8M 11k 169.26
Oasis Petroleum 0.3 $1.8M 37k 49.14
Nuveen Municipal Advantage Fund 0.3 $1.9M 148k 12.51
Praxair 0.3 $1.8M 15k 120.21
Walter Energy 0.3 $1.8M 127k 14.03
FMC Technologies 0.3 $1.7M 30k 55.41
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.2 $1.4M 133k 10.33
Putnam Master Int. Income (PIM) 0.2 $1.1M 228k 4.88
Nuveen Select Quality Municipal Fund 0.2 $926k 73k 12.70
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $845k 67k 12.61
Eaton Vance Senior Income Trust (EVF) 0.1 $803k 114k 7.03
Apple (AAPL) 0.1 $621k 1.3k 476.96
Goldcorp 0.1 $552k 21k 26.01
Nuveen Maryland Premium Income Municipal 0.1 $538k 44k 12.14
Coeur d'Alene Mines Corporation (CDE) 0.1 $384k 32k 12.05
Nuveen Quality Preferred Income Fund 0.1 $407k 54k 7.56
Bank of America Corporation (BAC) 0.1 $359k 26k 13.80
Blackstone 0.1 $318k 13k 24.86
3D Systems Corporation (DDD) 0.1 $336k 6.2k 54.05
Citigroup (C) 0.1 $343k 7.1k 48.53
Newmont Mining Corporation (NEM) 0.1 $277k 9.9k 28.09
Kinross Gold Corp (KGC) 0.1 $290k 58k 5.05
Iamgold Corp (IAG) 0.1 $260k 55k 4.76
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $271k 2.6k 104.51
Putnam Municipal Opportunities Trust (PMO) 0.1 $273k 25k 10.95
Apollo Global Management 'a' 0.1 $261k 9.3k 28.21
VMware 0.0 $243k 3.0k 80.87
Millennial Media 0.0 $254k 36k 7.07