Newgate Capital Management

Newgate Capital Management as of Dec. 31, 2013

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 108 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Taiwan Semiconductor Mfg (TSM) 3.9 $20M 1.1M 17.44
Infosys Technologies (INFY) 3.6 $18M 325k 56.60
Vale (VALE) 3.3 $17M 1.1M 15.25
Baidu (BIDU) 2.9 $15M 82k 177.88
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.8 $14M 1.5M 9.73
Tata Motors 2.7 $14M 442k 30.80
Cnooc 2.6 $13M 71k 187.67
Cemex SAB de CV (CX) 2.6 $13M 1.1M 11.83
Shinhan Financial (SHG) 2.5 $13M 278k 45.70
Banco Itau Holding Financeira (ITUB) 2.4 $12M 894k 13.57
Alpine Total Dynamic Dividend Fund 2.3 $12M 2.8M 4.19
ING Risk Managed Natural Resources Fund 2.3 $12M 1.2M 9.81
Southern Copper Corporation (SCCO) 2.1 $11M 377k 28.71
Advanced Semiconductor Engineering 2.1 $11M 2.2M 4.80
Companhia Energetica Minas Gerais (CIG) 1.9 $9.4M 1.6M 5.96
Petroleo Brasileiro SA (PBR) 1.7 $8.8M 640k 13.78
Credicorp (BAP) 1.7 $8.9M 67k 132.73
KB Financial (KB) 1.7 $8.6M 213k 40.51
Silver Standard Res 1.6 $8.2M 1.2M 6.96
Companhia Paranaense de Energia 1.5 $7.6M 578k 13.14
Halliburton Company (HAL) 1.3 $6.7M 131k 50.75
Nuveen Multi-Strategy Income & Growth (JPC) 1.2 $6.2M 703k 8.87
BlackRock Real Asset Trust 1.2 $6.2M 708k 8.71
Nuveen Quality Pref. Inc. Fund II 1.2 $6.1M 756k 8.14
Freeport-McMoRan Copper & Gold (FCX) 1.2 $6.0M 159k 37.74
Vanguard Emerging Markets ETF (VWO) 1.2 $6.0M 146k 41.14
National-Oilwell Var 1.1 $5.7M 71k 79.54
Industries N shs - a - (LYB) 1.1 $5.4M 67k 80.28
Invesco Van Kampen Dyn Cr Opp Fund 1.0 $5.1M 394k 12.90
Blackrock Res & Commodities Strategy Tr (BCX) 1.0 $5.0M 435k 11.59
Neuberger Berman Real Estate Sec (NRO) 0.9 $4.8M 1.1M 4.34
SK Tele 0.9 $4.8M 195k 24.62
Nuveen Senior Income Fund 0.9 $4.6M 650k 7.13
ICICI Bank (IBN) 0.9 $4.4M 120k 37.17
Us Silica Hldgs (SLCA) 0.8 $4.3M 126k 34.11
BlackRock Enhanced Capital and Income (CII) 0.8 $4.2M 305k 13.67
Huntsman Corporation (HUN) 0.8 $4.1M 165k 24.60
Foster Wheeler Ltd Com Stk 0.8 $4.1M 123k 33.00
Rio Tinto (RIO) 0.8 $4.0M 70k 56.43
Continental Resources 0.8 $3.9M 35k 112.53
Baker Hughes Incorporated 0.8 $3.9M 71k 55.26
BHP Billiton (BHP) 0.8 $3.9M 57k 68.20
Teck Resources Ltd cl b (TECK) 0.8 $3.8M 148k 26.01
Global High Income Fund 0.8 $3.8M 387k 9.92
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.8 $3.8M 286k 13.35
Calamos Strategic Total Return Fund (CSQ) 0.8 $3.8M 350k 10.89
Petroleo Brasileiro SA (PBR.A) 0.7 $3.8M 257k 14.69
Blackstone Gso Lng Shrt Cr I (BGX) 0.7 $3.8M 211k 17.87
Whiting Petroleum Corporation 0.7 $3.6M 58k 61.87
Aberdeen Asia-Pacific Income Fund 0.7 $3.6M 625k 5.76
Celanese Corporation (CE) 0.7 $3.6M 65k 55.31
Silver Wheaton Corp 0.7 $3.4M 170k 20.19
John Hancock Patriot Premium Div Fund II (PDT) 0.7 $3.4M 296k 11.60
Domtar Corp 0.7 $3.4M 36k 94.35
SandRidge Energy 0.7 $3.3M 549k 6.07
KBR (KBR) 0.7 $3.3M 104k 31.89
Westlake Chemical Corporation (WLK) 0.7 $3.3M 27k 122.08
Kodiak Oil & Gas 0.7 $3.3M 296k 11.21
Cliffs Natural Resources 0.6 $3.3M 124k 26.21
CONSOL Energy 0.6 $3.2M 85k 38.04
Tidewater 0.6 $3.2M 54k 59.27
Eastman Chemical Company (EMN) 0.6 $3.2M 39k 80.71
Methanex Corp (MEOH) 0.6 $3.2M 54k 59.24
Nuveen Sht Dur Cr Opp 0.6 $3.1M 166k 18.84
Anadarko Petroleum Corporation 0.6 $3.1M 39k 79.33
Northern Oil & Gas 0.6 $3.1M 207k 15.07
Trinity Industries (TRN) 0.6 $3.1M 57k 54.52
Cohen & Steers infrastucture Fund (UTF) 0.6 $3.1M 151k 20.60
Oasis Petroleum 0.6 $3.1M 65k 46.98
Eaton Vance Senior Income Trust (EVF) 0.6 $3.1M 442k 6.91
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.6 $2.8M 230k 12.35
Walter Energy 0.5 $2.7M 165k 16.63
Cimarex Energy 0.5 $2.6M 25k 104.92
Ocean Rig Udw 0.5 $2.6M 134k 19.25
Peabody Energy Corporation 0.5 $2.5M 129k 19.53
Nuveen Quality Preferred Income Fund 0.5 $2.5M 329k 7.69
Nuveen Floating Rate Income Fund (JFR) 0.5 $2.5M 207k 11.92
Steel Dynamics (STLD) 0.5 $2.5M 126k 19.54
Companhia Siderurgica Nacional (SID) 0.5 $2.4M 389k 6.20
Carpenter Technology Corporation (CRS) 0.5 $2.4M 39k 62.20
Nucor Corporation (NUE) 0.4 $2.3M 42k 53.39
iShares Lehman Aggregate Bond (AGG) 0.4 $2.2M 21k 106.44
Nuveen Insd Dividend Advantage (NVG) 0.4 $2.2M 175k 12.52
United States Steel Corporation 0.4 $2.0M 68k 29.50
Nuveen Municipal Advantage Fund 0.4 $2.0M 165k 12.16
Newfield Exploration 0.4 $2.0M 80k 24.63
Nexpoint Credit Strategies 0.4 $1.9M 203k 9.42
Nuveen Munpl Markt Opp Fund 0.4 $1.9M 158k 12.00
Nuveen Quality Income Municipal Fund 0.3 $1.8M 143k 12.25
Globe Specialty Metals 0.3 $1.6M 90k 18.01
EOG Resources (EOG) 0.3 $1.6M 9.3k 167.85
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.3 $1.4M 140k 10.22
Tesoro Corporation 0.2 $1.2M 20k 58.49
Hollyfrontier Corp 0.2 $1.2M 24k 49.68
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.2 $962k 22k 43.41
Nuveen Select Quality Municipal Fund 0.2 $952k 77k 12.39
Apple (AAPL) 0.1 $730k 1.3k 560.68
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $730k 7.0k 103.78
Nuveen Dividend Advantage Municipal Fd 2 0.1 $644k 51k 12.69
Van Kampen Advantage Muni Incm Tr II (VKI) 0.1 $672k 64k 10.52
Nuveen Long/short Commodity 0.1 $596k 35k 17.22
Invesco Van Kampen Muni Opp Trust (VMO) 0.1 $578k 49k 11.70
Blackrock Muniassets Fund (MUA) 0.1 $515k 45k 11.54
Bank of America Corporation (BAC) 0.1 $405k 26k 15.56
Blackstone 0.1 $403k 13k 31.50
Blackrock Muniholdings Insured Fund II (MUE) 0.1 $332k 28k 12.08
Citigroup (C) 0.1 $368k 7.1k 52.07
Apollo Global Management 'a' 0.1 $292k 9.3k 31.56