Newgate Capital Management

Newgate Capital Management as of March 31, 2014

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 106 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Taiwan Semiconductor Mfg (TSM) 4.4 $20M 993k 20.02
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 4.3 $19M 2.0M 9.51
Vale (VALE) 3.1 $14M 1.0M 13.83
Infosys Technologies (INFY) 3.1 $14M 257k 54.18
Voya Natural Res Eq Inc Fund 3.0 $14M 1.3M 10.56
Companhia Energetica Minas Gerais (CIG) 2.6 $12M 1.7M 6.80
Banco Itau Holding Financeira (ITUB) 2.5 $11M 760k 14.86
Cemex SAB de CV (CX) 2.5 $11M 923k 12.14
Baidu (BIDU) 2.3 $11M 69k 152.26
Tata Motors 2.3 $10M 294k 35.41
Advanced Semiconductor Engineering 2.2 $10M 1.8M 5.55
Blackrock Res & Commodities Strategy Tr (BCX) 2.0 $9.2M 800k 11.50
BlackRock Real Asset Trust 2.0 $9.2M 1.0M 8.90
Silver Standard Res 1.9 $8.7M 877k 9.93
KB Financial (KB) 1.9 $8.5M 242k 35.15
Shinhan Financial (SHG) 1.9 $8.5M 193k 43.95
Southern Copper Corporation (SCCO) 1.9 $8.4M 288k 29.11
Credicorp (BAP) 1.6 $7.4M 54k 137.92
Petroleo Brasileiro SA (PBR) 1.6 $7.2M 544k 13.15
Companhia Siderurgica Nacional (SID) 1.5 $6.9M 1.6M 4.36
ICICI Bank (IBN) 1.5 $6.8M 155k 43.80
Halliburton Company (HAL) 1.4 $6.5M 111k 58.89
Sesa Sterlite Limted 1.4 $6.3M 508k 12.42
Yandex Nv-a (NBIS) 1.1 $5.1M 170k 30.19
Voya Prime Rate Trust sh ben int 1.1 $5.2M 890k 5.80
Nuveen Senior Income Fund 1.1 $5.1M 710k 7.16
Blackstone Gso Lng Shrt Cr I (BGX) 1.1 $5.1M 287k 17.61
Invesco Van Kampen Senior Income Trust (VVR) 1.1 $5.0M 1.0M 5.02
Invesco Van Kampen Dyn Cr Opp Fund 1.1 $5.1M 390k 12.94
Freeport-McMoRan Copper & Gold (FCX) 1.1 $4.7M 143k 33.07
Alpine Total Dyn Fd New cefs 1.0 $4.3M 515k 8.39
National-Oilwell Var 0.9 $4.2M 54k 77.87
Industries N shs - a - (LYB) 0.9 $4.0M 45k 88.95
Voya Global Eq Div & Pr Opp (IGD) 0.9 $3.9M 429k 9.20
Deere & Company (DE) 0.9 $3.9M 43k 90.79
Huntsman Corporation (HUN) 0.9 $3.9M 160k 24.42
Nuveen Multi-Strategy Income & Growth (JPC) 0.9 $3.9M 417k 9.29
Nuveen Floating Rate Income Fund (JFR) 0.8 $3.8M 315k 11.96
BHP Billiton (BHP) 0.8 $3.7M 54k 67.78
Neuberger Berman Real Estate Sec (NRO) 0.8 $3.6M 762k 4.72
Celanese Corporation (CE) 0.8 $3.5M 64k 55.51
Clearbridge Energy M 0.8 $3.5M 161k 21.50
Silver Wheaton Corp 0.8 $3.4M 150k 22.70
Whiting Petroleum Corporation 0.8 $3.4M 49k 69.40
Newfield Exploration 0.7 $3.3M 106k 31.36
Rio Tinto (RIO) 0.7 $3.3M 59k 55.83
Nuveen Energy Mlp Total Return etf 0.7 $3.2M 168k 19.20
Calamos Strategic Total Return Fund (CSQ) 0.7 $3.2M 288k 11.12
Eaton Vance Senior Income Trust (EVF) 0.7 $3.2M 458k 6.90
Nuveen Sht Dur Cr Opp 0.7 $3.1M 168k 18.48
Petroleo Brasileiro SA (PBR.A) 0.7 $3.1M 220k 13.87
Tidewater 0.7 $3.0M 62k 48.62
Blackrock Muniholdings Insured Fund II (MUE) 0.7 $3.1M 239k 12.74
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.7 $3.0M 233k 13.10
Westlake Chemical Corporation (WLK) 0.7 $3.0M 45k 66.18
SandRidge Energy 0.6 $2.9M 464k 6.14
Teck Resources Ltd cl b (TECK) 0.6 $2.8M 130k 21.68
Trinity Industries (TRN) 0.6 $2.8M 39k 72.07
Continental Resources 0.6 $2.8M 22k 124.25
Templeton Global Income Fund 0.6 $2.7M 339k 8.04
Kodiak Oil & Gas 0.6 $2.7M 225k 12.14
Domtar Corp 0.6 $2.7M 24k 112.21
HDFC Bank (HDB) 0.6 $2.6M 64k 41.03
Northern Oil & Gas 0.6 $2.6M 179k 14.62
Powershares Senior Loan Portfo mf 0.6 $2.6M 105k 24.81
Cimarex Energy 0.6 $2.5M 21k 119.13
Methanex Corp (MEOH) 0.5 $2.4M 38k 63.94
Steel Dynamics (STLD) 0.5 $2.4M 136k 17.79
Cliffs Natural Resources 0.5 $2.4M 117k 20.46
AK Steel Holding Corporation 0.5 $2.4M 332k 7.22
Ocean Rig Udw 0.5 $2.4M 133k 17.79
Oasis Petroleum 0.5 $2.3M 56k 41.73
Global High Income Fund 0.5 $2.3M 238k 9.87
United States Steel Corporation (X) 0.5 $2.3M 84k 27.61
Delek US Holdings 0.5 $2.1M 74k 29.04
Eastman Chemical Company (EMN) 0.5 $2.1M 24k 86.21
Globe Specialty Metals 0.5 $2.0M 97k 20.82
Western Refining 0.5 $2.0M 52k 38.60
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.5 $2.0M 187k 10.86
Tesoro Corporation 0.4 $1.9M 37k 50.60
Worthington Industries (WOR) 0.4 $1.9M 49k 38.25
Hollyfrontier Corp 0.4 $1.7M 35k 47.59
Safe Bulkers Inc Com Stk (SB) 0.3 $1.6M 163k 9.52
Blackrock Muniyield Quality Fund (MQY) 0.3 $1.5M 106k 14.47
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.3 $1.5M 81k 19.09
BlackRock MuniHoldings New York Insured (MHN) 0.3 $1.4M 104k 13.36
Clearbridge Energy M 0.3 $1.3M 48k 26.63
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.3 $1.3M 162k 7.94
Diana Shipping (DSX) 0.3 $1.2M 102k 11.99
Dryships/drys 0.2 $1.1M 338k 3.23
Cohen & Steers Slt Pfd Incm (PSF) 0.2 $1.1M 42k 24.92
BlackRock Municipal Income Trust II (BLE) 0.2 $1.0M 73k 14.02
Invesco Van Kampen Muni Opp Trust (VMO) 0.2 $1.0M 83k 12.20
Nuveen Municipal Advantage Fund 0.2 $1.0M 78k 12.99
Van Kampen Advantage Muni Incm Tr II (VKI) 0.2 $1.0M 92k 10.99
Nuveen Insd Dividend Advantage (NVG) 0.2 $923k 69k 13.33
BlackRock MuniHoldings Fund (MHD) 0.2 $911k 58k 15.59
EOG Resources (EOG) 0.2 $856k 8.7k 98.12
Apple (AAPL) 0.2 $699k 1.3k 536.87
Resolute Fst Prods In 0.2 $723k 36k 20.10
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $510k 4.8k 107.14
Blackrock Muniyield Fund (MYD) 0.1 $516k 38k 13.74
Bank of America Corporation (BAC) 0.1 $444k 26k 17.18
Blackstone 0.1 $425k 13k 33.22
Citigroup (C) 0.1 $372k 7.8k 47.58
Apollo Global Management 'a' 0.1 $294k 9.3k 31.77