Newgate Capital Management

Newgate Capital Management as of Sept. 30, 2014

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 99 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 9.0 $16M 1.7M 8.93
AllianceBernstein Global Hgh Incm (AWF) 5.3 $9.2M 677k 13.60
BlackRock Real Asset Trust 3.9 $6.7M 792k 8.47
Voya Prime Rate Trust sh ben int 3.6 $6.2M 1.1M 5.50
Invesco Van Kampen Senior Income Trust (VVR) 3.6 $6.1M 1.3M 4.75
Blackrock Res & Commodities Strategy Tr (BCX) 3.4 $5.8M 513k 11.23
Clearbridge Energy M 3.0 $5.2M 225k 23.04
Invesco Van Kampen Dyn Cr Opp Fund 3.0 $5.1M 410k 12.35
Templeton Global Income Fund 2.5 $4.3M 542k 7.95
Nuveen Floating Rate Income Fund (JFR) 2.3 $4.0M 356k 11.29
Blackstone Gso Lng Shrt Cr I (BGX) 2.3 $4.0M 241k 16.70
Nuveen Senior Income Fund 2.3 $4.0M 599k 6.69
Nuveen Sht Dur Cr Opp 2.3 $4.0M 235k 17.12
Blackstone Gso Strategic (BGB) 1.8 $3.1M 182k 16.78
Eaton Vance Senior Income Trust (EVF) 1.8 $3.0M 468k 6.51
Aberdeen Asia-Pacific Income Fund 1.8 $3.0M 509k 5.90
BlackRock Debt Strategies Fund 1.7 $3.0M 784k 3.82
Blackrock Muniholdings Insured Fund II (MUE) 1.4 $2.5M 186k 13.28
Taiwan Semiconductor Mfg (TSM) 1.4 $2.4M 121k 20.18
Templeton Emerging Markets Income Fund (TEI) 1.4 $2.4M 188k 12.72
John Hancock Preferred Income Fund III (HPS) 1.4 $2.4M 135k 17.51
Baidu (BIDU) 1.4 $2.3M 11k 218.20
CF Industries Holdings (CF) 1.2 $2.0M 7.3k 279.24
BlackRock MuniHoldings Fund (MHD) 1.2 $2.0M 126k 16.10
Cemex SAB de CV (CX) 1.1 $1.9M 147k 13.04
BlackRock Municipal Income Trust II (BLE) 1.1 $1.9M 132k 14.37
Halliburton Company (HAL) 1.1 $1.8M 29k 64.49
Blackrock Municipal Income Trust (BFK) 1.0 $1.8M 129k 13.67
Clearbridge Energy Mlp Opp F 1.0 $1.7M 72k 24.40
Nuveen Muni Value Fund (NUV) 0.9 $1.6M 171k 9.41
ICICI Bank (IBN) 0.9 $1.5M 31k 49.11
Vale (VALE) 0.9 $1.5M 134k 11.01
Banco Itau Holding Financeira (ITUB) 0.9 $1.5M 106k 13.88
Tata Motors 0.8 $1.4M 33k 43.71
Industries N shs - a - (LYB) 0.7 $1.3M 12k 108.68
Freeport-McMoRan Copper & Gold (FCX) 0.7 $1.3M 39k 32.64
Southern Copper Corporation (SCCO) 0.7 $1.3M 43k 29.66
Advanced Semiconductor Engineering 0.7 $1.2M 209k 5.91
Baker Hughes Incorporated 0.6 $1.1M 17k 65.08
Westlake Chemical Corporation (WLK) 0.6 $1.1M 13k 86.57
Huntsman Corporation (HUN) 0.6 $1.1M 41k 25.99
Blackrock Muniyield Quality Fund (MQY) 0.6 $1.1M 72k 14.91
Petroleo Brasileiro SA (PBR) 0.6 $1.0M 72k 14.19
Huaneng Power International 0.6 $1.0M 23k 43.67
Melco Crown Entertainment (MLCO) 0.6 $997k 38k 26.30
KB Financial (KB) 0.6 $982k 27k 36.23
Companhia Energetica Minas Gerais (CIG) 0.6 $980k 157k 6.23
Celanese Corporation (CE) 0.6 $975k 17k 58.51
Yandex Nv-a (NBIS) 0.6 $985k 36k 27.79
Rio Tinto (RIO) 0.6 $952k 19k 49.17
Deere & Company (DE) 0.5 $931k 11k 82.03
Apple (AAPL) 0.5 $918k 9.1k 100.72
BHP Billiton (BHP) 0.5 $903k 15k 58.87
Sesa Sterlite Limted 0.5 $889k 52k 17.27
Shinhan Financial (SHG) 0.5 $870k 19k 45.46
Whiting Petroleum Corporation 0.5 $870k 11k 77.56
Delek US Holdings 0.5 $873k 26k 33.11
Credicorp (BAP) 0.5 $854k 5.6k 153.46
Trinity Industries (TRN) 0.5 $848k 18k 46.72
Tesoro Corporation 0.5 $816k 13k 61.00
Methanex Corp (MEOH) 0.5 $797k 12k 66.79
Steel Dynamics (STLD) 0.5 $794k 35k 22.61
BlackRock MuniHoldings New York Insured (MHN) 0.5 $792k 59k 13.35
Oasis Petroleum 0.4 $753k 18k 41.81
Encana Corp 0.4 $736k 35k 21.20
National-Oilwell Var 0.4 $725k 9.5k 76.11
Canadian Natural Resources (CNQ) 0.4 $705k 18k 38.85
Ship Finance Intl 0.4 $684k 40k 16.93
Cimarex Energy 0.4 $681k 5.4k 126.44
Nabors Industries 0.4 $686k 30k 22.78
Western Refining 0.4 $676k 16k 41.99
Ocean Rig Udw 0.4 $662k 41k 16.11
Banco Bradesco SA (BBD) 0.4 $638k 45k 14.26
Entergy Corporation (ETR) 0.3 $602k 7.8k 77.39
Worthington Industries (WOR) 0.3 $600k 16k 37.25
United States Steel Corporation 0.3 $606k 16k 39.15
Hollyfrontier Corp 0.3 $582k 13k 43.70
AES Corporation (AES) 0.3 $551k 39k 14.18
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.3 $528k 27k 19.89
Continental Resources 0.3 $508k 7.6k 66.48
SandRidge Energy 0.3 $522k 122k 4.29
Blackrock Muniyield Fund (MYD) 0.3 $509k 36k 14.19
Infosys Technologies (INFY) 0.3 $493k 8.1k 60.52
EOG Resources (EOG) 0.3 $498k 5.0k 98.95
Stillwater Mining Company 0.3 $495k 33k 15.02
Approach Resources 0.3 $486k 34k 14.49
Ega Emerging Global Shs Tr egs india infr 0.3 $464k 36k 12.87
Bank of America Corporation (BAC) 0.3 $441k 26k 17.07
Silver Standard Res 0.3 $442k 72k 6.10
Companhia Paranaense de Energia 0.2 $411k 30k 13.69
Citigroup (C) 0.2 $405k 7.8k 51.80
Dbx Etf Tr dbxtr har cs 300 (ASHR) 0.2 $394k 15k 25.80
Devon Energy Corporation (DVN) 0.2 $360k 5.3k 68.23
Cliffs Natural Resources 0.2 $338k 33k 10.39
Newfield Exploration 0.2 $335k 9.0k 37.11
Cenovus Energy (CVE) 0.2 $333k 12k 26.88
Safe Bulkers Inc Com Stk (SB) 0.2 $278k 42k 6.65
Twitter 0.1 $223k 4.3k 51.55
Putnam Managed Municipal Income Trust (PMM) 0.1 $137k 19k 7.06