Newgate Capital Management

Newgate Capital Management as of Sept. 30, 2015

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 95 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 9.7 $13M 1.6M 7.93
BlackRock Debt Strategies Fund 7.7 $10M 3.1M 3.32
Invesco Van Kampen Dyn Cr Opp Fund 4.5 $6.0M 575k 10.50
Aberdeen Asia-Pacific Income Fund (FAX) 4.2 $5.6M 1.3M 4.50
Templeton Emerging Markets Income Fund (TEI) 4.1 $5.5M 569k 9.69
Pimco Dynamic Credit Income other 4.1 $5.5M 303k 18.11
AllianceBernstein Global Hgh Incm (AWF) 3.8 $5.1M 461k 10.99
Nuveen Senior Income Fund 3.5 $4.7M 804k 5.88
Blackstone Gso Lng Shrt Cr I (BGX) 3.4 $4.5M 316k 14.25
Invesco Van Kampen Senior Income Trust (VVR) 3.3 $4.4M 1.1M 4.15
Nuveen Sht Dur Cr Opp 2.8 $3.7M 248k 15.12
Nuveen Floating Rate Income Fund (JFR) 2.8 $3.7M 373k 9.99
Calamos Strategic Total Return Fund (CSQ) 2.7 $3.7M 399k 9.21
Voya Prime Rate Trust sh ben int 2.5 $3.3M 657k 5.03
Doubleline Income Solutions (DSL) 2.1 $2.8M 164k 17.29
Blackstone Gso Strategic (BGB) 2.1 $2.8M 195k 14.21
Nuveen Dividend Advantage Municipal Fd 2 1.8 $2.5M 183k 13.55
BlackRock Floating Rate Income Strat. Fn (FRA) 1.7 $2.3M 179k 12.88
Dreyfus Strategic Municipal Bond Fund 1.5 $2.0M 255k 7.77
Korea Electric Power Corporation (KEP) 1.2 $1.6M 77k 20.49
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 1.1 $1.5M 123k 12.53
Baidu (BIDU) 1.0 $1.4M 9.9k 137.41
BlackRock Credit All Inc Trust IV (BTZ) 1.0 $1.3M 108k 12.09
Nuveen Insured Tax-Free Adv Munici (NEA) 0.9 $1.2M 95k 12.97
Cemex SAB de CV (CX) 0.9 $1.2M 173k 6.99
Taiwan Semiconductor Mfg (TSM) 0.8 $1.1M 51k 20.75
Apple (AAPL) 0.8 $1.0M 9.1k 110.27
ICICI Bank (IBN) 0.7 $980k 117k 8.38
Halliburton Company (HAL) 0.7 $916k 26k 35.36
Nuveen Munpl Markt Opp Fund 0.7 $917k 70k 13.04
Nuveen Quality Income Municipal Fund 0.6 $845k 63k 13.42
Companhia Energetica Minas Gerais (CIG) 0.5 $708k 398k 1.78
Ega Emerging Global Shs Tr egs india infr 0.5 $715k 66k 10.76
Eaton Vance Senior Income Trust (EVF) 0.5 $687k 118k 5.84
Banco Itau Holding Financeira (ITUB) 0.5 $665k 101k 6.62
LG Display (LPL) 0.5 $648k 68k 9.50
Tesoro Corporation 0.5 $648k 6.7k 97.31
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.5 $650k 39k 16.81
Industries N shs - a - (LYB) 0.5 $639k 7.7k 83.34
Celanese Corporation (CE) 0.5 $621k 11k 59.15
Invesco Van Kampen Municipal Trust (VKQ) 0.5 $618k 51k 12.20
Nuveen Municipal Advantage Fund 0.5 $614k 46k 13.25
Nuveen Select Quality Municipal Fund 0.5 $619k 47k 13.32
CF Industries Holdings (CF) 0.5 $601k 13k 44.93
Ship Finance Intl 0.5 $604k 37k 16.24
Trinity Industries (TRN) 0.5 $599k 27k 22.58
Pbf Energy Inc cl a (PBF) 0.5 $600k 21k 28.23
Banco Bradesco SA (BBD) 0.4 $598k 112k 5.36
Nuveen Premium Income Municipal Fund 0.4 $573k 43k 13.34
Valero Energy Corporation (VLO) 0.4 $566k 9.4k 60.08
Oge Energy Corp (OGE) 0.4 $550k 20k 27.11
Mobile TeleSystems OJSC 0.4 $534k 76k 7.06
Nordic American Tanker Shippin (NAT) 0.4 $524k 34k 15.21
Enbridge (ENB) 0.4 $516k 14k 37.16
Alibaba Group Holding (BABA) 0.4 $497k 8.4k 58.99
Westlake Chemical Corporation (WLK) 0.4 $484k 9.3k 51.94
Marathon Petroleum Corp (MPC) 0.4 $488k 11k 46.30
Commercial Metals Company (CMC) 0.3 $470k 35k 13.54
Schlumberger (SLB) 0.3 $477k 6.9k 68.99
PPL Corporation (PPL) 0.3 $454k 14k 32.89
Tsakos Energy Navigation 0.3 $456k 56k 8.14
Scorpio Tankers 0.3 $459k 50k 9.17
Phillips 66 (PSX) 0.3 $456k 5.9k 76.92
Teekay Tankers Ltd cl a 0.3 $446k 65k 6.91
Facebook Inc cl a (META) 0.3 $426k 4.7k 89.93
Jd (JD) 0.3 $430k 17k 26.08
Trinseo S A 0.3 $425k 17k 25.23
FirstEnergy (FE) 0.3 $413k 13k 31.27
Hollyfrontier Corp 0.3 $421k 8.6k 48.90
Twitter 0.3 $415k 15k 26.94
Bank of America Corporation (BAC) 0.3 $403k 26k 15.60
Western Refining 0.3 $405k 9.2k 44.11
Citigroup (C) 0.3 $401k 8.1k 49.67
EOG Resources (EOG) 0.3 $385k 5.3k 72.75
Transcanada Corp 0.3 $385k 12k 31.54
Eastman Chemical Company (EMN) 0.3 $371k 5.7k 64.72
Boise Cascade (BCC) 0.3 $376k 15k 25.20
Chicago Bridge & Iron Company 0.3 $368k 9.3k 39.63
Albemarle Corporation (ALB) 0.3 $360k 8.2k 44.13
Netflix (NFLX) 0.3 $350k 3.4k 103.21
Nuveen Select Tax Free Incom Portfolio 2 0.3 $351k 27k 13.07
Dorian Lpg (LPG) 0.2 $340k 33k 10.31
Occidental Petroleum Corporation (OXY) 0.2 $311k 4.7k 66.16
Agrium 0.2 $289k 3.2k 89.53
Canadian Natural Resources (CNQ) 0.2 $278k 14k 19.44
Methanex Corp (MEOH) 0.2 $275k 8.3k 33.11
Steel Dynamics (STLD) 0.2 $271k 16k 17.16
Templeton Global Income Fund 0.2 $271k 45k 6.08
Greenbrier Companies (GBX) 0.2 $262k 8.1k 32.16
Blackrock Res & Commodities Strategy Tr (BCX) 0.2 $226k 32k 7.04
Devon Energy Corporation (DVN) 0.2 $211k 5.7k 37.13
Mosaic (MOS) 0.2 $220k 7.1k 31.07
Huntsman Corporation (HUN) 0.1 $201k 21k 9.71
HudBay Minerals (HBM) 0.1 $203k 55k 3.69
Kraton Performance Polymers 0.1 $181k 10k 17.92