Newgate Capital Management

Newgate Capital Management as of Dec. 31, 2015

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 96 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 10.0 $13M 1.7M 7.79
BlackRock Debt Strategies Fund 8.0 $11M 3.2M 3.37
Aberdeen Asia-Pacific Income Fund 5.2 $6.9M 1.5M 4.53
Invesco Van Kampen Dyn Cr Opp Fund 4.9 $6.6M 626k 10.47
Pimco Dynamic Credit Income other 4.1 $5.5M 307k 17.86
Nuveen Senior Income Fund 3.7 $4.9M 860k 5.73
Calamos Strategic Total Return Fund (CSQ) 3.5 $4.8M 481k 9.90
Invesco Van Kampen Senior Income Trust (VVR) 3.5 $4.6M 1.2M 4.01
Voya Prime Rate Trust sh ben int 3.4 $4.6M 907k 5.06
Templeton Emerging Markets Income Fund (TEI) 3.3 $4.4M 444k 9.97
AllianceBernstein Global Hgh Incm (AWF) 3.1 $4.2M 392k 10.78
Nuveen Sht Dur Cr Opp 2.8 $3.8M 256k 14.73
Blackstone Gso Lng Shrt Cr I (BGX) 2.5 $3.4M 249k 13.48
Allianzgi Nfj Divid Int Prem S cefs 2.2 $3.0M 239k 12.39
Nuveen Dividend Advantage Municipal Fd 2 1.9 $2.6M 183k 14.10
Doubleline Income Solutions (DSL) 1.8 $2.4M 149k 16.07
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 1.7 $2.3M 174k 13.07
BlackRock Floating Rate Income Strat. Fn (FRA) 1.6 $2.2M 172k 12.90
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 1.3 $1.7M 124k 13.75
Baidu (BIDU) 1.2 $1.7M 8.9k 189.05
Korea Electric Power Corporation (KEP) 1.1 $1.5M 71k 21.17
Allianzgi Conv & Inc Fd taxable cef 1.1 $1.5M 267k 5.47
Nuveen Insured Municipal Opp. Fund 1.1 $1.4M 102k 14.25
Nuveen Insured Tax-Free Adv Munici (NEA) 1.0 $1.3M 95k 13.79
Taiwan Semiconductor Mfg (TSM) 0.9 $1.2M 54k 22.74
Nuveen Floating Rate Income Fund (JFR) 0.7 $983k 97k 10.18
Apple (AAPL) 0.7 $959k 9.1k 105.22
ICICI Bank (IBN) 0.6 $840k 107k 7.83
Halliburton Company (HAL) 0.6 $775k 23k 34.04
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.6 $759k 27k 28.12
Infosys Technologies (INFY) 0.6 $734k 44k 16.75
Eaton Vance Senior Income Trust (EVF) 0.5 $729k 126k 5.77
Tesoro Corporation 0.5 $664k 6.3k 105.31
Celanese Corporation (CE) 0.5 $665k 9.9k 67.29
Nuveen Premier Mun Income 0.5 $656k 48k 13.60
Blackstone Gso Strategic (BGB) 0.5 $663k 50k 13.37
Jd (JD) 0.5 $653k 20k 32.26
Valero Energy Corporation (VLO) 0.5 $628k 8.9k 70.73
Alibaba Group Holding (BABA) 0.5 $629k 7.7k 81.23
Industries N shs - a - (LYB) 0.5 $623k 7.2k 86.91
Schlumberger (SLB) 0.5 $602k 8.6k 69.76
Huaneng Power International 0.5 $607k 18k 34.31
Marathon Petroleum Corp (MPC) 0.5 $599k 12k 51.83
Companhia Energetica Minas Gerais (CIG) 0.4 $574k 393k 1.46
Teekay Tankers Ltd cl a 0.4 $578k 84k 6.89
Powershares Senior Loan Portfo mf 0.4 $578k 26k 22.32
Pbf Energy Inc cl a (PBF) 0.4 $582k 16k 36.80
Ship Finance Intl 0.4 $567k 34k 16.58
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.4 $571k 37k 15.27
Templeton Global Income Fund 0.4 $545k 86k 6.33
Cemex SAB de CV (CX) 0.4 $540k 97k 5.57
Companhia Paranaense de Energia 0.4 $500k 85k 5.87
Facebook Inc cl a (META) 0.4 $496k 4.7k 104.71
Trinseo S A 0.4 $494k 18k 28.21
Nordic American Tanker Shippin (NAT) 0.4 $484k 32k 15.04
CF Industries Holdings (CF) 0.3 $475k 12k 40.85
PPL Corporation (PPL) 0.3 $446k 13k 34.13
Transcanada Corp 0.3 $445k 14k 32.61
Oge Energy Corp (OGE) 0.3 $441k 17k 26.03
Trinity Industries (TRN) 0.3 $448k 19k 23.89
Mobile TeleSystems OJSC 0.3 $432k 70k 6.18
Bank of America Corporation (BAC) 0.3 $435k 26k 16.84
Scorpio Tankers 0.3 $429k 54k 8.02
FirstEnergy (FE) 0.3 $416k 13k 31.71
Citigroup (C) 0.3 $417k 8.1k 51.65
EOG Resources (EOG) 0.3 $390k 5.5k 70.65
Netflix (NFLX) 0.3 $388k 3.4k 114.42
Tsakos Energy Navigation 0.3 $384k 49k 7.92
Albemarle Corporation (ALB) 0.3 $396k 7.1k 56.00
Nuveen Munpl Markt Opp Fund 0.3 $391k 29k 13.72
Nuveen Select Quality Municipal Fund 0.3 $394k 28k 13.99
Enbridge (ENB) 0.3 $381k 12k 33.18
Blackrock Res & Commodities Strategy Tr (BCX) 0.3 $379k 54k 7.03
Phillips 66 (PSX) 0.3 $370k 4.5k 81.89
Eastman Chemical Company (EMN) 0.3 $356k 5.3k 67.48
Ssga Active Etf Tr blkstn gsosrln (SRLN) 0.3 $369k 8.0k 46.16
Twitter 0.3 $356k 15k 23.11
Chicago Bridge & Iron Company 0.3 $348k 8.9k 39.02
Westlake Chemical Corporation (WLK) 0.3 $344k 6.3k 54.35
Nuveen Quality Income Municipal Fund 0.3 $347k 25k 14.11
Transocean (RIG) 0.2 $333k 27k 12.36
Dorian Lpg (LPG) 0.2 $334k 28k 11.78
Devon Energy Corporation (DVN) 0.2 $328k 10k 31.99
Hollyfrontier Corp 0.2 $318k 8.0k 39.90
Diamond Offshore Drilling 0.2 $312k 15k 21.12
Greenbrier Companies (GBX) 0.2 $303k 9.4k 32.28
Vanguard Emerging Markets ETF (VWO) 0.2 $305k 9.3k 32.67
Kraton Performance Polymers 0.2 $313k 19k 16.62
Western Refining 0.2 $299k 8.5k 35.29
Occidental Petroleum Corporation (OXY) 0.2 $274k 4.1k 67.54
Agrium 0.2 $250k 2.8k 89.32
Canadian Natural Resources (CNQ) 0.2 $261k 12k 21.83
Ega Emerging Global Shs Tr egs india infr 0.2 $259k 25k 10.56
Noble Corp Plc equity 0.2 $233k 22k 10.57
PowerShares Emerging Markets Sovere 0.2 $209k 7.7k 27.25
Frontline Limited Usd2.5 0.1 $176k 59k 2.99