Nine Masts Capital

Nine Masts Capital as of Dec. 31, 2015

Portfolio Holdings for Nine Masts Capital

Nine Masts Capital holds 77 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares FTSE/Xinhua China 25 Index (FXI) 15.1 $85M 2.4M 35.29
Soufun Holdings Limited conv bd us 8.6 $48M 50M 0.96
Youku 6.7 $37M 1.4M 27.13
Mindray Medical International 6.4 $36M 1.3M 27.12
Direxion Shs Etf Tr csi300 china1x 6.0 $34M 807k 42.14
OmniVision Technologies 6.0 $33M 1.2M 29.02
Ctrip.com Inter Ltd. conv 4.7 $27M 20M 1.33
Sony Corporation (SONY) 4.6 $26M 1.0M 24.97
iShares iBoxx $ High Yid Corp Bond (HYG) 4.1 $23M 285k 80.58
HSBC Holdings (HSBC) 3.3 $19M 469k 39.93
Homeinns Hotel 2.1 $12M 339k 34.16
Qihoo 360 Technologies Co Lt 2.0 $11M 156k 72.81
Dr. Reddy's Laboratories (RDY) 1.8 $10M 215k 47.15
Terraform Power 1.8 $10M 800k 12.58
AirMedia 1.8 $10M 1.8M 5.59
AU Optronics 1.7 $9.6M 3.2M 2.96
21vianet Group (VNET) 1.7 $9.5M 449k 21.14
Cnooc 1.7 $9.4M 90k 104.12
Pimco Dynamic Credit Income other 1.5 $8.4M 464k 18.03
Toyota Motor Corporation (TM) 1.5 $8.3M 67k 124.56
Carnival Corporation (CCL) 1.3 $7.5M 138k 54.48
China Uni 1.3 $7.1M 579k 12.19
Honda Motor (HMC) 1.1 $6.4M 198k 32.52
Ryanair Holdings (RYAAY) 1.1 $6.2M 72k 86.46
D Bona Film Group 1.1 $6.1M 465k 13.23
E-House 1.1 $6.0M 958k 6.29
ICICI Bank (IBN) 0.9 $4.9M 621k 7.89
PetroChina Company 0.8 $4.7M 72k 65.55
Frontier Communications Corp pfd conv ser-a 0.8 $4.6M 5.0M 0.92
Nomura Holdings (NMR) 0.6 $3.1M 554k 5.65
Qihoo 360 Technology Co Ltd note 2.500% 9/1 0.5 $2.7M 27M 0.10
NCR Corporation (VYX) 0.4 $2.4M 100k 24.46
General Electric Company 0.4 $2.3M 1.8M 1.26
Calamos Convertible & Hi Income Fund (CHY) 0.4 $2.2M 208k 10.51
Calamos Conv. Opptys. & Income Fund (CHI) 0.4 $2.1M 217k 9.91
Allianzgi Conv & Inc Fd taxable cef 0.4 $2.1M 383k 5.54
Calamos (CCD) 0.4 $2.0M 113k 18.05
REPCOM cla 0.3 $2.0M 31k 62.46
Allianzgi Conv & Income Fd I 0.2 $1.4M 279k 5.05
Momo 0.2 $1.3M 83k 16.02
Mitsubishi UFJ Financial (MUFG) 0.2 $1.3M 202k 6.30
Advanced Semiconductor Engineering 0.2 $1.2M 213k 5.78
Chesapeake Energy Corp note 2.250%12/1 0.2 $1.1M 3.3M 0.34
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.2 $1.0M 133k 7.61
Doubleline Income Solutions (DSL) 0.2 $1.0M 62k 16.22
Advent Claymore Convertible Sec & Inc (AVK) 0.2 $958k 71k 13.52
Sumitomo Mitsui Financial Grp (SMFG) 0.2 $959k 125k 7.66
Infosys Technologies (INFY) 0.2 $921k 55k 16.73
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $705k 69k 10.16
Blackstone Gso Strategic (BGB) 0.1 $752k 56k 13.37
China Life Insurance Company 0.1 $672k 42k 16.15
Spdr S&p 500 Etf (SPY) 0.1 $539k 100k 5.39
Micron Technology Inc conv 0.1 $560k 7.0M 0.08
China Petroleum & Chemical 0.1 $505k 8.4k 60.43
ResMed (RMD) 0.1 $506k 9.4k 53.72
Qihoo 360 Technology Co Ltd Note 1.750% 8/1 0.1 $500k 5.0M 0.10
Gabelli Equity Trust (GAB) 0.1 $446k 84k 5.31
Liberty All-Star Equity Fund (USA) 0.1 $446k 83k 5.35
BlackRock Corporate High Yield Fund VI (HYT) 0.1 $461k 47k 9.79
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $442k 35k 12.75
Gabelli Dividend & Income Trust (GDV) 0.1 $339k 18k 18.48
Nuveen Insured Municipal Opp. Fund 0.1 $311k 22k 14.33
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $286k 37k 7.83
Aberdeen Asia-Pacific Income Fund (FAX) 0.1 $283k 62k 4.58
Invesco Van Kampen Senior Income Trust (VVR) 0.1 $278k 69k 4.03
Prudential Gl Sh Dur Hi Yld 0.1 $303k 21k 14.17
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $208k 20k 10.57
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $213k 31k 6.81
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $234k 26k 9.18
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $230k 19k 12.33
Prudential Sht Duration Hg Y 0.0 $215k 15k 14.62
Templeton Global Income Fund (SABA) 0.0 $157k 25k 6.35
AllianceBernstein Global Hgh Incm (AWF) 0.0 $157k 15k 10.75
Adams Express Company (ADX) 0.0 $118k 9.2k 12.83
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $102k 7.4k 13.78
First Tr Exchange Traded Fd Etf exchange traded (FTDS) 0.0 $135k 100k 1.35
iShares MSCI Emerging Markets Indx (EEM) 0.0 $3.0k 300k 0.01