Nine Masts Capital

Nine Masts Capital as of March 31, 2016

Portfolio Holdings for Nine Masts Capital

Nine Masts Capital holds 82 positions in its portfolio as reported in the March 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Soufun Holdings Limited conv bd us 9.2 $49M 50M 0.98
Sumitomo Mitsui Financial Grp (SMFG) 8.0 $42M 7.0M 6.06
Qihoo 360 Technology Co Ltd note 2.500% 9/1 7.5 $40M 40M 1.00
Youku 7.1 $38M 1.4M 27.49
Qihoo 360 Technologies Co Lt 6.6 $35M 465k 75.55
Direxion Shs Etf Tr csi300 china1x 5.6 $30M 694k 43.14
Sony Corporation (SONY) 4.9 $26M 1.0M 25.71
Ctrip.com Inter Ltd. conv 4.8 $26M 20M 1.29
Homeinns Hotel 4.3 $23M 637k 35.65
AirMedia 2.1 $11M 2.0M 5.60
Mitsubishi UFJ Financial (MUFG) 1.9 $10M 2.2M 4.63
Nomura Holdings (NMR) 1.9 $10M 2.2M 4.47
Carnival Corporation (CCL) 1.8 $9.6M 181k 52.77
21vianet Group (VNET) 1.6 $8.3M 418k 19.97
Terraform Power 1.5 $7.8M 900k 8.65
AU Optronics 1.4 $7.7M 2.6M 3.00
China Uni 1.4 $7.6M 574k 13.20
Honda Motor (HMC) 1.3 $6.7M 245k 27.43
Ikang Healthcare Group- 1.2 $6.6M 304k 21.86
Pos (PKX) 1.2 $6.4M 133k 47.99
E-House 1.2 $6.4M 1.0M 6.22
D Bona Film Group 1.2 $6.3M 465k 13.55
Alibaba Group Holding (BABA) 1.1 $5.7M 73k 79.04
HSBC Holdings (HSBC) 1.1 $5.6M 179k 31.20
Baidu (BIDU) 1.0 $5.3M 28k 190.89
Calamos Conv. Opptys. & Income Fund (CHI) 1.0 $5.2M 551k 9.49
NetEase (NTES) 0.9 $5.1M 35k 143.59
Vanguard Total Bond Market ETF (BND) 0.9 $5.1M 61k 82.79
Jd (JD) 0.9 $5.0M 190k 26.50
Multi-Fineline Electronix 0.9 $5.0M 215k 23.21
REPCOM cla 0.8 $4.5M 74k 61.59
iShares Russell 2000 Index (IWM) 0.8 $4.4M 1.9M 2.30
Ingram Micro 0.7 $4.0M 110k 35.91
PetroChina Company 0.6 $3.4M 51k 66.53
Allianzgi Conv & Inc Fd taxable cef 0.6 $3.4M 618k 5.54
Calamos Convertible & Hi Income Fund (CHY) 0.6 $3.3M 318k 10.39
E Commerce China Dangdang 0.6 $3.2M 445k 7.13
Ryanair Holdings (RYAAY) 0.6 $3.1M 36k 85.83
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.6 $3.0M 234k 12.88
Calamos (CCD) 0.6 $2.9M 169k 17.26
Zhaopin 0.5 $2.8M 177k 15.88
Momo 0.5 $2.8M 253k 11.24
LG Display (LPL) 0.5 $2.7M 233k 11.63
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.5 $2.6M 177k 14.52
ICICI Bank (IBN) 0.5 $2.4M 340k 7.16
Aberdeen Asia-Pacific Income Fund (FAX) 0.4 $2.3M 457k 5.00
Autohome Inc- (ATHM) 0.4 $2.2M 78k 27.94
Allianzgi Conv & Income Fd I 0.4 $2.1M 428k 4.88
Morgan Stanley Emerging Markets Domestic (EDD) 0.3 $1.9M 243k 7.64
Invesco Van Kampen Senior Income Trust (VVR) 0.3 $1.7M 432k 4.04
Advent Claymore Convertible Sec & Inc (AVK) 0.3 $1.6M 118k 13.21
Templeton Global Income Fund (SABA) 0.3 $1.5M 227k 6.52
Melco Crown Entertainment (MLCO) 0.3 $1.4M 87k 16.51
Chesapeake Energy Corp note 2.250%12/1 0.3 $1.4M 3.3M 0.41
Advanced Semiconductor Engineering 0.2 $1.2M 206k 5.85
New Oriental Education & Tech 0.2 $1.2M 33k 34.60
58 Com Inc spon adr rep a 0.2 $997k 18k 55.68
TAL Education (TAL) 0.2 $954k 19k 49.67
Dr. Reddy's Laboratories (RDY) 0.2 $841k 18k 45.83
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.1 $782k 104k 7.54
Sunedison Inc convertible security 0.1 $800k 20M 0.04
SouFun Holdings 0.1 $699k 117k 5.99
Liberty All-Star Equity Fund (USA) 0.1 $560k 113k 4.97
Invesco Van Kampen Dyn Cr Opp Fund 0.1 $596k 55k 10.75
qunar Cayman Is Ltd spns adr cl b 0.1 $582k 15k 39.69
Tata Motors 0.1 $484k 17k 29.33
Gabelli Equity Trust (GAB) 0.1 $456k 84k 5.43
Toyota Motor Corporation (TM) 0.1 $444k 4.2k 105.71
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $402k 51k 7.92
Gabelli Dividend & Income Trust (GDV) 0.1 $339k 18k 18.48
iShares MSCI Emerging Markets Indx (EEM) 0.1 $247k 1.9M 0.13
Korea Electric Power Corporation (KEP) 0.0 $201k 7.6k 26.36
BHP Billiton (BHP) 0.0 $142k 5.5k 25.82
Herbalife Ltd Com Stk (HLF) 0.0 $123k 2.0k 61.81
Hutchison China Meditech (HCM) 0.0 $132k 10k 13.20
China Petroleum & Chemical 0.0 $59k 900.00 65.56
Spdr S&p 500 Etf (SPY) 0.0 $45k 300k 0.15
General Electric Company 0.0 $43k 716k 0.06
Procter & Gamble Company (PG) 0.0 $64k 35k 1.85
First Tr Exchange Traded Fd cboe s^p500vix 0.0 $39k 300k 0.13
Prudential Gl Sh Dur Hi Yld 0.0 $37k 2.5k 14.80
Pimco Dynamic Credit Income other 0.0 $55k 3.1k 17.49