Nine Masts Capital

Nine Masts Capital as of Sept. 30, 2018

Portfolio Holdings for Nine Masts Capital

Nine Masts Capital holds 219 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
REPCOM cla 8.3 $38M 45k 851.21
Seadrill 8.2 $38M 1.5M 24.78
Tripadvisor (TRIP) 6.8 $31M 75k 417.84
Petroleo Brasileiro SA (PBR.A) 6.6 $30M 2.9M 10.46
Lam Research Corporation (LRCX) 3.0 $14M 9.1k 1513.33
Estee Lauder Companies (EL) 2.8 $13M 30k 435.00
Nxp Semiconductors N V (NXPI) 2.5 $12M 135k 85.50
KT Corporation (KT) 2.2 $10M 686k 14.85
HDFC Bank (HDB) 2.2 $10M 106k 94.10
BHP Billiton (BHP) 2.0 $9.3M 186k 50.04
Mitsubishi UFJ Financial (MUFG) 1.9 $8.8M 1.4M 6.24
Sunlnd Onln Edu 25 Adr Rep Cl A Ord 1.4 $6.3M 1.0M 6.05
Jpm Em Local Currency Bond Etf 1.2 $5.6M 343k 16.38
Wells Fargo & Company (WFC) 1.2 $5.5M 36k 153.57
Ishares Tr 0-5yr hi yl cp (SHYG) 1.1 $5.2M 112k 46.87
Wal-Mart Stores (WMT) 1.0 $4.8M 15k 310.00
Booking Holdings (BKNG) 1.0 $4.8M 2.4k 1983.96
Spdr Short-term High Yield mf (SJNK) 1.0 $4.5M 164k 27.46
Sumitomo Mitsui Financial Grp (SMFG) 1.0 $4.5M 553k 8.07
Square Inc cl a (SQ) 0.9 $4.2M 14k 300.00
China Lodging Group Ltd debt 0.375%11/0 0.9 $4.1M 4.0M 1.03
Goodyear Tire & Rubber Company (GT) 0.9 $4.0M 67k 60.00
Taiwan Semiconductor Mfg (TSM) 0.9 $3.9M 89k 44.16
Skechers USA (SKX) 0.8 $3.9M 14k 279.71
Kayne Anderson MLP Investment (KYN) 0.8 $3.6M 204k 17.85
Pos (PKX) 0.8 $3.6M 54k 66.39
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.8 $3.6M 450k 7.97
Dr. Reddy's Laboratories (RDY) 0.8 $3.5M 100k 35.05
Nuveen Multi-Strategy Income & Growth (JPC) 0.7 $3.4M 362k 9.27
Nuveen Floating Rate Income Fund (JFR) 0.7 $3.2M 304k 10.39
Nuveen Quality Pref. Inc. Fund II 0.7 $3.1M 353k 8.80
Cohen & Steers infrastucture Fund (UTF) 0.7 $3.1M 139k 22.13
Integrated Device Technology 0.7 $3.0M 64k 47.00
Nuveen Nasdaq 100 Dynamic Over (QQQX) 0.7 $3.0M 126k 24.03
Alphabet Inc Class C cs (GOOG) 0.6 $2.9M 2.4k 1206.94
Cornerstone Total Rtrn Fd In (CRF) 0.6 $2.9M 206k 13.88
Voya Prime Rate Trust sh ben int 0.6 $2.8M 554k 4.98
Tiffany & Co. 0.6 $2.7M 21k 132.59
Hess (HES) 0.6 $2.7M 3.4k 802.50
Seagate Technology Com Stk 0.6 $2.5M 54k 47.35
Eaton Vance Senior Floating Rate Fund (EFR) 0.5 $2.5M 175k 14.06
Bunge 0.5 $2.4M 23k 105.00
Tri-Continental Corporation (TY) 0.5 $2.4M 88k 26.97
Chipotle Mexican Grill (CMG) 0.5 $2.3M 5.2k 454.45
Nuveen Insured Tax-Free Adv Munici (NEA) 0.5 $2.3M 181k 12.66
Applied Materials (AMAT) 0.5 $2.2M 56k 38.65
Nuveen Div. Advantage Muni. Fund (NAD) 0.4 $2.0M 157k 12.79
Dollar Tree (DLTR) 0.4 $1.9M 24k 81.56
First Tr Inter Duration Pfd & Income (FPF) 0.4 $1.9M 91k 21.42
Qudian (QD) 0.4 $1.9M 362k 5.21
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.4 $1.8M 143k 12.94
Prudential Financial (PRU) 0.4 $1.8M 18k 101.33
BlackRock Global Opportunities Equity Tr (BOE) 0.4 $1.8M 163k 10.99
Cornerstone Strategic Value (CLM) 0.4 $1.8M 129k 14.00
BlackRock Corporate High Yield Fund VI (HYT) 0.4 $1.7M 159k 10.51
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.4 $1.7M 82k 20.71
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.4 $1.7M 103k 16.11
LG Display (LPL) 0.3 $1.6M 184k 8.61
Devon Energy Corporation (DVN) 0.3 $1.5M 38k 39.95
Ares Dynamic Cr Allocation (ARDC) 0.3 $1.5M 98k 15.53
Baozun (BZUN) 0.3 $1.5M 31k 48.58
Morgan Stanley (MS) 0.3 $1.5M 29k 51.54
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.3 $1.5M 153k 9.50
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.3 $1.5M 125k 11.88
Invesco Van Kampen Senior Income Trust (VVR) 0.3 $1.4M 330k 4.30
Templeton Emerging Markets Income Fund (TEI) 0.3 $1.4M 142k 10.00
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.3 $1.4M 225k 6.24
United States Steel Corporation (X) 0.3 $1.4M 46k 30.48
Blackrock Muniyield Insured Fund (MYI) 0.3 $1.4M 114k 12.08
BlackRock Floating Rate Income Strat. Fn (FRA) 0.3 $1.4M 99k 13.79
Snap Inc cl a (SNAP) 0.3 $1.4M 164k 8.48
Cohen & Steers Ltd Dur Pfd I (LDP) 0.3 $1.3M 56k 23.81
Symantec Corporation 0.3 $1.3M 3.4k 375.00
Tata Motors 0.3 $1.3M 83k 15.54
Clearbridge Energy M 0.3 $1.3M 87k 14.53
Nuveen Insd Dividend Advantage (NVG) 0.3 $1.3M 87k 14.56
Blackrock Muniyield California Ins Fund 0.3 $1.3M 99k 12.81
United Parcel Service (UPS) 0.3 $1.3M 11k 116.73
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.3 $1.2M 101k 12.16
SYSCO Corporation (SYY) 0.3 $1.2M 16k 73.24
Baidu (BIDU) 0.3 $1.2M 8.8k 133.87
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.3 $1.2M 66k 18.21
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.3 $1.2M 93k 12.87
Blackrock Res & Commodities Strategy Tr (BCX) 0.3 $1.2M 129k 9.07
Jd (JD) 0.3 $1.2M 45k 26.08
Morgan Stanley China A Share Fund (CAF) 0.2 $1.1M 53k 21.49
Nuveen Energy Mlp Total Return etf 0.2 $1.1M 102k 11.07
First Trust New Opportunities 0.2 $1.1M 119k 9.53
Vaneck Vectors Etf Tr fallen angel hg (ANGL) 0.2 $1.1M 39k 28.95
Avis Budget (CAR) 0.2 $1.1M 34k 32.15
Ralph Lauren Corp (RL) 0.2 $1.1M 8.2k 137.57
Doubleline Income Solutions (DSL) 0.2 $1.1M 54k 20.20
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.2 $1.1M 124k 8.78
Aberdeen Asia-Pacific Income Fund (FAX) 0.2 $1.0M 250k 4.13
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.2 $1.1M 61k 17.66
Moneygram International 0.2 $1.0M 195k 5.35
Pimco Dynamic Credit Income other 0.2 $1.0M 43k 24.13
Procter & Gamble Company (PG) 0.2 $962k 12k 83.24
Eaton Vance Floating-Rate Income Trust (EFT) 0.2 $972k 67k 14.59
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.2 $981k 171k 5.73
Blackrock Multi-sector Incom other (BIT) 0.2 $963k 57k 16.92
NetEase (NTES) 0.2 $936k 4.1k 228.29
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.2 $909k 71k 12.84
Invesco Van Kampen Dyn Cr Opp Fund 0.2 $935k 82k 11.47
Invesco Van Kampen Muni Opp Trust (VMO) 0.2 $906k 79k 11.44
Kayne Anderson Mdstm Energy 0.2 $908k 71k 12.81
Western Asset High Incm Fd I (HIX) 0.2 $885k 140k 6.34
United Microelectronics (UMC) 0.2 $847k 320k 2.65
Fiduciary/Claymore MLP Opportunity Fund 0.2 $817k 67k 12.21
Blackrock Build America Bond Trust (BBN) 0.2 $823k 39k 21.21
Nuveen Fltng Rte Incm Opp 0.2 $776k 75k 10.31
BlackRock Ltd. Duration Income Trust (BLW) 0.2 $795k 53k 14.89
Invesco Insured Municipal Income Trust (IIM) 0.2 $794k 57k 13.83
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $734k 6.3k 117.07
Blackrock Municipal Income Trust (BFK) 0.2 $745k 60k 12.44
General American Investors (GAM) 0.2 $740k 20k 37.00
Nuveen Equity Premium and Growth Fund (SPXX) 0.2 $747k 44k 16.90
VIRTUS GLOBAL Multi-sec (VGI) 0.2 $740k 56k 13.21
VMware 0.1 $704k 4.5k 156.02
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.1 $673k 18k 36.98
Eaton Vance Municipal Bond Fund (EIM) 0.1 $704k 61k 11.52
Invesco Quality Municipal Inc Trust (IQI) 0.1 $687k 59k 11.59
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $688k 55k 12.55
First Tr High Income L/s (FSD) 0.1 $669k 46k 14.64
Neuberger Berman Mlp Income (NML) 0.1 $682k 79k 8.69
Shopify Inc cl a (SHOP) 0.1 $679k 2.8k 244.00
Micron Technology (MU) 0.1 $650k 14k 45.24
Pimco Income Strategy Fund II (PFN) 0.1 $657k 62k 10.55
Nuveen Mun High Income Opp F (NMZ) 0.1 $646k 52k 12.54
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $623k 43k 14.42
Apollo Sr Floating Rate Fd I (AFT) 0.1 $641k 40k 15.99
Berkshire Hathaway (BRK.B) 0.1 $607k 2.4k 256.00
Costco Wholesale Corporation (COST) 0.1 $592k 2.9k 203.48
Boulder Growth & Income Fund (STEW) 0.1 $589k 53k 11.21
Royce Micro Capital Trust (RMT) 0.1 $575k 56k 10.21
Reaves Utility Income Fund (UTG) 0.1 $579k 19k 30.63
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.1 $616k 52k 11.89
Gamco Global Gold Natural Reso (GGN) 0.1 $612k 130k 4.70
BlackRock MuniHolding Insured Investm 0.1 $548k 44k 12.51
Blackberry (BB) 0.1 $564k 50k 11.37
Kkr Income Opportunities (KIO) 0.1 $568k 35k 16.42
Clearbridge Amern Energ M 0.1 $482k 61k 7.88
Norfolk Southern (NSC) 0.1 $438k 2.4k 180.50
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $476k 40k 12.05
Invesco Van Kampen Municipal Trust (VKQ) 0.1 $463k 40k 11.55
Stone Hbr Emerg Mkts Tl 0.1 $461k 35k 13.02
Crocs (CROX) 0.1 $419k 20k 21.27
V.F. Corporation (VFC) 0.1 $413k 4.4k 93.37
Nike (NKE) 0.1 $407k 4.8k 84.79
Nuveen Global High (JGH) 0.1 $426k 27k 15.60
Momo 0.1 $411k 9.4k 43.76
Goldman Sachs (GS) 0.1 $370k 4.7k 78.00
Foot Locker (FL) 0.1 $373k 7.3k 50.96
CF Industries Holdings (CF) 0.1 $376k 6.9k 54.49
Molson Coors Brewing (TAP.A) 0.1 $380k 1.7k 227.50
Duff & Phelps Global (DPG) 0.1 $355k 25k 14.49
Michael Kors Holdings 0.1 $377k 5.5k 68.55
Voya Global Eq Div & Pr Opp (IGD) 0.1 $383k 53k 7.25
Petroleum & Res Corp Com cef (PEO) 0.1 $371k 19k 19.95
Pgim Global Short Duration H (GHY) 0.1 $372k 27k 13.88
Waste Management (WM) 0.1 $323k 3.6k 90.23
Kellogg Company (K) 0.1 $344k 1.7k 208.00
Eaton Vance Enhanced Equity Income Fund (EOI) 0.1 $309k 19k 16.01
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $326k 27k 12.26
Expedia (EXPE) 0.1 $304k 2.3k 130.47
L Brands 0.1 $326k 1.3k 241.84
Alphabet Inc Class A cs (GOOGL) 0.1 $313k 50.00 6260.00
Bank of America Corporation (BAC) 0.1 $270k 2.2k 125.33
Franklin Templeton (FTF) 0.1 $287k 28k 10.18
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $298k 24k 12.68
BlackRock Global Energy & Resources Trus (BGR) 0.1 $287k 20k 14.57
First Trust Energy Income & Gr 0.1 $260k 12k 22.22
McCormick & Company, Incorporated (MKC) 0.1 $220k 1.7k 131.56
Gabelli Dividend & Income Trust (GDV) 0.1 $244k 10k 23.92
Invesco Qqq Trust Series 1 (QQQ) 0.1 $241k 1.7k 146.06
Teva Pharmaceutical Industries (TEVA) 0.0 $198k 2.4k 82.50
Intel Corporation (INTC) 0.0 $194k 4.1k 47.32
Nu Skin Enterprises (NUS) 0.0 $206k 2.5k 82.40
Western Digital (WDC) 0.0 $205k 3.5k 58.57
Clorox Company (CLX) 0.0 $196k 1.3k 150.16
Advance Auto Parts (AAP) 0.0 $164k 972.00 168.72
Herbalife Ltd Com Stk (HLF) 0.0 $185k 3.4k 54.41
Blackrock Muniyield Fund (MYD) 0.0 $201k 15k 13.14
Cbre Clarion Global Real Estat re (IGR) 0.0 $174k 24k 7.31
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 0.0 $177k 29k 6.06
Fluor Corporation (FLR) 0.0 $150k 2.2k 69.30
EXACT Sciences Corporation (EXAS) 0.0 $143k 1.8k 78.60
John Hancock Tax-Advantage Dvd Incom (HTD) 0.0 $159k 6.8k 23.38
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.0 $134k 10k 13.40
Nuveen Muni Value Fund (NUV) 0.0 $132k 14k 9.36
Wells Fargo Adv Inc Opport Fund (EAD) 0.0 $115k 15k 7.93
Arconic 0.0 $124k 384.00 322.92
Bausch Health Companies (BHC) 0.0 $126k 4.9k 25.58
3M Company (MMM) 0.0 $100k 914.00 109.09
Lowe's Companies (LOW) 0.0 $76k 654.00 115.46
iShares S&P 100 Index (OEF) 0.0 $74k 500.00 148.00
Templeton Global Income Fund 0.0 $103k 17k 6.13
Putnam Premier Income Trust (PPT) 0.0 $86k 16k 5.24
BlackRock Floating Rate Income Trust (BGT) 0.0 $107k 8.1k 13.21
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.0 $100k 8.3k 12.05
Nuveen Build Amer Bd (NBB) 0.0 $98k 4.9k 20.00
Columbia Seligm Prem Tech Gr (STK) 0.0 $73k 3.4k 21.47
Albemarle Corp Cmn Stk cmn 0.0 $104k 192.00 541.67
H & Q Healthcare Fund equities (HQH) 0.0 $95k 4.1k 23.17
Barings Global Short Duration Com cef (BGH) 0.0 $70k 3.6k 19.44
Blackrock Debt Strat (DSU) 0.0 $71k 64k 1.11
Energy Transfer Partners 0.0 $69k 3.1k 22.34
Microsoft Corporation (MSFT) 0.0 $48k 480.00 100.00
CSX Corporation (CSX) 0.0 $41k 3.0k 13.33
Autodesk (ADSK) 0.0 $63k 420.00 150.00
Union Pacific Corporation (UNP) 0.0 $28k 1.2k 23.33
Weight Watchers International 0.0 $43k 85.00 500.00
Assured Guaranty (AGO) 0.0 $47k 1.1k 41.78
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $56k 3.6k 15.56
Albemarle Corp Cmn Stk cmn 0.0 $62k 600.00 103.33
Doubleline Opportunistic Cr (DBL) 0.0 $53k 2.6k 20.38
Advanced Micro Devices (AMD) 0.0 $14k 3.4k 4.21
iRobot Corporation (IRBT) 0.0 $11k 95.00 111.11
Urovant Sciences 0.0 $12k 1.0k 12.00