North Star Investment Management

North Star Investment Management as of Sept. 30, 2013

Portfolio Holdings for North Star Investment Management

North Star Investment Management holds 271 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Dow Jones Select Dividend (DVY) 2.9 $11M 164k 66.34
Vanguard Total Stock Market ETF (VTI) 2.9 $11M 122k 87.65
iShares S&P 500 Growth Index (IVW) 2.8 $10M 115k 89.36
iShares S&P 500 Value Index (IVE) 2.7 $10M 128k 78.32
Spdr S&p 500 Etf (SPY) 2.2 $8.4M 50k 168.01
JPMorgan Chase & Co. (JPM) 2.1 $8.0M 155k 51.69
Johnson & Johnson (JNJ) 1.9 $7.2M 83k 86.69
General Electric Company 1.9 $7.1M 299k 23.89
Old Republic International Corporation (ORI) 1.9 $7.0M 457k 15.40
First Trust Enhanced Equity Income Fund (FFA) 1.7 $6.3M 509k 12.38
Acme United Corporation (ACU) 1.5 $5.6M 372k 15.09
MB Financial 1.5 $5.5M 195k 28.21
ConocoPhillips (COP) 1.1 $4.1M 60k 69.50
Vodafone 1.1 $4.1M 115k 35.18
Freeport-McMoRan Copper & Gold (FCX) 1.1 $4.0M 122k 33.08
American Software (AMSWA) 1.0 $3.8M 440k 8.54
A. H. Belo Corporation 1.0 $3.8M 478k 7.85
Paychex (PAYX) 1.0 $3.7M 90k 40.64
Ford Motor Company (F) 1.0 $3.6M 214k 16.87
Exxon Mobil Corporation (XOM) 0.9 $3.5M 41k 86.04
Eaton Vance Enhanced Equity Income Fund (EOI) 0.9 $3.6M 295k 12.06
Intel Corporation (INTC) 0.9 $3.5M 151k 22.92
Campbell Soup Company (CPB) 0.9 $3.4M 85k 40.71
Denny's Corporation (DENN) 0.9 $3.4M 549k 6.11
Mac-Gray Corporation 0.9 $3.4M 231k 14.56
American Electric Power Company (AEP) 0.9 $3.2M 75k 43.35
Alteva 0.8 $3.2M 411k 7.77
At&t (T) 0.8 $3.2M 93k 33.82
Kirby Corporation (KEX) 0.8 $3.1M 36k 86.54
Union Pacific Corporation (UNP) 0.8 $3.0M 20k 155.33
Janus Capital 0.8 $3.0M 355k 8.51
LeapFrog Enterprises 0.8 $3.0M 314k 9.42
iShares Dow Jones US Consumer Ser. (IYC) 0.8 $2.9M 27k 109.97
Electro Rent Corporation 0.8 $2.9M 162k 18.14
Kimberly-Clark Corporation (KMB) 0.8 $2.8M 30k 94.22
iShares Dow Jones US Reg Banks Ind. (IAT) 0.8 $2.8M 94k 29.82
Kinder Morgan Energy Partners 0.7 $2.7M 34k 79.83
McDonald's Corporation (MCD) 0.7 $2.7M 28k 96.20
iShares Dow Jones Transport. Avg. (IYT) 0.7 $2.6M 23k 117.64
Pfizer (PFE) 0.7 $2.6M 89k 28.72
PowerShares Fin. Preferred Port. 0.7 $2.6M 150k 17.13
LSI Industries (LYTS) 0.7 $2.5M 296k 8.44
Apple (AAPL) 0.7 $2.5M 5.2k 476.70
Orion Energy Systems (OESX) 0.7 $2.5M 655k 3.76
International Business Machines (IBM) 0.7 $2.5M 13k 185.20
Royal Dutch Shell 0.7 $2.4M 37k 65.69
Government Properties Income Trust 0.7 $2.4M 102k 23.93
Procter & Gamble Company (PG) 0.6 $2.3M 30k 75.58
Dover Saddlery 0.6 $2.2M 498k 4.49
U.S. Bancorp (USB) 0.6 $2.2M 61k 36.59
Amgen (AMGN) 0.6 $2.2M 20k 111.94
Industrial SPDR (XLI) 0.6 $2.2M 47k 46.41
Consolidated Communications Holdings (CNSL) 0.6 $2.1M 124k 17.24
Vanguard Extended Market ETF (VXF) 0.6 $2.1M 28k 77.11
Bristol Myers Squibb (BMY) 0.5 $2.0M 44k 46.29
Walgreen Company 0.5 $1.9M 36k 53.81
Flow International Corporation 0.5 $1.9M 487k 3.99
Celgene Corporation 0.5 $1.8M 12k 154.18
Allied Motion Technologies (ALNT) 0.5 $1.8M 227k 8.09
World Wrestling Entertainment 0.5 $1.7M 172k 10.17
Alamo (ALG) 0.5 $1.7M 35k 48.92
iShares S&P Global Telecommunicat. (IXP) 0.4 $1.7M 26k 64.17
Sparton Corporation 0.4 $1.6M 63k 25.51
PNC Financial Services (PNC) 0.4 $1.5M 21k 72.43
Monmouth R.E. Inv 0.4 $1.5M 168k 9.07
Pioneer Power Solutions (PPSI) 0.4 $1.5M 192k 8.05
Merck & Co (MRK) 0.4 $1.4M 30k 47.60
United Online 0.4 $1.5M 185k 7.97
Eastern Company (EML) 0.4 $1.5M 90k 16.17
iShares S&P 500 Index (IVV) 0.4 $1.4M 8.4k 168.86
Abbvie (ABBV) 0.4 $1.4M 32k 44.74
FreightCar America (RAIL) 0.4 $1.4M 67k 20.69
Singapore Telecom Ltd New 2006 (SGAPY) 0.4 $1.4M 46k 29.73
Potash Corp. Of Saskatchewan I 0.4 $1.3M 43k 31.29
Gannett 0.4 $1.3M 50k 26.78
Unilever (UL) 0.4 $1.4M 35k 38.59
Healthcare Services (HCSG) 0.4 $1.4M 53k 25.76
CSX Corporation (CSX) 0.3 $1.3M 51k 25.74
Walt Disney Company (DIS) 0.3 $1.3M 21k 64.49
National-Oilwell Var 0.3 $1.3M 17k 78.14
Deckers Outdoor Corporation (DECK) 0.3 $1.3M 20k 65.90
Ecology and Environment 0.3 $1.3M 111k 11.65
Principal Finl Group Inc Pfdse p 0.3 $1.3M 13k 98.25
Citigroup (C) 0.3 $1.3M 27k 48.50
Wendy's/arby's Group (WEN) 0.3 $1.3M 156k 8.48
Corning Incorporated (GLW) 0.3 $1.3M 86k 14.59
Abbott Laboratories (ABT) 0.3 $1.3M 39k 33.20
Weyerhaeuser Company (WY) 0.3 $1.3M 44k 28.64
iShares MSCI EAFE Index Fund (EFA) 0.3 $1.3M 20k 63.82
Poly 0.3 $1.3M 117k 10.92
Universal Security Instruments (UUU) 0.3 $1.3M 258k 4.90
International Game Technology 0.3 $1.2M 65k 18.92
Pepsi (PEP) 0.3 $1.2M 16k 79.50
USA Mobility 0.3 $1.2M 86k 14.16
Willbros 0.3 $1.2M 131k 9.18
Saratoga Invt Corp Sr Nt p 0.3 $1.2M 48k 25.17
Psychemedics (PMD) 0.3 $1.2M 89k 13.25
Chevron Corporation (CVX) 0.3 $1.2M 9.6k 121.53
Monro Muffler Brake (MNRO) 0.3 $1.1M 25k 46.41
Berkshire Hathaway (BRK.B) 0.3 $1.1M 9.9k 113.51
Verizon Communications (VZ) 0.3 $1.1M 24k 46.67
Heritage-Crystal Clean 0.3 $1.1M 62k 17.99
Skullcandy 0.3 $1.1M 181k 6.20
Private Bancorp 7.125% 0.3 $1.1M 45k 24.57
Middlesex Water Company (MSEX) 0.3 $1.1M 50k 21.39
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.3 $1.1M 9.6k 113.49
Jp Morgan Alerian Mlp Index (AMJ) 0.3 $1.1M 25k 44.60
Vanguard S&p 500 Etf idx (VOO) 0.3 $1.1M 14k 76.98
Johnson Outdoors (JOUT) 0.3 $1.0M 39k 26.81
Microsoft Corporation (MSFT) 0.3 $1.0M 31k 33.27
Bowl America Incorporated 0.3 $1.0M 75k 13.58
Kewaunee Scientific Corporation (KEQU) 0.3 $1.0M 58k 17.17
Campus Crest Communities 0.3 $1.0M 94k 10.80
Metlife Inc. 6.5% Pfd Non-cumu p 0.3 $1.0M 41k 24.91
MGE Energy (MGEE) 0.3 $972k 18k 54.53
Plains All American Pipeline (PAA) 0.3 $969k 18k 52.65
Bel Fuse (BELFB) 0.3 $960k 55k 17.45
Gas Nat 0.3 $963k 94k 10.20
3M Company (MMM) 0.2 $939k 7.9k 119.39
Vanguard Emerging Markets ETF (VWO) 0.2 $948k 24k 40.12
General Electric Capital preferre 0.2 $945k 43k 21.78
Professional Diversity Net I 0.2 $945k 205k 4.61
Central Garden & Pet (CENT) 0.2 $916k 130k 7.04
Standard Parking Corporation 0.2 $914k 34k 26.88
Spartan Motors 0.2 $877k 145k 6.07
PetMed Express (PETS) 0.2 $842k 52k 16.29
L.S. Starrett Company (SCX) 0.2 $875k 80k 11.00
CBOE Holdings (CBOE) 0.2 $854k 19k 45.23
Vanguard Total Bond Market ETF (BND) 0.2 $843k 10k 80.89
Deluxe Corporation (DLX) 0.2 $830k 20k 41.66
SPDR Gold Trust (GLD) 0.2 $838k 6.5k 128.25
Douglas Dynamics (PLOW) 0.2 $818k 56k 14.74
Detrex Corp equity 0.2 $819k 27k 30.50
Houston Wire & Cable Company 0.2 $792k 59k 13.45
Frisch's Restaurants 0.2 $779k 32k 24.12
Perceptron 0.2 $790k 74k 10.68
Westwood Holdings (WHG) 0.2 $772k 16k 48.02
Jamba 0.2 $791k 59k 13.38
General Mills (GIS) 0.2 $711k 15k 47.92
Franklin Covey (FC) 0.2 $699k 39k 17.95
Google 0.2 $699k 798.00 875.94
Gabelli Dividend & Income Trust (GDV) 0.2 $702k 35k 19.87
Cisco Systems (CSCO) 0.2 $685k 30k 23.25
Berkshire Hathaway (BRK.A) 0.2 $682k 4.00 170500.00
Einstein Noah Restaurant 0.2 $664k 38k 17.31
Seneca Foods Corporation (SENEA) 0.2 $671k 22k 30.11
RF Industries (RFIL) 0.2 $664k 92k 7.24
Coca-Cola Company (KO) 0.2 $654k 17k 37.90
CenterPoint Energy (CNP) 0.2 $631k 26k 23.96
Great Lakes Dredge & Dock Corporation (GLDD) 0.2 $618k 83k 7.43
Cowen 0.2 $626k 182k 3.44
iShares Barclays TIPS Bond Fund (TIP) 0.2 $627k 5.6k 112.67
York Water Company (YORW) 0.2 $620k 31k 20.06
Fixed Income Trust For Goldman p 0.2 $652k 26k 25.45
Gencor Industries (GENC) 0.2 $606k 71k 8.58
Exelon Corporation (EXC) 0.2 $607k 21k 29.62
National Beverage (FIZZ) 0.2 $588k 33k 17.86
Whiting Petroleum Corporation 0.2 $610k 10k 59.80
Donaldson Company (DCI) 0.2 $602k 16k 38.10
Medifast (MED) 0.2 $585k 22k 26.90
Landec Corporation (LFCR) 0.2 $604k 50k 12.21
U.S. Lime & Minerals (USLM) 0.2 $604k 10k 58.64
R.G. Barry 0.2 $591k 31k 18.90
Rosetta Stone 0.2 $592k 37k 16.22
Alerian Mlp Etf 0.2 $610k 35k 17.58
Crown Crafts (CRWS) 0.2 $585k 81k 7.22
Superior Uniform (SGC) 0.2 $587k 47k 12.48
Miller Industries (MLR) 0.1 $558k 33k 16.99
Vanguard Small-Cap ETF (VB) 0.1 $549k 5.4k 102.52
Terreno Realty Corporation (TRNO) 0.1 $564k 32k 17.75
Nextera Energy Capital Holdings 0.1 $566k 27k 20.79
Sce Trust I 0.1 $570k 28k 20.56
Arc Document Solutions (ARC) 0.1 $578k 126k 4.59
Hf2 Financial Management 0.1 $577k 57k 10.12
Caterpillar (CAT) 0.1 $519k 6.2k 83.44
Waste Management (WM) 0.1 $519k 13k 41.27
Standard Motor Products (SMP) 0.1 $507k 16k 32.19
Barclays Bank Plc 8.125% Non C p 0.1 $515k 20k 25.43
RGC Resources (RGCO) 0.1 $534k 28k 19.28
Hsbc Holdings Plc Pfd preferr 0.1 $530k 20k 27.03
Chromadex Corp Com Stk 0.1 $537k 662k 0.81
Cme (CME) 0.1 $473k 6.4k 73.89
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.1 $476k 6.8k 69.88
Unitil Corporation (UTL) 0.1 $492k 17k 29.24
Intersections 0.1 $479k 55k 8.77
Astro-Med (ALOT) 0.1 $498k 46k 10.96
SPDR S&P MidCap 400 ETF (MDY) 0.1 $482k 2.1k 226.18
Wells Fargo & Company 8% 0.1 $505k 18k 28.38
Privatebancorp Cap Tr Iv 0.1 $483k 19k 25.52
General Fin Corp Delcum Redeem p 0.1 $495k 5.0k 99.00
United Parcel Service (UPS) 0.1 $466k 5.1k 91.37
Nextera Energy (NEE) 0.1 $457k 5.7k 80.22
Charles Schwab Corp. 6% Pfd. p 0.1 $453k 20k 22.63
Hercules Tech Growth Capital, note 6.000% 4/1 0.1 $432k 17k 25.66
Clorox Company (CLX) 0.1 $397k 4.9k 81.62
Heidrick & Struggles International (HSII) 0.1 $419k 22k 19.05
Layne Christensen Company 0.1 $427k 21k 19.98
Flexsteel Industries (FLXS) 0.1 $404k 16k 24.98
US Ecology 0.1 $422k 14k 30.14
Monmouth Reit 7.875% Ser B P referred 0.1 $415k 16k 25.59
Deere & Company (DE) 0.1 $359k 4.4k 81.46
GlaxoSmithKline 0.1 $376k 7.5k 50.13
Starbucks Corporation (SBUX) 0.1 $366k 4.7k 77.07
Empire District Electric Company 0.1 $374k 17k 21.65
Landauer 0.1 $373k 7.3k 51.27
Ingles Markets, Incorporated (IMKTA) 0.1 $386k 14k 28.70
Simulations Plus (SLP) 0.1 $382k 79k 4.81
Artesian Resources Corporation (ARTNA) 0.1 $363k 16k 22.27
Golub Capital BDC (GBDC) 0.1 $362k 21k 17.34
Public Storage W 5.2% Call 1/1 p 0.1 $360k 18k 20.18
BP (BP) 0.1 $325k 7.7k 42.05
Apache Corporation 0.1 $353k 4.2k 85.06
Philip Morris International (PM) 0.1 $337k 3.9k 86.63
Kansas City Life Insurance Company 0.1 $347k 7.9k 44.20
Panera Bread Company 0.1 $333k 2.1k 158.57
PriceSmart (PSMT) 0.1 $349k 3.7k 95.30
Speedway Motorsports 0.1 $349k 20k 17.92
Koss Corporation (KOSS) 0.1 $336k 66k 5.10
Orchids Paper Products Company 0.1 $333k 12k 27.69
CCA Industries (CAWW) 0.1 $352k 102k 3.45
iShares Lehman Aggregate Bond (AGG) 0.1 $330k 3.1k 107.28
iShares Russell Midcap Index Fund (IWR) 0.1 $320k 2.3k 139.13
Vanguard Dividend Appreciation ETF (VIG) 0.1 $340k 4.9k 69.66
Phillips 66 (PSX) 0.1 $323k 5.6k 57.84
Monroe Cap (MRCC) 0.1 $325k 25k 13.00
Eli Lilly & Co. (LLY) 0.1 $302k 6.0k 50.33
Archer Daniels Midland Company (ADM) 0.1 $301k 8.2k 36.87
Bank of Hawaii Corporation (BOH) 0.1 $286k 5.3k 54.48
Boeing Company (BA) 0.1 $302k 2.6k 117.56
Target Corporation (TGT) 0.1 $283k 4.4k 64.00
iShares Russell 2000 Index (IWM) 0.1 $286k 2.7k 106.48
Gfi 0.1 $310k 79k 3.94
Vanguard Utilities ETF (VPU) 0.1 $305k 3.7k 81.53
Wal-Mart Stores (WMT) 0.1 $258k 3.5k 74.01
Ameren Corporation (AEE) 0.1 $262k 7.5k 34.78
W.W. Grainger (GWW) 0.1 $246k 941.00 261.42
Whole Foods Market 0.1 $263k 4.5k 58.44
Fastenal Company (FAST) 0.1 $251k 5.0k 50.20
J.M. Smucker Company (SJM) 0.1 $247k 2.4k 104.97
ValueClick 0.1 $258k 12k 20.87
O'reilly Automotive (ORLY) 0.1 $255k 2.0k 127.50
Kraft Foods 0.1 $246k 4.7k 52.42
Dominion Resources (D) 0.1 $214k 3.4k 62.52
Sotheby's 0.1 $243k 4.9k 49.19
United Technologies Corporation 0.1 $237k 2.2k 107.92
Energy Transfer Equity (ET) 0.1 $237k 3.6k 65.83
Technology SPDR (XLK) 0.1 $216k 6.7k 32.11
Vanguard Information Technology ETF (VGT) 0.1 $220k 2.7k 80.67
Goldman Sachs Grp 0.1 $239k 10k 23.90
Cvr Partners Lp unit 0.1 $225k 13k 17.67
Power Reit (PW) 0.1 $213k 25k 8.52
Mondelez Int (MDLZ) 0.1 $237k 7.5k 31.47
Cvr Refng 0.1 $218k 8.8k 24.91
National Security 0.1 $172k 27k 6.43
Bank of America Corporation (BAC) 0.0 $143k 10k 13.82
DNP Select Income Fund (DNP) 0.0 $152k 16k 9.59
TCW Strategic Income Fund (TSI) 0.0 $158k 29k 5.39
Sharps Compliance 0.0 $124k 40k 3.08
Birchcliff Engy (BIREF) 0.0 $114k 17k 6.83
Marathon Patent 0.0 $130k 25k 5.20
Alaska Communications Systems 0.0 $59k 23k 2.57
Exelixis (EXEL) 0.0 $64k 11k 5.82
Heska Corporation 0.0 $72k 13k 5.78
Snap Interactive 0.0 $82k 92k 0.89
Frontier Communications 0.0 $44k 10k 4.22
Del Mar Pharmaceuticals 0.0 $21k 22k 0.96
New Focus Auto Tech Holdgs 0.0 $39k 431k 0.09
Swmx 0.0 $0 25k 0.00
Options Media Group Hldgs (OPMG) 0.0 $0 750k 0.00
Wa Funding Tr Iii D/escrow 0.0 $0 10k 0.00
Eltekasa Shs Isin #no000310940 0.0 $10k 10k 1.00