Oaktree Capital Management

Oaktree Capital Management as of Sept. 30, 2016

Portfolio Holdings for Oaktree Capital Management

Oaktree Capital Management holds 186 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Advancepierre Foods Hldgs In 15.5 $1.2B 43M 27.56
Sorl Auto Parts 8.6 $663M 3.1M 216.30
Tribune Co New Cl A 6.7 $518M 14M 36.52
shares First Bancorp P R (FBP) 2.8 $218M 42M 5.20
Ally Financial (ALLY) 2.6 $203M 10M 19.47
Star Bulk Carriers Corp shs par (SBLK) 1.7 $132M 29M 4.54
Citrix Systems Inc conv 1.5 $115M 101M 1.13
Banner Corp (BANR) 1.4 $108M 2.5M 43.74
Taiwan Semiconductor Mfg (TSM) 1.4 $104M 3.4M 30.58
Dynegy 1.4 $104M 8.4M 12.39
Cemex Sab De Cv conv 1.3 $102M 98M 1.05
Micron Technology Inc conv 1.2 $92M 102M 0.91
Herbalife Ltd conv 1.2 $90M 90M 0.99
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 1.1 $81M 74M 1.09
Microchip Technology Inc note 1.625% 2/1 1.0 $80M 62M 1.28
Tronc 1.0 $79M 4.7M 16.88
Priceline Grp Inc note 0.350% 6/1 1.0 $79M 62M 1.28
MGIC Investment (MTG) 0.9 $72M 9.0M 8.00
Banco Itau Holding Financeira (ITUB) 0.9 $71M 6.5M 10.94
American Tower Corp cnv p 0.9 $71M 643k 109.59
Rovi Corp Note 0.500% 3/0 bond 0.9 $70M 70M 1.00
1,375% Liberty Media 15.10.2023 note 0.9 $68M 65M 1.05
Gener8 Maritime 0.9 $67M 13M 5.12
Interdigital Inc 1.5% 3/1/20 convertible bond 0.8 $66M 54M 1.22
Nxp Semiconductors N V dbcv 1.000% 12/0 0.8 $64M 54M 1.19
J2 Global Inc note 3.250% 6/1 0.8 $63M 55M 1.16
Alibaba Group Holding (BABA) 0.8 $59M 560k 105.75
Cardtronics Inc note 1.000%12/0 0.8 $59M 56M 1.06
Electronics For Imaging Inc note 0.750% 9/0 0.7 $57M 52M 1.11
Wright Med Group Inc note 2.000% 2/1 0.7 $54M 51M 1.07
Dycom Inds Inc Note 0.750% 9/1 bond 0.7 $54M 49M 1.10
Cemex SAB de CV (CX) 0.7 $54M 6.8M 7.94
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.7 $52M 44M 1.20
Liberty Interactive Llc Deb 1.750% 9/3 bond 0.7 $53M 50M 1.06
Euronet Worldwide Inc Note 1.500%10/0 0.6 $49M 39M 1.27
Huron Consulting Group I 1.25% cvbond 0.6 $48M 47M 1.01
Medidata Solutions Inc conv 0.6 $47M 40M 1.18
Horizon Pharma Plc convertible security 0.6 $47M 48M 0.97
Biomarin Pharmaceutical Inc note 0.750%10/1 0.6 $46M 38M 1.20
Seacor Holding Inc note 3.000 11/1 0.6 $46M 56M 0.82
Synchronoss Technologies conv 0.6 $44M 42M 1.06
Ezcorp Inc sr unsecured 06/19 2.625 0.6 $44M 45M 0.99
ICICI Bank (IBN) 0.6 $44M 5.9M 7.47
Nmi Hldgs Inc cl a (NMIH) 0.6 $44M 5.8M 7.62
Spectranetics Corp mtnf 2.625% 6/0 0.6 $43M 41M 1.06
Rti Intl Metals Inc note 1.625%10/1 0.6 $43M 40M 1.07
Vector Group Ltd note 1.75% 4/15 0.5 $42M 37M 1.14
Amtrust Finl Svcs Inc note 2.750%12/1 0.5 $41M 48M 0.87
51job Inc note 3.250% 4/1 0.5 $41M 38M 1.06
EXCO Resources 0.5 $40M 38M 1.07
Libertyinteractivecorp lbtventcoma 0.5 $40M 991k 39.87
Vale 0.5 $38M 8.1M 4.71
Stillwater Mng Co note 1.750%10/1 0.5 $38M 32M 1.21
Proofpoint Inc dbcv 0.750% 6/1 0.5 $37M 32M 1.17
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.5 $38M 35M 1.08
Depomed Inc conv 0.5 $36M 25M 1.43
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.5 $37M 32M 1.13
Nevro Corp note 1.750% 6/0 0.5 $36M 28M 1.30
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.4 $33M 33M 1.01
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.4 $33M 1.0M 31.57
Century Communities (CCS) 0.4 $32M 1.5M 21.51
Keyw Holding Corp conv bd us 0.4 $32M 33M 0.97
Priceline Group Inc/the conv 0.4 $30M 28M 1.08
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.4 $29M 29M 1.03
Finisar Corp note 0.500%12/1 0.4 $30M 25M 1.18
Blackstone Mtg Tr Inc Note cb 0.4 $28M 26M 1.10
Pra Group Inc conv 0.4 $29M 32M 0.91
Cheniere Energy Inc note 4.250% 3/1 0.4 $28M 44M 0.64
Colony Finl Inc note 5.00% 0.4 $27M 27M 1.00
Sm Energy Co note 1.500% 7/0 0.3 $27M 23M 1.20
Trina Solar 0.3 $25M 2.5M 10.24
Telefonica Brasil Sa 0.3 $26M 1.8M 14.46
Spirit Realty Capital Inc convertible cor 0.3 $25M 23M 1.11
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.3 $26M 27M 0.94
Envestnet Inc note 1.750%12/1 0.3 $24M 25M 0.97
AngloGold Ashanti 0.3 $24M 1.5M 15.91
Allscripts Healthcare So conv 0.3 $24M 23M 1.03
Fomento Economico Mexicano SAB (FMX) 0.3 $23M 250k 92.00
Array Biopharma Inc note 3.000% 6/0 0.3 $23M 20M 1.19
Ttm Technologies Inc conv 0.3 $23M 17M 1.33
Encore Cap Group Inc note 3.000% 7/0 0.3 $23M 28M 0.83
Ambev Sa- (ABEV) 0.3 $23M 3.7M 6.09
Shutterfly Inc note 0.250% 5/1 0.3 $23M 23M 0.99
Gerdau SA (GGB) 0.3 $21M 7.9M 2.72
Cnooc 0.3 $21M 167k 126.45
Continental Resources 0.3 $21M 400k 51.96
Kinder Morgan (KMI) 0.3 $21M 909k 23.13
Intercept Pharmas conv 0.3 $21M 19M 1.12
Echo Global Logistics Inc note 2.500% 5/0 0.3 $20M 21M 0.95
Wpx Energy Inc p 0.3 $20M 331k 61.36
Verso Corp cl a 0.3 $20M 3.1M 6.45
Ctrip.com International Ltd conv bnd 0.3 $20M 20M 1.01
Starwood Property Trust note 0.2 $19M 17M 1.10
On Semiconductor Corp Note 1.000%12/0 bond 0.2 $18M 18M 1.01
Vishay Intertechnology (VSH) 0.2 $18M 1.3M 14.09
iShares iBoxx $ High Yid Corp Bond (HYG) 0.2 $17M 202k 86.48
Vimpel 0.2 $17M 4.9M 3.48
Liberty Media Corp Delaware Com C Braves Grp 0.2 $17M 968k 17.38
Newpark Res Inc note 4.000%10/0 0.2 $16M 16M 1.00
Vipshop Holdings Ltd - Ads bond 0.2 $16M 15M 1.08
American Rlty Cap Pptys Inc note 3.000% 8/0 0.2 $16M 16M 1.00
Workday Inc conv 0.2 $15M 13M 1.23
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.2 $15M 15M 1.03
Resource Capital Corporation note 8.000 1/1 0.2 $16M 16M 1.00
Tcp Cap Corp note 5.250%12/1 0.2 $16M 15M 1.05
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.2 $15M 15M 0.97
Spirit Rlty Cap Inc New Note cb 0.2 $15M 13M 1.14
Townsquare Media Inc cl a (TSQ) 0.2 $15M 1.6M 9.34
Chart Industries 2% conv 0.2 $14M 14M 0.99
Iconix Brand Group, Inc. conv 0.2 $14M 16M 0.87
Avid Technology Inc note 2.000% 6/1 0.2 $14M 17M 0.81
Contango Oil & Gas Company 0.2 $13M 1.3M 10.22
Blucora Inc note 4.250% 4/0 0.2 $13M 14M 0.96
Canadian Solar Inc note 4.250% 2/1 0.2 $13M 15M 0.90
Helix Energy Solutions note 0.2 $12M 13M 0.95
Pennymac Corp conv 0.2 $13M 13M 0.97
Hci Group deb 0.2 $12M 13M 0.97
New Mountain Finance Corp conv 0.2 $13M 12M 1.03
Broadsoft Inc note 1.000% 9/0 0.2 $12M 9.3M 1.33
NACCO Industries (NC) 0.1 $11M 165k 67.96
Rait Financial Trust note 4.000%10/0 0.1 $12M 13M 0.93
Aegean Marine Petroleum Network note 4.000 11/0 0.1 $12M 12M 1.00
Live Nation Entertainmen conv 0.1 $12M 11M 1.09
Solarcity Corp note 1.625%11/0 0.1 $12M 15M 0.77
Arvinmeritor Inc frnt 4.000% 2/1 0.1 $11M 11M 1.00
Forestar Group Inc note 0.1 $11M 12M 0.95
Titan Machy Inc note 3.750% 5/0 0.1 $11M 12M 0.88
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $11M 11M 0.98
Technology Invstmt Cap Corp conv 0.1 $11M 11M 1.01
Bellatrix Exploration 0.1 $10M 12M 0.86
Meritage Homes Corp conv 0.1 $9.7M 9.7M 1.00
Rwt 4 5/8 04/15/18 0.1 $10M 10M 1.00
Alon Usa Energy Inc note 3.000% 9/1 0.1 $10M 11M 0.96
Prospect Capital Corp conv 0.1 $10M 11M 0.99
Corenergy Infrastructure note 7% 6/15 0.1 $9.7M 9.5M 1.02
Jefferies Group Inc New dbcv 3.875%11/0 0.1 $9.2M 9.0M 1.02
Resource Cap Corp Note 6.000%12/0 note 0.1 $9.0M 9.2M 0.98
Endologix Inc note 2.250%12/1 0.1 $8.7M 9.0M 0.97
Teligent Inc note 3.750 12/1 0.1 $8.4M 8.7M 0.96
Whiting Pete Corp New Note 1.250% 4/0 bond 0.1 $8.8M 11M 0.84
United States Steel Corporation (X) 0.1 $7.4M 393k 18.86
Toll Bros Finance Corp. convertible bond 0.1 $7.5M 7.5M 0.99
Gain Cap Hldgs Inc note 4.125%12/0 0.1 $7.8M 8.1M 0.96
Yandex N V debt 1.125%12/1 0.1 $7.8M 8.2M 0.95
Starwood Waypoint Residentl note 3.000% 7/0 0.1 $7.8M 7.1M 1.10
Vale (VALE) 0.1 $6.9M 1.2M 5.50
Web Com Group Inc note 1.000% 8/1 0.1 $7.1M 7.5M 0.95
Solazyme Inc bond 0.1 $7.3M 15M 0.50
Gsv Capital Corp. note 5.250 9/1 0.1 $7.1M 7.4M 0.95
Spectrum Pharmaceuticals Inc conv 0.1 $7.0M 7.8M 0.90
Navistar Intl Corp conv 0.1 $6.6M 7.0M 0.94
Tpg Specialty Lending In conv 0.1 $6.6M 6.4M 1.04
General Cable Corp Del New frnt 4.500% 11/1 0.1 $6.5M 9.8M 0.67
Sunoco Logistics Partners 0.1 $6.2M 217k 28.41
Apollo Global Management 'a' 0.1 $6.4M 354k 17.96
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 0.1 $6.2M 6.0M 1.04
49456b 20 0 Kinder Morgan Inc Del Pfd Ser A kinder morgan inc del 0.1 $6.5M 130k 50.09
Kb Home note 0.1 $5.3M 5.5M 0.97
Arcc 4 7/8 03/15/17 0.1 $5.1M 5.0M 1.02
Navistar Intl Corp conv 0.1 $5.1M 5.4M 0.95
Allergan Plc pfd conv ser a 0.1 $5.1M 6.2k 818.70
Enernoc, Inc. conv 0.1 $5.7M 7.7M 0.74
Redwood Trust, Inc note 5.625 11/1 0.1 $5.7M 5.6M 1.02
Gogo Inc conv 0.1 $5.3M 6.8M 0.78
Eagle Bulk Shipping 0.1 $5.6M 785k 7.07
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.1 $4.7M 5.0M 0.94
Caterpillar (CAT) 0.1 $3.6M 41k 87.99
Cepheid conv 0.1 $4.2M 4.0M 1.04
Ent 2 3/4 2/15/35 convertible bond 0.1 $3.7M 4.4M 0.84
Mgic Invt Corp Wis note 5.000% 5/0 0.0 $3.2M 3.1M 1.03
Novatel Wireless Inc note 5.500% 6/1 0.0 $2.9M 3.0M 0.98
Melco Crown Entertainment (MLCO) 0.0 $2.1M 132k 16.11
Mobile TeleSystems OJSC 0.0 $2.3M 299k 7.63
Capital Product 0.0 $2.7M 819k 3.26
Epr Pptys conv pfd 9% sr e (EPR.PE) 0.0 $2.0M 55k 37.20
M/i Homes Inc note 3.000% 3/0 0.0 $2.5M 2.4M 1.03
Seacor Holdings Inc note 2.500%12/1 0.0 $2.4M 2.4M 1.02
Par Petroleum (PARR) 0.0 $2.5M 191k 13.08
Alaska Communications Systems conv 0.0 $2.5M 2.5M 0.99
Baidu (BIDU) 0.0 $1.5M 8.2k 182.13
Yandex Nv-a (NBIS) 0.0 $1.4M 66k 21.05
Ani Pharmaceuticals Inc. note 3.000 12/0 0.0 $1.3M 1.0M 1.23
Clovis Oncology Inc note 2.500% 9/1 0.0 $1.9M 2.0M 0.96
Aegerion Pharmaceuticals 2% Du cvbond 0.0 $1.3M 2.0M 0.67
Oi Sa - (OIBZQ) 0.0 $1.4M 251k 5.68
Renewable Energy Group Inc mtnf 2.750% 6/1 0.0 $864k 929k 0.93