Oaktree Capital Management

Oaktree Capital Management as of Sept. 30, 2017

Portfolio Holdings for Oaktree Capital Management

Oaktree Capital Management holds 203 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Vistra Energy (VST) 14.0 $940M 50M 18.69
Tribune Co New Cl A 8.7 $580M 14M 40.86
Star Bulk Carriers Corp shs par (SBLK) 4.7 $316M 33M 9.71
Ally Financial (ALLY) 3.6 $240M 9.9M 24.26
Altaba 3.1 $206M 3.1M 66.24
Taiwan Semiconductor Mfg (TSM) 2.3 $152M 4.0M 37.55
Banco Itau Holding Financeira (ITUB) 1.9 $127M 9.2M 13.70
Alibaba Group Holding (BABA) 1.8 $118M 682k 172.71
Cemex Sab De Cv conv 1.4 $95M 84M 1.13
Vale (VALE) 1.4 $91M 9.0M 10.07
Dynegy 1.2 $83M 8.4M 9.79
Nmi Hldgs Inc cl a (NMIH) 1.1 $72M 5.8M 12.40
Yahoo Inc note 12/0 1.1 $73M 56M 1.30
On Semiconductor Corp Note 1.000%12/0 bond 1.1 $72M 60M 1.20
ICICI Bank (IBN) 1.0 $66M 7.7M 8.56
Tesla Motors Inc bond 0.9 $63M 56M 1.13
Micron Technology Inc conv 0.9 $61M 44M 1.39
Resource Cap Corp Note 4.500 8/1 0.9 $61M 59M 1.04
Gener8 Maritime 0.9 $59M 13M 4.51
Petroleo Brasileiro SA (PBR.A) 0.8 $56M 5.8M 9.66
Blackhawk Network Hldgs Inc note 1.500% 1/1 0.8 $53M 47M 1.12
shares First Bancorp P R (FBP) 0.8 $51M 10M 5.12
Priceline Group Inc/the conv 0.8 $50M 44M 1.15
Cemex SAB de CV (CX) 0.7 $50M 5.5M 9.08
Ctrip Com Intl Ltd note 1.250% 9/1 0.7 $49M 46M 1.08
Becton Dickinson & Co pfd shs conv a 0.7 $48M 867k 55.26
Live Nation Entertainmen conv 0.7 $47M 35M 1.33
BRF Brasil Foods SA 0.7 $44M 3.1M 14.41
Illumina Inc. 0.00% June 15, 2019 ccb 0.6 $43M 40M 1.06
General Cable Corp Del New frnt 4.500% 11/1 0.6 $41M 45M 0.90
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.6 $40M 31k 1315.05
Rti Intl Metals Inc note 1.625%10/1 0.6 $40M 37M 1.10
Energy Xxi Gulfcoast 0.6 $40M 3.9M 10.34
SPDR S&P Homebuilders (XHB) 0.6 $40M 1.0M 39.82
Sunopta (STKL) 0.6 $38M 4.4M 8.70
Blackstone Mtg Tr Inc note 4.375% 5/0 0.6 $38M 38M 1.01
Cypress Semiconductor Corp note 4.500% 1/1 0.6 $38M 29M 1.31
Liberty Interactive Llc Deb 1.750% 9/3 bond 0.6 $37M 31M 1.19
Liberty Media Corp Delaware deb 2.250% 9/3 0.6 $38M 35M 1.07
Ambev Sa- (ABEV) 0.5 $36M 5.5M 6.59
Resource Cap Corp Note 6.000%12/0 note 0.5 $36M 35M 1.03
Century Communities (CCS) 0.5 $36M 1.5M 24.70
Nationstar Mortgage 0.5 $34M 1.8M 18.57
Herbalife Ltd conv 0.5 $32M 32M 1.01
Nextera Energy Inc unit 09/01/2019 0.5 $32M 581k 55.28
Integrated Device Tech conv 0.5 $32M 30M 1.07
Crown Castle Intl Corp New 6.875% con pfd a 0.5 $32M 30k 1068.03
Allscripts Healthcare So conv 0.5 $32M 30M 1.07
Anthem Inc conv p 0.5 $31M 597k 52.29
Azul Sa (AZULQ) 0.5 $32M 1.2M 27.45
AngloGold Ashanti 0.5 $30M 3.2M 9.29
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.5 $30M 28M 1.10
Cnooc 0.4 $29M 223k 129.70
Palo Alto Networks Inc note 7/0 0.4 $29M 21M 1.38
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.4 $29M 27M 1.06
Silver Standard Resources Inc note 2.875 2/0 0.4 $29M 29M 1.01
Comstock Res Inc note 9.500% 6/1 0.4 $28M 36M 0.80
Stanley Black & Decker Inc unit 05/15/2020 0.4 $28M 243k 114.65
Magnachip Semiconductor Corp (MX) 0.4 $27M 2.3M 11.35
Seacor Holding Inc note 3.000 11/1 0.4 $27M 30M 0.89
Pennymac Corp conv 0.4 $26M 26M 0.99
National CineMedia 0.4 $25M 3.6M 6.98
American Tower Corp cnv p 0.4 $26M 211k 122.08
Jazz Investments I Ltd. conv 0.4 $26M 24M 1.06
Solarcity Corp note 1.625%11/0 0.4 $25M 27M 0.95
Nevro Corp note 1.750% 6/0 0.4 $25M 21M 1.19
Thrx 2 1/8 01/15/23 0.4 $25M 25M 0.97
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.4 $25M 26M 0.96
Liberty Media Corp Delaware Com C Braves Grp 0.4 $25M 968k 25.27
Electronics For Imaging Inc note 0.750% 9/0 0.3 $23M 22M 1.04
90184l Ab 8 Twitter Inc Note 0.250% 9/1 twitter 0.3 $24M 25M 0.95
Kb Home note 0.3 $21M 20M 1.06
Encore Cap Group Inc note 3.000% 7/0 0.3 $21M 18M 1.15
Huron Consulting Group I 1.25% cvbond 0.3 $21M 22M 0.94
Redwood Trust, Inc note 5.625 11/1 0.3 $21M 20M 1.04
Dominion Resource p 0.3 $21M 404k 50.75
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.3 $21M 20M 1.04
Biomarin Pharmaceutical Inc note 0.750%10/1 0.3 $20M 18M 1.12
Envestnet Inc note 1.750%12/1 0.3 $19M 18M 1.05
Atlas Air Worldwide Hldgs In note 2.250% 6/0 0.3 $19M 16M 1.20
Wayfair Inc note 0.375% 9/0 0.3 $19M 20M 0.97
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.3 $19M 17M 1.08
Allergan Plc pfd conv ser a 0.3 $19M 25k 737.82
Ocean Rig Udw 0.3 $19M 794k 23.77
Brookdale Senior Living note 0.3 $18M 18M 1.00
Chart Industries 2% conv 0.3 $18M 18M 1.00
51job Inc note 3.250% 4/1 0.3 $18M 12M 1.48
Apollo Commercial Real Estate Finance Inc note 4.750% 8/2 0.3 $18M 18M 1.02
Gerdau SA (GGB) 0.3 $17M 5.0M 3.43
American Rlty Cap Pptys Inc note 3.000% 8/0 0.3 $17M 17M 1.01
Calamp Corp convertible security 0.3 $17M 16M 1.07
Liberty Ventures - Ser A 0.3 $17M 300k 57.55
Bonanza Creek Energy I 0.3 $17M 526k 32.99
Vishay Intertechnology (VSH) 0.2 $17M 880k 18.80
Ezcorp Inc sr unsecured 06/19 2.625 0.2 $17M 17M 0.99
Ship Finance International L Note 5.75010/1 0.2 $17M 16M 1.05
New York Mtg Tr Inc note 6.250% 1/1 0.2 $16M 16M 1.00
Starwood Property Trust Inc convertible security 0.2 $17M 17M 1.01
MGIC Investment (MTG) 0.2 $16M 1.3M 12.53
Townsquare Media Inc cl a (TSQ) 0.2 $16M 1.6M 10.00
1,375% Liberty Media 15.10.2023 note 0.2 $16M 14M 1.21
Encore Capital Group Inc note 0.2 $16M 16M 1.00
Proofpoint Inc dbcv 0.750% 6/1 0.2 $16M 13M 1.26
Impax Laboratories Inc conv 0.2 $16M 18M 0.91
Comstock Res Inc note 7.750% 4/0 0.2 $16M 20M 0.82
Marriott Vacations Wrldwde C note 1.500% 9/1 0.2 $16M 15M 1.05
Hannon Armstrong Sust Infr C note 4.125% 9/0 0.2 $16M 16M 1.03
Quidel Corp note 3.250%12/1 0.2 $16M 10M 1.52
Matlin & Partners Acquisitio unit 05/28/2021a 0.2 $15M 1.5M 10.15
Tutor Perini Corp convertible security 0.2 $15M 13M 1.17
Ctrip.com International 0.2 $15M 285k 52.74
Verso Corp cl a 0.2 $15M 2.9M 5.09
Sunpower Corp dbcv 4.000% 1/1 0.2 $15M 18M 0.83
Vector Group Ltd note 1.75% 4/15 0.2 $14M 13M 1.15
Acorda Therap note 1.75% 6/15 0.2 $14M 16M 0.90
Blackrock Capital Investment Note 5.000 6/1 0.2 $14M 14M 1.05
Helix Energy Solutions note 0.2 $14M 14M 0.99
Colony Finl Inc note 5.00% 0.2 $13M 13M 1.03
Pra Group Inc conv 0.2 $14M 15M 0.92
Technology Invstmt Cap Corp conv 0.2 $13M 13M 1.01
Wpx Energy Inc p 0.2 $13M 250k 53.36
Moduslink Global Solutions 0.2 $14M 14M 0.97
Wright Med Group Inc note 2.000% 2/1 0.2 $14M 13M 1.09
Dynegy Inc unit 07/01/20191 0.2 $13M 196k 67.37
Amag Pharmaceuticals Inc note 2.500% 2/1 0.2 $14M 14M 0.98
49456b 20 0 Kinder Morgan Inc Del Pfd Ser A kinder morgan inc del 0.2 $13M 300k 42.55
Two Hbrs Invt Corp note 6.250% 1/1 0.2 $13M 12M 1.07
Smart Global Holdings 0.2 $13M 468k 26.78
Titan Machy Inc note 3.750% 5/0 0.2 $12M 12M 0.99
Biomarin Pharmaceutical Inc note 1.500%10/1 0.2 $12M 10M 1.21
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.2 $12M 12M 1.00
Cheniere Energy Inc note 4.250% 3/1 0.2 $12M 18M 0.69
Citrix Systems Inc conv 0.2 $12M 11M 1.16
Tpg Specialty Lending In conv 0.2 $12M 12M 1.04
Canadian Solar Inc note 4.250% 2/1 0.2 $11M 12M 0.97
Spdr S&p 500 Etf (SPY) 0.2 $11M 43k 251.23
Oasis Pete Inc New Note 2.625% 9/1 bond 0.2 $11M 10M 1.07
Bellatrix Exploration 0.2 $11M 3.8M 2.85
Western Asset Mtg Cap Corp note 6.750%10/0 0.2 $10M 10M 1.00
Green Plains Inc conv bnd 0.2 $11M 11M 1.03
StoneMor Partners 0.1 $9.9M 1.5M 6.52
New Mountain Finance Corp conv 0.1 $9.9M 9.5M 1.04
Gogo Inc conv 0.1 $10M 11M 0.91
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.1 $9.7M 9.6M 1.01
Cowen Group Inc New note 3.000% 3/1 0.1 $9.6M 9.2M 1.05
Akamai Technologies Inc Sr Cv zero coupon bonds 0.1 $9.4M 9.6M 0.98
Hci Group deb 0.1 $8.9M 9.0M 0.99
Navistar Intl Corp conv 0.1 $8.4M 7.7M 1.10
Nuance Communications 0.1 $8.6M 8.6M 1.00
Ptc Therapeutics Inc conv bd us 0.1 $8.4M 10M 0.81
Bank Of America Corporation preferred (BAC.PL) 0.1 $7.8M 6.0k 1301.33
Jefferies Group Inc New dbcv 3.875%11/0 0.1 $8.4M 8.3M 1.01
Yandex N V debt 1.125%12/1 0.1 $7.8M 7.8M 1.00
Tcp Cap Corp note 5.250%12/1 0.1 $7.8M 7.4M 1.06
Pdl Biopharma Inc note 2.750 12/0 0.1 $7.1M 6.7M 1.07
Contango Oil & Gas Company 0.1 $6.5M 1.3M 5.03
M/i Homes Inc note 3.000% 3/0 0.1 $6.7M 6.6M 1.01
Jds Uniphase Corp conv 0.1 $6.9M 6.6M 1.05
Dht Holdings Inc cv acrd nt4.5%19 0.1 $6.6M 6.7M 0.99
Horizon Pharma Plc convertible security 0.1 $6.7M 7.4M 0.91
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.1 $7.0M 5.9M 1.19
Aceto Corp note 2.000 11/0 0.1 $6.6M 7.4M 0.90
Helix Energy Solutions Grp I note 4.250% 5/0 0.1 $6.9M 6.9M 0.99
Veon 0.1 $7.0M 1.7M 4.18
Ultra Petroleum 0.1 $6.8M 788k 8.67
Navistar Intl Corp conv 0.1 $5.9M 5.7M 1.04
Spectrum Pharmaceuticals Inc conv 0.1 $5.8M 4.3M 1.37
Echo Global Logistics Inc note 2.500% 5/0 0.1 $6.2M 6.5M 0.96
Whiting Pete Corp New Note 1.250% 4/0 bond 0.1 $5.7M 6.4M 0.90
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 0.1 $6.2M 6.0M 1.04
PowerShares QQQ Trust, Series 1 0.1 $5.4M 37k 145.46
Fiesta Restaurant 0.1 $5.3M 277k 19.00
Biomarin Pharma Inc convertible/ 0.1 $5.1M 5.0M 1.02
Radius Health Inc note 3.000% 9/0 0.1 $5.1M 5.0M 1.01
Cit 0.1 $4.9M 100k 49.05
Regis Corporation 0.1 $4.6M 322k 14.27
Hovnanian Enterprises Inc conv bnd 0.1 $5.0M 5.0M 1.00
Forestar Group Inc note 0.1 $4.5M 4.4M 1.02
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $4.9M 4.9M 1.00
Verint Sys Inc note 1.5% 6/1 0.1 $4.8M 4.9M 0.98
Gsv Capital Corp. note 5.250 9/1 0.1 $4.9M 5.0M 0.99
Csg Sys Intl Inc note 4.250% 3/1 0.1 $4.5M 4.2M 1.08
Energy Transfer Partners 0.1 $4.9M 267k 18.29
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 0.1 $4.1M 4.0M 1.02
Prospect Capital Corp conv 0.1 $4.0M 4.0M 1.01
Dycom Inds Inc Note 0.750% 9/1 bond 0.1 $4.1M 3.6M 1.14
Redwood Tr Inc note 4.750% 8/1 0.1 $4.0M 4.0M 1.00
Mobile TeleSystems OJSC 0.1 $3.1M 299k 10.44
Eagle Bulk Shipping 0.1 $3.6M 785k 4.53
Extraction Oil And Gas 0.1 $3.1M 203k 15.40
Midstates Pete Co Inc Com Par 0.1 $3.2M 204k 15.54
Petroleo Brasileiro SA (PBR) 0.0 $2.5M 246k 10.04
Capital Product 0.0 $2.9M 819k 3.50
Sandridge Energy (SD) 0.0 $2.7M 135k 20.09
Exco Resources 0.0 $2.7M 2.1M 1.34
Yandex Nv-a (NBIS) 0.0 $2.2M 66k 32.95
Cardtronics Inc note 1.000%12/0 0.0 $2.1M 2.3M 0.92
Renewable Energy Group Inc mtnf 2.750% 6/1 0.0 $1.1M 1.0M 1.08
Alaska Communications Systems conv 0.0 $1.3M 1.2M 1.04
Infosys Technologies (INFY) 0.0 $463k 32k 14.61
Ishares Inc msci india index (INDA) 0.0 $730k 22k 32.88
Depomed Inc conv 0.0 $929k 1.3M 0.74
Vitamin Shoppe Inc note 2.250 12/0 0.0 $901k 1.2M 0.74