Oaktree Capital Management

Oaktree Capital Management as of Dec. 31, 2016

Portfolio Holdings for Oaktree Capital Management

Oaktree Capital Management holds 194 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Advancepierre Foods Hldgs In 19.1 $1.3B 43M 29.78
Tribune Co New Cl A 7.4 $496M 14M 34.98
shares First Bancorp P R (FBP) 3.1 $208M 32M 6.61
Ally Financial (ALLY) 2.9 $195M 10M 19.02
Star Bulk Carriers Corp shs par (SBLK) 2.2 $149M 29M 5.11
Micron Technology Inc conv 1.8 $123M 124M 0.99
Taiwan Semiconductor Mfg (TSM) 1.6 $108M 3.7M 28.74
Cemex Sab De Cv conv 1.5 $100M 94M 1.07
Banco Itau Holding Financeira (ITUB) 1.2 $78M 7.6M 10.28
Dynegy 1.1 $71M 8.4M 8.46
Priceline Group Inc/the conv 1.1 $71M 67M 1.06
Liberty Interactive Llc Deb 1.750% 9/3 bond 1.0 $68M 63M 1.08
Tronc 1.0 $65M 4.7M 13.87
Rovi Corp Note 0.500% 3/0 bond 1.0 $65M 64M 1.01
Nmi Hldgs Inc cl a (NMIH) 0.9 $62M 5.8M 10.65
Spdr S&p 500 Etf (SPY) 0.9 $62M 275k 223.53
Interdigital Inc 1.5% 3/1/20 convertible bond 0.9 $61M 45M 1.35
MGIC Investment (MTG) 0.9 $59M 5.8M 10.19
Gener8 Maritime 0.9 $59M 13M 4.48
J2 Global Inc note 3.250% 6/1 0.9 $58M 44M 1.32
Cardtronics Inc note 1.000%12/0 0.8 $57M 48M 1.18
Alibaba Group Holding (BABA) 0.8 $54M 619k 87.79
Cemex SAB de CV (CX) 0.8 $54M 6.7M 8.03
On Semiconductor Corp Note 1.000%12/0 bond 0.8 $54M 53M 1.02
Citrix Systems Inc conv 0.8 $53M 45M 1.16
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.8 $52M 49M 1.08
1,375% Liberty Media 15.10.2023 note 0.8 $52M 48M 1.08
Electronics For Imaging Inc note 0.750% 9/0 0.8 $51M 48M 1.06
Wright Med Group Inc note 2.000% 2/1 0.7 $50M 48M 1.04
ICICI Bank (IBN) 0.7 $48M 6.4M 7.49
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.7 $48M 45M 1.05
Seacor Holding Inc note 3.000 11/1 0.7 $47M 53M 0.89
Ctrip Com Intl Ltd Note 1.000% 7/0 bond 0.7 $46M 44M 1.04
Healthsouth Corp conv 0.7 $44M 37M 1.19
Pra Group Inc conv 0.6 $42M 45M 0.95
Herbalife Ltd conv 0.6 $43M 47M 0.92
Microchip Technology Inc note 1.625% 2/1 0.6 $43M 33M 1.30
Finisar Corp note 0.500%12/1 0.6 $41M 34M 1.20
Integrated Device Tech conv 0.6 $42M 40M 1.03
Macquarie Infrastructure Cor Note 2.00010/0 0.6 $41M 41M 1.01
Biomarin Pharmaceutical Inc note 0.750%10/1 0.6 $41M 36M 1.13
Vector Group Ltd note 1.75% 4/15 0.6 $40M 35M 1.15
Horizon Pharma Plc convertible security 0.6 $40M 42M 0.95
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.6 $39M 34M 1.15
Live Nation Entertainmen conv 0.6 $38M 36M 1.06
51job Inc note 3.250% 4/1 0.6 $38M 36M 1.06
Synchronoss Technologies conv 0.6 $37M 36M 1.05
Amtrust Finl Svcs Inc note 2.750%12/1 0.6 $37M 44M 0.86
69327r Ad 3 Pdc Energy Inc Note 1.125% 9/1 pdc energy 0.6 $37M 33M 1.12
Vale 0.5 $36M 5.3M 6.89
Ezcorp Inc sr unsecured 06/19 2.625 0.5 $36M 37M 0.97
Euronet Worldwide Inc Note 1.500%10/0 0.5 $35M 30M 1.16
Proofpoint Inc dbcv 0.750% 6/1 0.5 $35M 31M 1.14
Spectranetics Corp mtnf 2.625% 6/0 0.5 $34M 33M 1.04
American Tower Corp cnv p 0.5 $34M 321k 104.51
General Cable Corp Del New frnt 4.500% 11/1 0.5 $33M 41M 0.79
Colony Finl Inc note 5.00% 0.5 $31M 30M 1.02
Blackstone Mtg Tr Inc Note cb 0.5 $31M 28M 1.12
Century Communities (CCS) 0.5 $31M 1.5M 21.00
Huron Consulting Group I 1.25% cvbond 0.5 $31M 32M 0.98
America Movil Sab De Cv spon adr l 0.5 $30M 2.4M 12.57
Encore Cap Group Inc note 3.000% 7/0 0.4 $30M 31M 0.95
Sm Energy Co note 1.500% 7/0 0.4 $30M 26M 1.16
Telefonica Brasil Sa 0.4 $28M 2.1M 13.38
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.4 $28M 29M 0.98
EXCO Resources 0.4 $27M 31M 0.87
Medidata Solutions Inc conv 0.4 $27M 25M 1.10
Keyw Holding Corp conv bd us 0.4 $27M 27M 1.01
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.4 $25M 984k 25.47
Akamai Technologies Inc Sr Cv zero coupon bonds 0.4 $25M 24M 1.04
Silver Standard Resources Inc note 2.875 2/0 0.4 $25M 28M 0.92
Helix Energy Solutions Grp I note 4.250% 5/0 0.4 $24M 24M 1.04
Vipshop Holdings Ltd - Ads bond 0.3 $24M 24M 1.00
Spirit Realty Capital Inc convertible cor 0.3 $24M 22M 1.05
Cnooc 0.3 $23M 183k 123.92
AngloGold Ashanti 0.3 $23M 2.2M 10.51
Ambev Sa- (ABEV) 0.3 $22M 4.5M 4.91
Verso Corp cl a 0.3 $22M 3.1M 7.10
Liberty Ventures - Ser A 0.3 $22M 594k 36.87
Depomed Inc conv 0.3 $22M 19M 1.13
Sucampo Pharmaceuticals Inc dbcv 3.250%12/1 0.3 $21M 20M 1.07
Continental Resources 0.3 $21M 400k 51.54
Starwood Property Trust note 0.3 $21M 19M 1.10
Pennymac Corp conv 0.3 $21M 21M 0.98
Solarcity Corp note 1.625%11/0 0.3 $21M 25M 0.85
Nuance Communications Inc Dbcv 1.00012/1 0.3 $21M 23M 0.91
Vishay Intertechnology (VSH) 0.3 $20M 1.3M 16.20
Liberty Media Corp Delaware Com C Braves Grp 0.3 $20M 968k 20.59
Envestnet Inc note 1.750%12/1 0.3 $20M 20M 0.96
Cheniere Energy Inc note 4.250% 3/1 0.3 $19M 32M 0.61
Clovis Oncology Inc note 2.500% 9/1 0.3 $20M 19M 1.03
Dycom Inds Inc Note 0.750% 9/1 bond 0.3 $20M 18M 1.10
Gerdau SA (GGB) 0.3 $19M 6.0M 3.14
Nevro Corp note 1.750% 6/0 0.3 $19M 18M 1.06
Vimpel 0.3 $18M 4.6M 3.85
Bellatrix Exploration 0.3 $18M 19M 0.95
Array Biopharma Inc note 3.000% 6/0 0.3 $17M 13M 1.39
Trina Solar 0.2 $17M 1.8M 9.30
Townsquare Media Inc cl a (TSQ) 0.2 $17M 1.6M 10.41
Encore Capital Group Inc note 0.2 $17M 19M 0.88
Prospect Capital Corp conv 0.2 $17M 17M 0.98
Resource Capital Corporation note 8.000 1/1 0.2 $16M 17M 0.95
Blucora Inc note 4.250% 4/0 0.2 $16M 16M 1.00
Tcp Cap Corp note 5.250%12/1 0.2 $15M 15M 1.04
Isis Pharmaceuticals Inc Del note 1.000%11/1 0.2 $15M 15M 1.02
Liberty Expedia Holdings ser a 0.2 $16M 396k 39.67
Chart Industries 2% conv 0.2 $15M 15M 0.99
Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 0.2 $15M 15M 1.00
Whiting Pete Corp New Note 1.250% 4/0 bond 0.2 $15M 17M 0.89
New Mountain Finance Corp conv 0.2 $14M 14M 1.03
Meritage Homes Corp conv 0.2 $13M 14M 0.99
Rwt 4 5/8 04/15/18 0.2 $14M 14M 1.00
Tpg Specialty Lending In conv 0.2 $13M 13M 1.03
American Rlty Cap Pptys Inc note 3.000% 8/0 0.2 $13M 13M 1.00
Rait Financial Trust note 4.000%10/0 0.2 $13M 14M 0.94
Priceline Grp Inc note 0.350% 6/1 0.2 $13M 10M 1.27
Alon Usa Energy Inc note 3.000% 9/1 0.2 $13M 12M 1.07
Contango Oil & Gas Company 0.2 $12M 1.3M 9.34
Helix Energy Solutions note 0.2 $12M 13M 0.98
StoneMor Partners 0.2 $11M 1.3M 8.91
Resource Cap Corp Note 6.000%12/0 note 0.2 $11M 12M 0.97
Aegean Marine Petroleum Network note 4.000 11/0 0.2 $11M 11M 1.04
Iconix Brand Group, Inc. conv 0.2 $12M 13M 0.93
Technology Invstmt Cap Corp conv 0.2 $11M 11M 1.02
Jefferies Group Inc New dbcv 3.875%11/0 0.2 $11M 11M 1.01
Titan Machy Inc note 3.750% 5/0 0.2 $11M 12M 0.90
Hci Group deb 0.2 $11M 11M 1.00
Corenergy Infrastructure note 7% 6/15 0.2 $11M 9.5M 1.12
Teligent Inc note 3.750 12/1 0.2 $11M 12M 0.93
Banc Of California (BANC) 0.1 $9.9M 568k 17.35
Gain Cap Hldgs Inc note 4.125%12/0 0.1 $10M 11M 0.97
Dht Holdings Inc cv acrd nt4.5%19 0.1 $10M 11M 0.94
Vale (VALE) 0.1 $9.5M 1.2M 7.62
Arvinmeritor Inc frnt 4.000% 2/1 0.1 $9.2M 9.0M 1.02
Forestar Group Inc note 0.1 $9.8M 9.8M 1.00
Arcc 4 7/8 03/15/17 0.1 $9.5M 9.4M 1.01
Toll Bros Finance Corp. convertible bond 0.1 $9.3M 9.5M 0.98
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 0.1 $9.3M 9.0M 1.03
Starwood Ppty Tr Inc 3.750 oct 15 17 c 0.1 $9.7M 9.5M 1.02
Spectrum Pharmaceuticals Inc conv 0.1 $9.3M 10M 0.90
Nuance Communications 0.1 $9.6M 9.9M 0.97
NACCO Industries (NC) 0.1 $8.9M 98k 90.55
Nxp Semiconductors N V dbcv 1.000% 12/0 0.1 $8.6M 7.5M 1.14
Avid Technology Inc note 2.000% 6/1 0.1 $8.6M 13M 0.67
Fomento Economico Mexicano SAB (FMX) 0.1 $8.4M 110k 76.19
Nationstar Mortgage 0.1 $7.5M 417k 18.06
Allscripts Healthcare So conv 0.1 $7.6M 8.0M 0.95
Yy Inc note 2.25% 0.1 $7.4M 7.5M 0.99
Sunoco Logistics Partners 0.1 $6.4M 267k 24.02
Mgic Invt Corp Wis note 5.000% 5/0 0.1 $7.1M 7.0M 1.01
Navistar Intl Corp conv 0.1 $6.5M 6.7M 0.98
Gsv Capital Corp. note 5.250 9/1 0.1 $6.6M 6.9M 0.95
Yandex N V debt 1.125%12/1 0.1 $6.5M 6.8M 0.96
Navistar Intl Corp conv 0.1 $6.9M 7.0M 0.99
Ent 2 3/4 2/15/35 convertible bond 0.1 $6.7M 8.3M 0.81
Solazyme Inc bond 0.1 $6.3M 15M 0.43
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $6.4M 6.5M 0.98
Enernoc, Inc. conv 0.1 $6.2M 8.0M 0.78
Redwood Trust, Inc note 5.625 11/1 0.1 $5.7M 5.6M 1.02
Newpark Res Inc note 4.000%10/0 0.1 $5.2M 5.2M 1.01
Endologix Inc note 2.250%12/1 0.1 $5.4M 6.0M 0.90
Wpx Energy Inc p 0.1 $5.6M 86k 65.67
United States Steel Corporation (X) 0.1 $4.6M 140k 33.01
Kb Home note 0.1 $4.6M 4.8M 0.97
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.1 $4.7M 5.0M 0.93
Hos Us conv 0.1 $4.7M 6.7M 0.71
Eagle Bulk Shipping 0.1 $4.6M 785k 5.85
Ship Finance International L Note 5.75010/1 0.1 $5.1M 5.0M 1.01
Walter Invt Mgmt Corp note 0.1 $3.9M 5.5M 0.70
Immunomedics Inc note 4.750% 2/1 0.1 $4.0M 4.0M 0.99
Gogo Inc conv 0.1 $4.3M 5.8M 0.74
Oasis Pete Inc New Note 2.625% 9/1 bond 0.1 $3.8M 2.8M 1.39
Extraction Oil And Gas 0.1 $4.1M 203k 20.04
Fluidigm Corporation convertible cor 0.1 $3.7M 5.3M 0.70
Renewable Energy Group Inc mtnf 2.750% 6/1 0.1 $3.3M 3.4M 0.97
Egalet Corporation note 5.50% 4/1/20 0.1 $3.7M 4.2M 0.88
Sandridge Energy (SD) 0.1 $3.2M 135k 23.55
Mobile TeleSystems OJSC 0.0 $2.7M 299k 9.11
Capital Product 0.0 $2.6M 819k 3.18
Par Petroleum (PARR) 0.0 $2.8M 191k 14.54
Novatel Wireless Inc note 5.500% 6/1 0.0 $2.9M 3.0M 0.96
Sunpower Corp dbcv 4.000% 1/1 0.0 $2.8M 3.9M 0.71
Baidu (BIDU) 0.0 $2.1M 13k 164.37
M/i Homes Inc note 3.000% 3/0 0.0 $2.2M 2.1M 1.02
Melco Crown Entertainment (MLCO) 0.0 $1.4M 91k 15.90
Yandex Nv-a (YNDX) 0.0 $1.3M 66k 20.14
Alaska Communications Systems conv 0.0 $1.2M 1.2M 0.99
Canadian Solar Inc note 4.250% 2/1 0.0 $1.3M 1.4M 0.93
Aegerion Pharmaceuticals 2% Du cvbond 0.0 $1.4M 2.0M 0.72
Midstates Pete Co Inc Com Par 0.0 $1.1M 55k 20.73
Ishares Inc msci india index (INDA) 0.0 $448k 18k 25.31
American Rlty Cap Pptys Inc note 3.750%12/1 0.0 $885k 885k 1.00
Oi Sa - (OIBZQ) 0.0 $997k 251k 3.97
Sanchez Energy Corp C ommon stocks 0.0 $135k 15k 9.10