UBS O'Connor

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS as of Sept. 30, 2025

Portfolio Holdings for OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS holds 253 positions in its portfolio as reported in the September 2025 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Verona Pha Spons (VRNA) 28.4 $457M 4.3M 106.71
Mr Cooper Group 10.5 $169M 800k 210.79
Spirit Aer Comcl (SPR) 6.6 $106M 2.8M 38.60
NVIDIA Corporation (NVDA) 2.2 $35M 189k 186.58
Snowflake Note1 (Principal) 1.9 $30M 20M 1.52
Peloton In Note2 (Principal) 1.7 $27M 27M 0.98
Halozyme T Note0 (Principal) 1.3 $21M 18M 1.15
Alliant Energy Corporation (LNT) 1.3 $20M 303k 67.41
Draftkings Note3 (Principal) 1.2 $20M 22M 0.90
Southern C Note4 (Principal) 1.2 $20M 18M 1.11
Entergy Corporation (ETR) 1.2 $19M 208k 93.19
Southern Company (SO) 1.2 $19M 202k 94.77
Packaging Corporation of America (PKG) 1.0 $17M 76k 217.93
Duke Energ Note4 (Principal) 1.0 $16M 15M 1.07
American W Note3 (Principal) 1.0 $16M 16M 1.00
MercadoLibre (MELI) 1.0 $15M 6.6k 2336.94
CenterPoint Energy (CNP) 0.9 $15M 388k 38.80
Plymouth Indl Reit 0.9 $15M 652k 22.33
Spotify Us Note3 (Principal) 0.9 $14M 10M 1.37
Waste Connections (WCN) 0.7 $11M 64k 175.80
Itau Uniba Spona (ITUB) 0.7 $11M 1.5M 7.34
Embraer S. Spons (EMBJ) 0.6 $10M 172k 60.45
Firstenerg Note4 (Principal) 0.6 $10M 10M 1.04
B2gold Corp (BTG) 0.6 $10M 2.1M 4.95
Halozyme T Note1 (Principal) 0.6 $9.9M 7.0M 1.41
Occidental Petroleum Corporation (OXY) 0.6 $9.8M 207k 47.25
C H Robins Comne (CHRW) 0.6 $9.5M 72k 132.40
Kaspi Kz J Spons (KSPI) 0.6 $9.3M 114k 81.68
Synopsys (SNPS) 0.6 $9.3M 19k 493.39
Clean Harbors (CLH) 0.6 $9.2M 40k 232.22
Nvent Elec SHS (NVT) 0.6 $9.1M 93k 98.64
Air Products & Chemicals (APD) 0.5 $8.6M 32k 272.72
United Rentals (URI) 0.5 $8.4M 8.8k 954.66
Nrg Energy Comne (NRG) 0.5 $7.9M 49k 161.95
Vistra Energy (VST) 0.5 $7.9M 40k 195.92
Pentair Pl SHS (PNR) 0.5 $7.5M 68k 110.76
Jena Acqui Usdcl (JENA) 0.4 $7.1M 700k 10.15
Pony Ai In Spons (PONY) 0.4 $7.0M 311k 22.49
Delta Air Comne (DAL) 0.4 $6.5M 115k 56.75
Coinbase G Comcl (COIN) 0.4 $6.4M 19k 337.49
Amphenol C Cla (APH) 0.4 $6.2M 50k 123.75
Pdd Holdin Spons (PDD) 0.4 $6.2M 47k 132.17
Hub Group Cla (HUBG) 0.4 $5.9M 172k 34.44
Meta Platf Cla (META) 0.4 $5.9M 8.0k 734.38
Vulcan Materials Company (VMC) 0.4 $5.8M 19k 307.62
Pagseguro Comcl (PAGS) 0.4 $5.8M 582k 10.00
Martin Marietta Materials (MLM) 0.4 $5.7M 9.1k 630.28
Gores Hldg SHSCL (GTEN) 0.3 $5.6M 550k 10.22
Inter & Co Class (INTR) 0.3 $5.4M 590k 9.23
Tesla Motors (TSLA) 0.3 $5.2M 12k 444.72
Gates Indl Ordsh (GTES) 0.3 $5.2M 211k 24.82
Bold Eagle Cla (BEAG) 0.3 $5.2M 500k 10.40
Wynn Resorts (WYNN) 0.3 $5.1M 40k 128.27
Egh Acquis SHSCL (EGHA) 0.3 $5.0M 500k 10.01
Quanta Services (PWR) 0.3 $5.0M 12k 414.42
Howmet Aerospace (HWM) 0.3 $4.9M 25k 196.23
American Electric Power Company (AEP) 0.3 $4.7M 42k 112.50
Bleichroed SHSCL (BACQ) 0.3 $4.7M 450k 10.39
American E Ordcl (AEXA) 0.3 $4.4M 400k 10.93
Intel Corporation (INTC) 0.3 $4.3M 128k 33.55
Agricultur SHSCL (ANSC) 0.3 $4.2M 384k 10.92
MasTec (MTZ) 0.3 $4.1M 19k 212.81
Cameco Corporation (CCJ) 0.2 $4.0M 47k 83.86
Fomento Ec Spona (FMX) 0.2 $4.0M 40k 98.63
Snowflake Note1 (Principal) 0.2 $3.9M 2.5M 1.57
Newhold In Ordsh (NHIC) 0.2 $3.8M 375k 10.18
Ralliant Corp (RAL) 0.2 $3.8M 87k 43.73
Beyond Mea Note3 (Principal) 0.2 $3.8M 19M 0.20
Linde SHS (LIN) 0.2 $3.8M 7.9k 475.00
Credicorp (BAP) 0.2 $3.7M 14k 266.28
Hubbell (HUBB) 0.2 $3.7M 8.7k 430.31
Gp-act Iii Cla (GPAT) 0.2 $3.7M 350k 10.60
Arcos Dora SHSCL (ARCO) 0.2 $3.6M 537k 6.75
Fluor Corporation (FLR) 0.2 $3.5M 84k 42.07
Live Oak A Clash (LOKV) 0.2 $3.3M 325k 10.18
Banco Sant Spadr (BSAC) 0.2 $3.2M 120k 26.50
Zeekr Inte Spona (ZK) 0.2 $3.2M 104k 30.48
Oaktree Ac SHSCL (OACC) 0.2 $3.2M 300k 10.51
Acm Resh I Comcl (ACMR) 0.2 $3.1M 79k 39.13
Vista Ener Spons (VIST) 0.2 $3.1M 89k 34.40
Banco Bbva Spons (BBAR) 0.2 $3.1M 368k 8.32
Cantor Equ SHSCL (CEPF) 0.2 $3.1M 300k 10.19
Texas Vent Usdcl (TVA) 0.2 $3.0M 276k 10.71
Toast Cla (TOST) 0.2 $2.9M 80k 36.51
Globant S A (GLOB) 0.2 $2.9M 51k 57.38
Tower Semi Shsne (TSEM) 0.2 $2.8M 39k 72.30
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.2 $2.7M 5.0k 546.75
Accel Ente Comcl (ACEL) 0.2 $2.7M 247k 11.07
Sportradar Class (SRAD) 0.2 $2.7M 100k 26.90
Aa Mission Ordsh 0.2 $2.6M 250k 10.52
California Comst (CRC) 0.2 $2.6M 49k 53.18
Broadcom (AVGO) 0.2 $2.6M 8.0k 329.91
Nabors Ene Cla (NETD) 0.2 $2.6M 234k 11.21
Churchill Clash (CCIX) 0.2 $2.6M 250k 10.48
Mountain L SHSCL (MLAC) 0.2 $2.6M 250k 10.32
Stellar V SHSCL (SVCC) 0.2 $2.6M 250k 10.30
New Provid Usdcl (NPAC) 0.2 $2.5M 250k 10.17
Crane Hbr Cla (CHAC) 0.2 $2.5M 250k 10.13
Dune Acqui SHSCL (IPOD) 0.2 $2.5M 250k 10.12
Eqv Ventur Claor (FTW) 0.2 $2.5M 242k 10.38
Cartesian Comcl (CGCT) 0.2 $2.5M 250k 10.04
Thayer Ven Cla (TVAI) 0.2 $2.5M 250k 10.04
Blue Wtr A Ordsh (BLUW) 0.2 $2.5M 250k 9.98
Solarius C SHSCL (SOCA) 0.2 $2.5M 250k 9.96
Pioneer Ac Claor (PACH) 0.2 $2.5M 250k 9.94
Oxley Brid Usdcl (OBA) 0.2 $2.5M 250k 9.94
Cslm Digit Usdcl (KOYN) 0.2 $2.5M 250k 9.93
Axalta Coating Sys (AXTA) 0.2 $2.4M 85k 28.62
Nio Spona (NIO) 0.1 $2.3M 301k 7.62
Lucid Group Put Option (LCID) 0.1 $2.3M 3.2M 0.72
Vine Hill Ordsh (VCIC) 0.1 $2.1M 200k 10.71
Vale S A Spons (VALE) 0.1 $2.1M 196k 10.86
American Airls Put Option (AAL) 0.1 $2.1M 9.3M 0.23
Gen Digita Right (GENVR) 0.1 $2.1M 298k 7.08
Legato Mer Ordsh (LEGT) 0.1 $2.1M 194k 10.76
Archimedes Ordsh (ATII) 0.1 $2.0M 200k 10.23
Gesher Acq Usdcl (GSHR) 0.1 $2.0M 200k 10.17
Cohen Circ SHSCL (CCII) 0.1 $2.0M 200k 10.15
Cal Redwoo Comcl (CRAQ) 0.1 $2.0M 200k 10.00
Adt (ADT) 0.1 $2.0M 230k 8.71
Blue Acqui Ordsh (BACC) 0.1 $2.0M 200k 9.99
D.R. Horton (DHI) 0.1 $2.0M 12k 169.47
D. Boral A SHSCL (BCAR) 0.1 $2.0M 200k 9.92
Freeport-m CLB (FCX) 0.1 $2.0M 50k 39.22
Commscope Hldg 0.1 $1.9M 125k 15.48
Signet Jew SHS (SIG) 0.1 $1.9M 20k 95.92
Paccar (PCAR) 0.1 $1.9M 19k 98.32
International Paper Company (IP) 0.1 $1.9M 40k 46.40
Levi Strau Claco (LEVI) 0.1 $1.7M 75k 23.30
Vertiv Holdings Llc vertiv holdings Call Option (VRT) 0.1 $1.7M 96k 18.10
Axiom Inte Ordsh (AXIN) 0.1 $1.7M 175k 9.96
Coherent Corp (COHR) 0.1 $1.7M 16k 107.72
Zto Expres Spons (ZTO) 0.1 $1.6M 86k 19.20
Taskus Class (TASK) 0.1 $1.6M 91k 17.85
Artius Ii SHSCL (AACB) 0.1 $1.6M 160k 10.13
Home Depot (HD) 0.1 $1.6M 4.0k 405.19
Centurion SHSCL (ALF) 0.1 $1.6M 150k 10.55
Clear Channel Outdoor Holdings (CCO) 0.1 $1.6M 1.0M 1.58
Andretti A Ordsh (POLE) 0.1 $1.6M 150k 10.47
Armada Acq Comcl (XRPN) 0.1 $1.6M 150k 10.44
Cantor Equ SHSCL (CAEP) 0.1 $1.5M 150k 10.32
Soulpower Usdcl (SOUL) 0.1 $1.5M 150k 10.09
Pyrophyte Clash (PAII) 0.1 $1.5M 150k 9.96
Eqv Ventur Ordsh (EVAC) 0.1 $1.5M 150k 9.95
Amer Sport Comsh (AS) 0.1 $1.4M 40k 34.75
Geopark Lt Usdsh (GPRK) 0.1 $1.4M 214k 6.37
Newmont Mining Corporation (NEM) 0.1 $1.3M 16k 84.31
Sable Offs Comsh (SOC) 0.1 $1.3M 74k 17.46
H World Gr Spons (HTHT) 0.1 $1.3M 33k 39.11
Charter Communications Inc New Cl A cl a Put Option (CHTR) 0.1 $1.3M 21k 62.57
Bilibili I Spons (BILI) 0.1 $1.2M 43k 28.09
Tko Group Cla (TKO) 0.1 $1.2M 6.0k 201.96
Silver Peg SHSCL (SPEG) 0.1 $1.2M 120k 9.97
Alchemy In Claor (ALCY) 0.1 $1.2M 100k 11.60
Five Below (FIVE) 0.1 $1.2M 7.5k 154.70
Ross Stores (ROST) 0.1 $1.1M 7.5k 152.39
Haymaker A Class (HYAC) 0.1 $1.1M 100k 11.34
Dlocal Class (DLO) 0.1 $1.1M 78k 14.28
Vnet Group Spons (VNET) 0.1 $1.1M 107k 10.33
Aldel Finl Cla (ALDF) 0.1 $1.0M 100k 10.45
1rt Acquis Usdcl (ONCH) 0.1 $1.0M 100k 10.45
Berto Acqu Ordsh (TACO) 0.1 $1.0M 100k 10.41
Jackson Ac Comsh (JACS) 0.1 $1.0M 100k 10.38
Roman Dbdr Ordsh (DRDB) 0.1 $1.0M 100k 10.31
Rithm Acqu Cla (RAC) 0.1 $1.0M 100k 10.25
Perimeter Comcl (PMTR) 0.1 $1.0M 100k 10.25
Wen Acquis Comcl (WENN) 0.1 $1.0M 100k 10.13
Sizzle Acq Usdcl (SZZL) 0.1 $1.0M 100k 10.12
Copley Acq Ordsh (COPL) 0.1 $1.0M 100k 10.12
Inflection Claor (IPCX) 0.1 $1.0M 100k 10.09
Pelican Ac SHS (PELI) 0.1 $1.0M 100k 10.06
Oyster Ent Ordsh (OYSE) 0.1 $1.0M 100k 10.03
Figx Cap A Usdcl (FIGX) 0.1 $999k 100k 9.99
Hesai Grou Spons (HSAI) 0.1 $981k 35k 28.10
Warner Bro Comse (WBD) 0.1 $977k 50k 19.53
Pagaya Tec Clane (PGY) 0.1 $937k 32k 29.69
Real Asset SHSCL (RAAQ) 0.1 $916k 90k 10.22
Sharkninja Comsh (SN) 0.1 $904k 8.8k 103.15
Strategy I Serie (STRK) 0.1 $872k 9.5k 91.77
Hertz Global Holdings Put Option (HTZ) 0.1 $830k 1.2M 0.69
Yeti Hldgs (YETI) 0.1 $830k 25k 33.18
Spark I Ac Ordsh (SPKL) 0.0 $777k 67k 11.63
Sabre Put Option (SABR) 0.0 $756k 1.2M 0.61
Indigo Acq Ordsh (INAC) 0.0 $747k 75k 9.96
Crocs Call Option (CROX) 0.0 $611k 330k 1.85
Ford Motor Company Put Option (F) 0.0 $566k 900k 0.63
Skillsoft Cla (SKIL) 0.0 $543k 42k 13.02
Cantor Equ Claor (CEPT) 0.0 $528k 50k 10.55
Silverbox SHSCL (SBXD) 0.0 $501k 48k 10.47
Magnite Ord Call Option (MGNI) 0.0 $454k 232k 1.96
Harley-Davidson Put Option (HOG) 0.0 $431k 375k 1.15
Transocean Call Option (RIG) 0.0 $420k 883k 0.47
Chemours Put Option (CC) 0.0 $396k 47k 8.45
MGM Resorts International. Put Option (MGM) 0.0 $388k 83k 4.70
Masco Corporation (MAS) 0.0 $356k 5.1k 70.39
Spdr S&p 500 Etf Put Option (SPY) 0.0 $347k 96k 3.61
Herbalife Ltd Com Stk Put Option (HLF) 0.0 $346k 82k 4.20
Invesco Qqq Trust Series 1 Put Option (QQQ) 0.0 $240k 69k 3.50
Mattel Call Option (MAT) 0.0 $162k 1.3M 0.12
Live Nation Entertainment Put Option (LYV) 0.0 $158k 100k 1.59
Nextera Energy Partners Put Option (XIFR) 0.0 $150k 21k 7.30
Nike Call Option (NKE) 0.0 $138k 50k 2.79
iShares Barclays 20+ Yr Treas.Bond Call Option (TLT) 0.0 $122k 50k 2.44
Amc Entmt Clane (AMC) 0.0 $115k 40k 2.90
Service Pptys Tr Call Option (SVC) 0.0 $105k 600k 0.17
Bold Eagle Right (BEAGR) 0.0 $104k 400k 0.26
Macy's Put Option (M) 0.0 $104k 80k 1.29
Columbus C *wexp 0.0 $103k 89k 1.16
B&G Foods Put Option (BGS) 0.0 $102k 114k 0.90
Calumet Put Option (CLMT) 0.0 $102k 175k 0.58
Spdr Ser Tr s&p oilgas exp Call Option (XOP) 0.0 $101k 37k 2.73
Smart Sh G Ads (EM) 0.0 $100k 74k 1.35
Newhold In *wexp (NHICW) 0.0 $61k 188k 0.32
Starwood Property Trust Put Option (STWD) 0.0 $60k 173k 0.35
Texas Vent *wexp (TVACW) 0.0 $56k 50k 1.12
ViaSat Put Option (VSAT) 0.0 $48k 73k 0.65
Arista Networks Call Option (ANET) 0.0 $46k 54k 0.85
Cartesian *wexp (CGCTW) 0.0 $44k 166k 0.27
Thayer Ven Right (TVAIR) 0.0 $44k 250k 0.17
Cid Holdco *wexp (DAICW) 0.0 $43k 283k 0.15
Barrick Mining Corp Call Option (B) 0.0 $41k 143k 0.28
Vornado Realty Trust Put Option (VNO) 0.0 $39k 34k 1.15
Medical Properties Trust Put Option (MPT) 0.0 $38k 397k 0.10
Norwegian Cruise Line Hldgs Put Option (NCLH) 0.0 $37k 324k 0.12
Las Vegas Sands Put Option (LVS) 0.0 $35k 37k 0.94
Tri Pointe Homes Put Option (TPH) 0.0 $31k 24k 1.32
Vaneck Vectors Semiconductor Etf semiconductor Put Option (SMH) 0.0 $31k 10k 2.96
Blue Acqui Right (BACCR) 0.0 $30k 200k 0.15
Silver Peg Right (SPEGR) 0.0 $28k 120k 0.23
Axiom Inte Right (AXINR) 0.0 $28k 175k 0.16
Cheesecake Factory Incorporated Put Option (CAKE) 0.0 $27k 18k 1.55
Vaneck Vectors Gold Miners mutual Call Option (GDX) 0.0 $27k 14k 1.97
Pyrophyte *wexp (PAII.WS) 0.0 $26k 75k 0.35
Onemain Holdings Put Option (OMF) 0.0 $25k 34k 0.73
Peloton Interactive Inc cl a Put Option (PTON) 0.0 $24k 400k 0.06
Riot Blockchain Call Option (RIOT) 0.0 $24k 29k 0.81
1rt Acquis *wexp (ONCHW) 0.0 $23k 25k 0.92
Oxley Brid *wexp (OBAWW) 0.0 $23k 125k 0.18
Indigo Acq Right (INACR) 0.0 $13k 75k 0.17
Royalty Mg *wexp (RMCOW) 0.0 $11k 222k 0.05
Synchrony Financial Put Option (SYF) 0.0 $10k 22k 0.47
Advance Auto Parts Put Option (AAP) 0.0 $9.8k 12k 0.82
Tevogen Bi *wexp (TVGNW) 0.0 $9.7k 181k 0.05
Energy Transfer Equity Call Option (ET) 0.0 $9.0k 600k 0.01
Tanger Factory Outlet Centers Put Option (SKT) 0.0 $7.8k 14k 0.57
Scage Futu *wexp (SCAGW) 0.0 $6.4k 128k 0.05
Borealis F *wexp (BRLSW) 0.0 $5.4k 70k 0.08
Multisenso *wexp (MSAIW) 0.0 $4.9k 143k 0.03
Bolt Projs *wexp (BSLKW) 0.0 $4.4k 111k 0.04
Roadzen In *wexp (RDZNW) 0.0 $4.2k 66k 0.06
FirstEnergy Put Option (FE) 0.0 $3.3k 26k 0.12
Syntec Opt *wexp (OPTXW) 0.0 $2.8k 32k 0.09
Brand Enga *wexp (BNAIW) 0.0 $2.4k 150k 0.02