OTA Financial

OTA Financial as of June 30, 2013

Portfolio Holdings for OTA Financial

OTA Financial holds 78 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Notes 26.2 $57M 150k 380.56
Holdings Inc Note 5.25 13.8 $30M 100k 300.75
Teradyne Inc note 4.500% 3/1 7.4 $16M 50k 321.42
Sprott Physical Gold Trust (PHYS) 6.8 $15M 1.4M 10.23
News Corporation 5.3 $12M 355k 32.60
Omnicare Cap Tr Ii pfd b tr 4.00% 3.6 $7.9M 135k 58.93
News Corporation 2.8 $6.0M 183k 32.82
CurrencyShares Japanese Yen Trust 2.7 $5.9M 59k 98.62
WisdomTree Japan Total Dividend (DXJ) 2.4 $5.3M 115k 45.61
Apache Corp. 6% Mandatory Conv pfd cv 2.1 $4.7M 98k 47.74
Apache Corp option 1.9 $4.2M 50k 83.28
Covidien 1.7 $3.7M 59k 62.83
General Mtrs Co jr pfd cnv srb 1.4 $3.1M 65k 48.16
General Mtrs Co *w exp 07/10/201 1.3 $2.7M 167k 16.35
SPDR Barclays Capital High Yield B 1.1 $2.4M 62k 39.49
Lennar Corporation (LEN.B) 1.1 $2.3M 82k 28.35
Ppl Corp unit 99/99/9999 1.0 $2.2M 43k 52.41
Ishares Inc core msci emkt (IEMG) 0.8 $1.8M 39k 46.04
Kinder Morgan Energy Partners 0.8 $1.7M 20k 85.39
Alerian Mlp Etf 0.8 $1.7M 94k 17.84
Advisorshares Tr peritus hg yld 0.8 $1.7M 34k 49.88
Comcast Corporation 0.6 $1.3M 33k 39.67
Cliffs Natural Resources 0.6 $1.3M 80k 16.24
America Movil SAB de CV 0.5 $1.1M 51k 21.16
Clearbridge Energy Mlp Opp F 0.4 $958k 40k 24.20
Warner Chilcott Plc - 0.4 $910k 46k 19.86
Health Care REIT 0.4 $889k 13k 66.96
Petroleo Brasileiro SA (PBR) 0.4 $879k 66k 13.41
Royal Dutch Shell 0.4 $826k 13k 63.75
Db-x Msci Japan Etf equity (DBJP) 0.4 $786k 23k 33.70
Colonial Properties Trust 0.3 $743k 31k 24.11
Vanguard Europe Pacific ETF (VEA) 0.3 $725k 20k 35.55
iShares MSCI Taiwan Index 0.3 $708k 53k 13.29
Enbridge Energy Management 0.3 $690k 23k 30.27
iShares MSCI Pacific ex-Japan Idx (EPP) 0.3 $706k 16k 42.98
WisdomTree India Earnings Fund (EPI) 0.3 $681k 42k 16.14
Invesco Van Kampen Dyn Cr Opp Fund 0.3 $674k 52k 13.07
Gamco Global Gold Natural Reso (GGN) 0.3 $669k 69k 9.75
Nextera Energy Inc unit 0.3 $645k 12k 55.48
Office Depot 0.3 $609k 157k 3.87
Calamos Convertible & Hi Income Fund (CHY) 0.3 $615k 50k 12.38
Whitewave Foods 0.3 $559k 37k 15.20
BlackRock Global Opportunities Equity Tr (BOE) 0.2 $533k 40k 13.50
Aberdeen Asia-Pacific Income Fund 0.2 $516k 83k 6.19
Nuveen Muni Value Fund (NUV) 0.2 $514k 54k 9.56
Citigroup (C) 0.2 $497k 10k 47.89
Hudson City Ban 0.2 $448k 49k 9.15
BlackRock Enhanced Capital and Income (CII) 0.2 $455k 36k 12.61
John Hancock Preferred Income Fund (HPI) 0.2 $452k 22k 20.77
Anglogold Ashanti Holdings Fin pfd cv 0.2 $450k 26k 17.08
Spdr Short-term High Yield mf (SJNK) 0.2 $464k 15k 30.14
Velocity Shares Daily 0.2 $461k 148k 3.12
Virginia Commerce Ban 0.2 $445k 32k 13.94
Vale 0.2 $435k 36k 12.14
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.2 $425k 32k 13.45
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.2 $445k 31k 14.52
Eaton Vance Enhanced Equity Income Fund (EOI) 0.2 $424k 37k 11.55
MFS Charter Income Trust (MCR) 0.2 $415k 45k 9.24
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.2 $419k 10k 41.88
Nuveen Insd Dividend Advantage (NVG) 0.2 $419k 31k 13.34
Schwab Emerging Markets Equity ETF (SCHE) 0.2 $420k 18k 23.31
M&t Bank Corp Wts Exp 12/23/1 wts 0.2 $407k 11k 37.81
AllianceBernstein Global Hgh Incm (AWF) 0.2 $399k 27k 15.02
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.2 $384k 38k 10.15
Invesco Insured Municipal Income Trust (IIM) 0.2 $382k 27k 14.22
PowerShares India Portfolio 0.1 $326k 20k 16.57
India Fund (IFN) 0.1 $294k 15k 19.15
H&Q Life Sciences Investors 0.1 $303k 17k 17.79
Eaton Vance Risk Managed Diversified (ETJ) 0.1 $312k 29k 10.87
iShares MSCI Malaysia Index Fund 0.1 $278k 18k 15.52
Invesco Van Kampen Municipal Trust (VKQ) 0.1 $285k 23k 12.61
General Mtrs Co *w exp 07/10/201 0.1 $286k 12k 23.92
DWS Municipal Income Trust 0.1 $264k 21k 12.86
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $251k 19k 13.21
Telecom Italia Spa Milano (TIAIY) 0.1 $250k 45k 5.57
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $235k 15k 15.91
MFS Investment Grade Municipal Trust (CXH) 0.1 $245k 26k 9.32
DWS Multi Market Income Trust (KMM) 0.1 $214k 22k 9.73