OTA Financial

OTA Financial as of March 31, 2014

Portfolio Holdings for OTA Financial

OTA Financial holds 63 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
Goodyear Tire Rubr Pfd 5.875% p 16.5 $17M 239k 72.41
Omnicare Cap Tr Ii pfd b tr 4.00% 11.1 $12M 158k 73.40
Exterran Hldgs Inc note 4.250% 6/1 9.1 $9.5M 50k 190.24
Royal Dutch Shell 8.0 $8.4M 115k 73.06
General Motors Company (GM) 3.9 $4.1M 118k 34.42
Epr Properties Pfd C 5.75% (EPR.PC) 3.7 $3.9M 183k 21.50
iShares MSCI EAFE Growth Index (EFG) 2.9 $3.1M 44k 70.94
Time Warner Cable 2.9 $3.0M 22k 137.16
Sprott Physical Gold Trust (PHYS) 2.8 $2.9M 276k 10.67
Unilever 2.4 $2.5M 61k 41.12
Kinder Morgan Energy Partners 2.1 $2.2M 30k 73.94
Weyerhaeuser Company (WY) 2.0 $2.1M 70k 29.34
CurrencyShares Japanese Yen Trust 1.8 $1.9M 20k 94.50
WisdomTree Japan Total Dividend (DXJ) 1.6 $1.7M 36k 47.31
Ishares Inc core msci emkt (IEMG) 1.6 $1.7M 34k 49.06
Forest Laboratories 1.5 $1.6M 17k 92.23
iShares MSCI EAFE Value Index (EFV) 1.4 $1.4M 25k 57.51
BHP Billiton 1.3 $1.3M 22k 61.72
Epl Oil & Gas 1.3 $1.3M 34k 38.59
SPDR Barclays Capital Aggregate Bo (SPAB) 1.1 $1.2M 21k 57.09
Ppl Corporation 8.75% pfd cv 1.1 $1.2M 22k 54.68
Nextera Energy Inc unit 1.1 $1.2M 19k 61.31
Vanguard FTSE All-World ex-US ETF (VEU) 1.1 $1.1M 22k 50.30
Enbridge Energy Partners 1.1 $1.1M 40k 27.40
Cliffs Natural Resources 1.0 $1.0M 51k 20.45
iShares MSCI Taiwan Index 0.9 $970k 68k 14.38
Bank of America Corporation (BAC) 0.9 $965k 56k 17.20
Telecom Italia Spa Milano (TIAIY) 0.8 $865k 93k 9.36
iShares Silver Trust (SLV) 0.8 $846k 45k 19.02
Stanley Black & Decker (SWK) 0.8 $836k 10k 81.16
WisdomTree Emerging Markets Eq (DEM) 0.7 $691k 14k 49.04
Ishares Inc em mkt min vol (EEMV) 0.6 $669k 12k 57.16
Pimco Dynamic Incm Fund (PDI) 0.6 $585k 19k 30.27
iShares FTSE/Xinhua China 25 Index (FXI) 0.5 $552k 15k 35.77
Metlife Inc 5% 10/0/14 Conv Pr cv prf 0.5 $537k 18k 30.77
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.5 $524k 28k 19.07
Capital One Financial Cor w exp 11/201 0.5 $490k 14k 35.34
Nuveen Equity Premium Opportunity Fund 0.5 $494k 39k 12.57
Market Vectors Gold Miners ETF 0.5 $482k 20k 23.57
America Movil SAB de CV 0.4 $420k 21k 19.71
Cohen & Steers REIT/P (RNP) 0.4 $402k 24k 16.98
Kayne Anderson MLP Investment (KYN) 0.4 $384k 11k 36.62
BlackRock Global Energy & Resources Trus (BGR) 0.4 $379k 16k 24.10
Nuveen Floating Rate Income Fund (JFR) 0.3 $362k 30k 11.94
Nuveen Multi-Strategy Income & Growth (JPC) 0.3 $347k 37k 9.28
Vale (VALE) 0.3 $337k 24k 13.81
Petroleo Brasileiro SA (PBR) 0.3 $328k 25k 13.12
KKR Financial Holdings 0.3 $330k 29k 11.54
Jpmorgan Chase & Co. w exp 10/201 0.3 $320k 16k 20.17
Eaton Vance Enhanced Equity Income Fund (EOI) 0.3 $302k 23k 13.03
WisdomTree India Earnings Fund (EPI) 0.2 $262k 14k 18.94
Plug Power (PLUG) 0.2 $261k 37k 7.09
First Tr Energy Infrastrctr 0.2 $267k 13k 21.03
Wts/the Pnc Financial Services Grp wts 0.2 $244k 10k 23.59
Market Vector Russia ETF Trust 0.2 $240k 10k 23.96
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.2 $229k 19k 12.05
PowerShares FTSE RAFI Emerging MarketETF 0.2 $230k 12k 19.85
Central Fd Cda Ltd cl a 0.2 $225k 16k 13.70
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.2 $208k 21k 10.06
Nuveen Select Quality Municipal Fund 0.2 $207k 16k 13.22
Western Asset Hgh Yld Dfnd (HYI) 0.2 $205k 12k 17.87
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $201k 12k 17.32
PIMCO Corporate Opportunity Fund (PTY) 0.2 $203k 11k 18.06