OTA Financial

OTA Financial as of Sept. 30, 2014

Portfolio Holdings for OTA Financial

OTA Financial holds 61 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Omnicare Cap Tr Ii pfd b tr 4.00% 18.3 $14M 169k 81.54
Sprott Physical Gold Trust (PHYS) 6.0 $4.5M 413k 11.01
Time Warner Cable 5.8 $4.4M 30k 147.29
General Motors Company (GM) 5.1 $3.9M 106k 36.29
Epr Properties Pfd C 5.75% (EPR.PC) 4.5 $3.4M 150k 22.97
Kinder Morgan Energy Partners 3.5 $2.7M 32k 82.21
Royal Dutch Shell 3.1 $2.3M 28k 82.35
At&t (T) 3.1 $2.3M 65k 35.35
Genesee & Wyoming 2.6 $2.0M 15k 134.88
Covidien 2.2 $1.7M 19k 90.13
CBS Corporation 2.1 $1.6M 26k 62.07
American International (AIG) 2.1 $1.6M 30k 54.56
Fidelity National Financial 2.1 $1.6M 48k 32.75
BHP Billiton (BHP) 1.7 $1.3M 19k 68.41
Banco Santander (BSBR) 1.6 $1.2M 176k 6.92
Vanguard European ETF (VGK) 1.6 $1.2M 20k 59.90
Blackhawk Network Holdings 1.6 $1.2M 44k 26.85
Wisconsin Energy Corporation 1.5 $1.1M 24k 46.91
Nextera Energy Inc unit 1.4 $1.1M 16k 64.99
Forest Laboratories 1.3 $1.0M 10k 98.99
Ventas (VTR) 1.3 $963k 15k 64.04
TriQuint Semiconductor 1.3 $967k 61k 15.80
Northstar Realty Finance 1.3 $965k 56k 17.37
iShares Silver Trust (SLV) 1.2 $938k 46k 20.24
Aberdeen Asia-Pacific Income Fund (FAX) 1.2 $921k 147k 6.27
America Movil SAB de CV 1.1 $793k 38k 20.79
JPMorgan Chase & Co. (JPM) 1.0 $772k 13k 57.62
National Healthcare Corporation pfd conv ser a 1.0 $768k 51k 14.95
Eaton Vance Tax-Managed Global Buy-Write (ETW) 1.0 $737k 58k 12.75
Telecom Italia Spa Milano (TIAIY) 1.0 $733k 75k 9.85
Bank of America Corporation (BAC) 1.0 $724k 47k 15.35
Pimco Dynamic Credit Income other 0.9 $674k 28k 23.79
Brookdale Senior Living (BKD) 0.9 $661k 20k 33.29
Market Vectors Indonesia Index 0.9 $654k 27k 24.61
General Mtrs Co *w exp 07/10/201 0.9 $648k 24k 26.61
OmniAmerican Ban 0.8 $637k 26k 24.98
iShares FTSE/Xinhua China 25 Index (FXI) 0.8 $624k 17k 37.00
Gabelli Dividend & Income Trust (GDV) 0.7 $519k 24k 21.87
Enbridge Energy Management 0.7 $512k 15k 35.23
iShares MSCI Taiwan Index 0.7 $505k 32k 15.77
Arcelormittal Sa Luxembourg mand cv nt 16 0.7 $505k 23k 22.48
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.6 $460k 31k 14.73
Kayne Anderson MLP Investment (KYN) 0.6 $458k 12k 39.34
iShares MSCI Hong Kong Index Fund (EWH) 0.6 $445k 21k 20.85
Market Vectors Gold Miners ETF 0.6 $443k 17k 26.44
iShares MSCI Japan Index 0.5 $405k 34k 12.04
BlackRock Real Asset Trust 0.5 $409k 44k 9.38
Invesco Van Kampen Dyn Cr Opp Fund 0.5 $382k 30k 12.93
BlackRock Credit All Inc Trust IV (BTZ) 0.4 $321k 23k 13.72
Nuveen Investment Quality Munl Fund 0.4 $287k 20k 14.68
Voya Global Eq Div & Pr Opp (IGD) 0.4 $280k 29k 9.69
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.4 $268k 20k 13.60
iShares MSCI Malaysia Index Fund 0.3 $255k 16k 15.85
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.3 $255k 19k 13.42
Invesco Insured Municipal Income Trust (IIM) 0.3 $251k 17k 14.95
Petroleo Brasileiro SA (PBR) 0.3 $242k 17k 14.59
Nuveen Muni Value Fund (NUV) 0.3 $240k 25k 9.61
NASDAQ Premium Income & Growth Fund 0.3 $244k 13k 18.73
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.3 $209k 22k 9.34
Nuveen Dividend Advantage Municipal Fd 2 0.3 $210k 15k 13.89
Eaton Vance Tax-advntg Glbl Di (ETG) 0.3 $205k 12k 17.50