OTA Financial

OTA Financial Group as of Sept. 30, 2017

Portfolio Holdings for OTA Financial Group

OTA Financial Group holds 54 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
T Mobile Us Inc conv pfd ser a 45.4 $82M 823k 99.91
Bank Of America Corporation warrant 9.4 $17M 1.3M 13.24
American Intl Group 6.3 $12M 573k 20.00
Jpmorgan Chase & Co. w exp 10/201 5.9 $11M 199k 54.00
Arconic 3.9 $7.1M 183k 38.90
Charter Communications Inc New Cl A cl a (CHTR) 2.7 $5.0M 14k 363.39
Sprott Physical Gold Trust (PHYS) 2.5 $4.5M 430k 10.44
Rockwell Collins 2.1 $3.9M 30k 130.69
AMERICAN INTL Group Inc option 1.8 $3.3M 54k 61.85
Capit Bk Fin A 1.7 $3.1M 75k 41.05
Unilever (UL) 1.6 $2.9M 50k 57.94
Altaba 1.0 $1.9M 28k 66.22
Dynegy Inc New Del pfd conv ser a 0.7 $1.3M 41k 33.13
Vanguard Europe Pacific ETF (VEA) 0.7 $1.3M 30k 43.40
SPDR Barclays Capital High Yield B 0.7 $1.3M 34k 37.30
America Movil SAB de CV 0.7 $1.2M 70k 17.74
Starwood Waypoint Homes 0.7 $1.2M 34k 36.34
Liberty Media 0.7 $1.2M 52k 23.56
Sprott Physical Silver Tr tr unit (PSLV) 0.6 $1.1M 183k 6.28
Liberty Media Corp Delaware Com A Siriusxm 0.6 $1.1M 27k 41.87
Tripadvisor (TRIP) 0.6 $1.1M 26k 40.49
Zillow Group Inc Cl A (ZG) 0.6 $1.0M 25k 40.13
Lions Gate Entmnt Corp cl b non vtg (LGF.B) 0.5 $946k 30k 31.78
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.5 $911k 77k 11.84
Tri-Continental Corporation (TY) 0.5 $829k 33k 25.52
Black Hills Corp unit 99/99/9999 0.5 $817k 11k 75.40
Central Fd Cda Ltd cl a 0.4 $757k 60k 12.67
Liberty Media Corp Delaware Com C Siriusxm 0.4 $767k 18k 41.86
Nuveen Insd Dividend Advantage (NVG) 0.4 $751k 49k 15.37
iShares MSCI EAFE Index Fund (EFA) 0.4 $706k 10k 68.45
Adams Express Company (ADX) 0.4 $667k 44k 15.20
Enbridge Energy Partners 0.3 $583k 37k 15.96
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.3 $572k 63k 9.07
Hess (HES) 0.3 $550k 12k 46.86
Ramco-gershenson Pptys Tr perp pfd-d cv 0.3 $541k 10k 54.06
iShares FTSE/Xinhua China 25 Index (FXI) 0.3 $517k 12k 44.00
PowerShares India Portfolio 0.3 $521k 22k 23.66
Discovery Communications 0.3 $500k 25k 20.23
Eaton Vance Floating-Rate Income Trust (EFT) 0.3 $482k 33k 14.62
Vanguard Emerging Markets ETF (VWO) 0.2 $435k 10k 43.50
Cu Bancorp Calif 0.2 $427k 11k 38.77
Commercehub Inc Com Ser C 0.2 $412k 19k 21.34
Liberty Media Corp Del Com Ser 0.2 $406k 11k 36.46
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.2 $372k 25k 14.91
Western Refng Logistics 0.2 $375k 15k 25.80
Liberty Global Inc C 0.2 $346k 11k 32.65
Fox News 0.2 $323k 13k 25.78
Prudential Gl Sh Dur Hi Yld 0.2 $307k 21k 14.89
Rexnord 0.2 $287k 11k 25.38
Eaton Vance Enhanced Equity Incm. Fd. II (EOS) 0.1 $275k 18k 14.94
Park Sterling Bk Charlott 0.1 $227k 18k 12.38
Caesars Acquisition Co cl a 0.1 $232k 11k 21.38
Blackrock Muniyield Insured Fund (MYI) 0.1 $221k 16k 14.30
Blackrock Debt Strat (DSU) 0.1 $208k 18k 11.64