OTA Financial

OTA Financial Group as of Sept. 30, 2019

Portfolio Holdings for OTA Financial Group

OTA Financial Group holds 47 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker)
Portfolio Weight
Valued At
Change in Shares
Share Count
Share Price
American Intl Group 32.7 $40M 2.8M 14.26
Liberty Broadband Cl C (LBRDK) 12.7 $15M 147k 104.66
Sprott Physical Gold Trust (PHYS) 12.3 $15M 1.3M 11.82
Sprott Physical Silver Tr tr unit (PSLV) 5.0 $6.0M 968k 6.24
Royal Dutch Shell 4.1 $4.9M 84k 58.84
Sprott Physical Gold & S (CEF) 3.0 $3.7M 258k 14.17
Liberty Media Corp Delaware Com A Siriusxm 2.7 $3.2M 78k 41.56
Zions Bancorporation *w exp 05/22/202 2.6 $3.2M 272k 11.81
Suntrust Banks Inc $1.00 Par Cmn 2.2 $2.7M 39k 68.78
Liberty Media Corp Delaware Com C Siriusxm 2.2 $2.6M 63k 41.95
Via 1.5 $1.9M 78k 24.02
Lennar Corporation (LEN.B) 1.5 $1.8M 41k 44.35
Sempra Energy Pfd Class B 6.75% cnv pfd b 1.3 $1.6M 13k 117.66
Sempra Energy convertible preferred security 1.1 $1.4M 12k 118.20
Plains Gp Holdings Lp-cl A (PAGP) 1.1 $1.3M 63k 21.23
Dominion Energy Inc unit 99/99/9999 1.1 $1.3M 13k 105.75
Centerpnt Enrg Ds Rep 1/20 Srs B Prf 1.1 $1.3M 25k 52.25
Qts Rlty Tr 1.1 $1.3M 11k 121.40
EXACT Sciences Corporation (EXAS) 1.0 $1.2M 14k 90.30
HEICO Corporation (HEI.A) 1.0 $1.2M 13k 97.26
Nrc Group Holdings Corp nrc group holdings corp-cw24 0.6 $761k 323k 2.36
Invesco Emerging Markets S etf (PCY) 0.6 $748k 26k 29.15
Fox Corp (FOXA) 0.6 $745k 24k 31.53
Alpine Global Premier Pptys Fd Com Sbi cef (AWP) 0.5 $619k 100k 6.21
Western Asset Managed Municipals Fnd (MMU) 0.5 $543k 40k 13.75
Nuveen Equity Premium and Growth Fund (SPXX) 0.5 $547k 36k 15.38
WisdomTree India Earnings Fund (EPI) 0.4 $524k 22k 23.85
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.4 $464k 20k 23.62
Pgim Global Short Duration H (GHY) 0.4 $432k 30k 14.36
Liberty Global Inc C 0.3 $409k 17k 23.77
Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity 0.3 $351k 78k 4.53
Gores Hldin-cw20 equity wrt 0.3 $355k 207k 1.71
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.3 $339k 27k 12.79
Invesco Van Kampen Trust For Inv Grd Mun (VGM) 0.3 $311k 24k 12.86
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $299k 40k 7.47
Barings Global Short Duration Com cef (BGH) 0.2 $306k 18k 17.35
Gabelli Equity Trust (GAB) 0.2 $295k 49k 5.98
Alpine Total Dynamicdivid Fd Com Sh Ben Int cef (AOD) 0.2 $295k 36k 8.31
Brookfield Property Reit Inc cl a 0.2 $294k 15k 20.32
Great Elm Cap 0.2 $278k 34k 8.17
High Income Secs Fd Shs Ben Int cef (PCF) 0.2 $281k 33k 8.46
Allianzgi Divers Inc & Cnv F 0.2 $257k 11k 22.70
Keane 0.2 $257k 43k 6.05
Templeton Emerging Markets Income Fund (TEI) 0.2 $240k 26k 9.08
BlackRock MuniVest Fund (MVF) 0.2 $241k 26k 9.17
Brookfield Real Assets Incom shs ben int (RA) 0.2 $238k 11k 22.53
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.2 $205k 25k 8.20