PenderFund Capital Management

PenderFund Capital Management as of March 31, 2018

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 71 positions in its portfolio as reported in the March 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kennedy-Wilson Holdings (KW) 7.3 $18M 933k 18.72
Platform Specialty Prods Cor 5.9 $14M 1.4M 10.36
Sierra Wireless 5.2 $12M 555k 22.31
Howard Hughes 4.9 $12M 85k 136.84
Baidu (BIDU) 4.4 $11M 45k 234.19
Tripadvisor (TRIP) 4.2 $10M 240k 42.49
Brookfield Ppty Partners L P unit ltd partn 3.8 $9.0M 360k 25.06
Liberty Latin America (LILA) 3.6 $8.8M 444k 19.71
Syntel 3.3 $7.9M 281k 28.20
Colfax Corporation 2.8 $6.8M 211k 32.31
Mattersight Corp 2.8 $6.7M 3.0M 2.25
Asure Software (ASUR) 2.5 $5.9M 388k 15.19
Zymeworks 2.2 $5.4M 325k 16.49
Energy Xxi Gulfcoast 2.2 $5.3M 898k 5.91
Exfo 2.2 $5.2M 1.1M 4.80
Chipotle Mexican Grill (CMG) 2.0 $4.9M 15k 335.07
Pos (PKX) 2.0 $4.9M 59k 82.75
Moduslink Global Solutions 2.0 $4.9M 5.0M 0.97
American Intl Group 2.0 $4.8M 285k 17.00
Discovery Communications 2.0 $4.8M 211k 22.75
Middleby Corporation (MIDD) 2.0 $4.7M 37k 127.61
Liberty Broadband Cl C (LBRDK) 2.0 $4.7M 57k 82.61
SeaChange International 1.9 $4.6M 1.4M 3.18
Amyris Inc. note 6.500% 5/1 1.7 $4.2M 4.5M 0.93
Upland Software (UPLD) 1.6 $3.9M 144k 27.35
LivePerson (LPSN) 1.6 $3.8M 231k 16.60
Ints Intl 1.3 $3.1M 230k 13.51
Leaf 1.3 $3.0M 425k 7.15
Pixelworks (PXLW) 1.3 $3.0M 707k 4.29
Silver Standard Resources Inc note 2.875 2/0 1.0 $2.5M 2.5M 0.99
NAVIOS MARITIME HOLDINGS INC Com Stk 1.0 $2.5M 3.0M 0.82
Model N (MODN) 1.0 $2.4M 140k 17.30
Invesco Van Kampen Penn Vl MI Trust (VPV) 1.0 $2.4M 200k 11.75
Quantum Corp Dlt & Storage 1.0 $2.4M 586k 4.03
Legg Mason Bw Global Income (BWG) 1.0 $2.3M 179k 12.89
Ashford Hospitality Prime In pfd cv ser b 0.9 $2.3M 119k 19.27
Keyw Holding Corp conv bd us 0.8 $2.0M 2.0M 0.98
Nuveen Maryland Premium Income Municipal 0.8 $1.9M 160k 12.08
Sunpower Corp dbcv 4.000% 1/1 0.8 $1.9M 2.4M 0.80
Quarterhill 0.8 $1.9M 970k 1.96
Fireeye Series B convertible security 0.8 $1.9M 2.0M 0.94
Amyris Inc note 9.500% 4/1 0.8 $1.8M 2.0M 0.92
Brookfield Asset Management 0.7 $1.7M 34k 49.39
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.7 $1.6M 110k 14.53
Ent 2 3/4 2/15/35 convertible bond 0.6 $1.4M 2.3M 0.63
Aberdeen Asia-Pacific Income Fund 0.4 $948k 200k 4.74
Liberty Global Inc C 0.4 $940k 29k 32.08
Nuveen Ny Divid Advntg Mun F (NAN) 0.3 $761k 60k 12.68
Brightcove (BCOV) 0.3 $726k 92k 7.90
Novavax Inc note 3.750% 2/0 0.3 $712k 1.0M 0.71
Pandora Media Inc note 1.750%12/0 0.2 $549k 600k 0.92
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.2 $461k 41k 11.31
Amyris Inc bond 0.2 $460k 500k 0.92
Sandridge Energy (SD) 0.2 $436k 30k 14.51
Bk Nova Cad (BNS) 0.2 $393k 5.0k 77.98
Berkshire Hathaway (BRK.B) 0.1 $350k 1.8k 200.00
eGain Communications Corporation (EGAN) 0.1 $356k 39k 9.10
Alphabet Inc Class C cs (GOOG) 0.1 $359k 350.00 1025.71
Airgain (AIRG) 0.1 $365k 44k 8.23
Oaktree Cap 0.1 $326k 7.9k 41.11
Templeton Global Income Fund 0.1 $320k 50k 6.40
Telus Ord (TU) 0.1 $308k 6.8k 45.49
Visa (V) 0.1 $294k 2.4k 124.58
Starwood Property Trust (STWD) 0.1 $265k 13k 20.78
Starbucks Corporation (SBUX) 0.1 $273k 4.7k 58.09
Canadian Natural Resources (CNQ) 0.1 $223k 4.8k 46.36
Energy Fuels Inc W Exp 09/20/2021 warrant 0.1 $210k 200k 1.05
Unilever (UL) 0.1 $191k 3.5k 54.57
General Electric Company 0.1 $160k 11k 14.68
Hanesbrands (HBI) 0.1 $140k 7.7k 18.18
Advent Claymore Convertible Sec & Inc (AVK) 0.0 $15k 1.0k 15.00