PenderFund Capital Management as of June 30, 2018
Portfolio Holdings for PenderFund Capital Management
PenderFund Capital Management holds 63 positions in its portfolio as reported in the June 2018 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Baidu (BIDU) | 6.0 | $17M | 49k | 349.74 | |
| Platform Specialty Prods Cor | 6.0 | $17M | 1.1M | 16.03 | |
| Howard Hughes | 5.6 | $16M | 85k | 186.63 | |
| Sierra Wireless | 5.6 | $16M | 709k | 22.41 | |
| Colfax Corporation | 5.5 | $16M | 393k | 39.78 | |
| Liberty Broadband Cl C (LBRDK) | 5.2 | $15M | 141k | 104.65 | |
| Tripadvisor (TRIP) | 4.7 | $14M | 173k | 78.47 | |
| Middleby Corporation (MIDD) | 4.1 | $12M | 90k | 131.33 | |
| Syntel | 4.1 | $12M | 236k | 49.51 | |
| Kennedy-Wilson Holdings (KW) | 3.7 | $11M | 372k | 28.67 | |
| Mattersight Corp | 3.4 | $9.8M | 2.8M | 3.46 | |
| Energy Xxi Gulfcoast | 2.7 | $7.7M | 650k | 11.81 | |
| Upland Software (UPLD) | 2.6 | $7.5M | 164k | 46.11 | |
| Discovery Communications | 2.4 | $7.0M | 211k | 33.19 | |
| Sunpower Corp dbcv 4.000% 1/1 | 2.3 | $6.7M | 7.9M | 0.85 | |
| Leaf | 2.2 | $6.4M | 425k | 15.09 | |
| SeaChange International | 2.2 | $6.3M | 1.4M | 4.34 | |
| Moduslink Global Solutions | 2.1 | $6.2M | 6.2M | 0.99 | |
| American Intl Group | 2.1 | $6.0M | 285k | 21.08 | |
| Asure Software (ASUR) | 2.0 | $5.8M | 276k | 21.06 | |
| Amyris Inc. note 6.500% 5/1 | 1.9 | $5.5M | 5.5M | 0.99 | |
| Pos (PKX) | 1.8 | $5.0M | 54k | 93.17 | |
| Ent 2 3/4 2/15/35 convertible bond | 1.6 | $4.6M | 6.3M | 0.73 | |
| Amyris Inc note 9.500% 4/1 | 1.4 | $4.0M | 4.0M | 1.00 | |
| Model N (MODN) | 1.3 | $3.6M | 140k | 25.90 | |
| Pixelworks (PXLW) | 1.2 | $3.3M | 709k | 4.72 | |
| Ints Intl | 1.1 | $3.1M | 138k | 22.75 | |
| Nuveen Ny Divid Advntg Mun F (NAN) | 1.0 | $2.8M | 225k | 12.59 | |
| Nuveen Maryland Premium Income Municipal | 0.9 | $2.7M | 225k | 12.13 | |
| Invesco Van Kampen Penn Vl MI Trust (VPV) | 0.9 | $2.7M | 225k | 11.97 | |
| eGain Communications Corporation (EGAN) | 0.9 | $2.6M | 147k | 17.40 | |
| Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) | 0.9 | $2.5M | 135k | 18.88 | |
| Silver Standard Resources Inc note 2.875 2/0 | 0.9 | $2.5M | 2.5M | 0.99 | |
| Exfo | 0.8 | $2.4M | 523k | 4.67 | |
| Blackrock Muniyield California Ins Fund | 0.8 | $2.3M | 175k | 13.34 | |
| Blackrock Muni Intermediate Drtn Fnd (MUI) | 0.8 | $2.3M | 175k | 13.21 | |
| Legg Mason Bw Global Income (BWG) | 0.7 | $2.0M | 179k | 11.39 | |
| Twitter Inc note 1.000% 9/1 | 0.7 | $1.9M | 2.0M | 0.97 | |
| Fireeye Series B convertible security | 0.6 | $1.8M | 2.0M | 0.92 | |
| Brookfield Asset Management | 0.6 | $1.7M | 31k | 54.96 | |
| Amyris Inc bond | 0.5 | $1.5M | 1.5M | 1.00 | |
| Western Asset Emerging Mrkts Dbt Fnd (EMD) | 0.5 | $1.5M | 110k | 13.27 | |
| Quantum Corp Dlt & Storage (QMCO) | 0.5 | $1.3M | 556k | 2.41 | |
| Dhx Media | 0.4 | $1.3M | 517k | 2.44 | |
| Keyw Holding Corp conv bd us | 0.3 | $1.0M | 1.0M | 1.00 | |
| Alphabet Inc Class C cs (GOOG) | 0.2 | $548k | 350.00 | 1565.71 | |
| Sandridge Energy (SD) | 0.2 | $533k | 30k | 17.74 | |
| Quarterhill | 0.2 | $536k | 400k | 1.34 | |
| Starbucks Corporation (SBUX) | 0.2 | $484k | 7.2k | 67.22 | |
| Gci Liberty Incorporated | 0.2 | $456k | 7.3k | 62.47 | |
| Berkshire Hathaway (BRK.B) | 0.1 | $441k | 1.8k | 252.00 | |
| Visa (V) | 0.1 | $433k | 2.4k | 183.47 | |
| Oaktree Cap | 0.1 | $428k | 7.9k | 53.97 | |
| Starwood Property Trust (STWD) | 0.1 | $374k | 13k | 29.33 | |
| Bk Nova Cad (BNS) | 0.1 | $384k | 5.0k | 76.19 | |
| Templeton Global Income Fund | 0.1 | $307k | 50k | 6.14 | |
| Telus Ord (TU) | 0.1 | $327k | 6.8k | 48.30 | |
| Energy Fuels Inc W Exp 09/20/2021 warrant | 0.1 | $300k | 200k | 1.50 | |
| Newell Rubbermaid (NWL) | 0.1 | $266k | 7.3k | 36.44 | |
| Unilever (UL) | 0.1 | $254k | 3.5k | 72.57 | |
| Hanesbrands (HBI) | 0.1 | $225k | 7.7k | 29.22 | |
| Gopro Inc note 3.500% 4/1 | 0.1 | $140k | 150k | 0.93 | |
| Msg Network Inc cl a | 0.0 | $6.0k | 200.00 | 30.00 |
