PenderFund Capital Management

PenderFund Capital Management as of Sept. 30, 2018

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 69 positions in its portfolio as reported in the September 2018 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Baidu (BIDU) 5.8 $19M 74k 252.42
Howard Hughes 5.8 $19M 121k 153.26
Liberty Latin America (LILA) 5.7 $18M 660k 27.72
Colfax Corporation 5.1 $16M 372k 43.86
Platform Specialty Prods Cor 4.7 $15M 1.0M 14.57
Liberty Broadband Cl C (LBRDK) 4.7 $15M 141k 106.13
Jd (JD) 4.5 $15M 488k 29.91
Middleby Corporation (MIDD) 4.4 $14M 91k 155.20
Sierra Wireless 4.1 $13M 558k 23.64
Sunpower Corp dbcv 4.000% 1/1 3.3 $11M 13M 0.84
Tripadvisor (TRIP) 3.0 $9.6M 167k 57.86
Kennedy-Wilson Holdings (KW) 3.0 $9.5M 372k 25.55
Brookfield Ppty Partners L P unit ltd partn 2.9 $9.5M 360k 26.35
Asure Software (ASUR) 2.4 $7.8M 559k 13.96
Amyris Inc. note 6.500% 5/1 2.3 $7.5M 7.5M 1.00
Hanesbrands (HBI) 2.3 $7.5M 336k 22.17
Upland Software (UPLD) 2.0 $6.5M 149k 43.70
Moduslink Global Solutions 1.9 $6.2M 6.2M 0.99
Twitter Inc note 1.000% 9/1 1.7 $5.5M 6.0M 0.92
Leaf 1.7 $5.4M 425k 12.77
Kkr & Co (KKR) 1.6 $5.2M 159k 32.68
American Intl Group 1.6 $5.2M 285k 18.18
Model N (MODN) 1.5 $4.9M 251k 19.73
Ent 2 3/4 2/15/35 convertible bond 1.4 $4.4M 5.8M 0.76
Pos (PKX) 1.3 $4.1M 54k 76.16
Amyris Inc note 9.500% 4/1 1.2 $4.0M 4.0M 1.00
Pixelworks (PXLW) 1.2 $4.0M 708k 5.58
eGain Communications Corporation (EGAN) 1.2 $4.0M 421k 9.38
NAVIOS MARITIME HOLDINGS INC Com Stk 1.2 $3.9M 5.7M 0.68
SeaChange International 1.2 $3.7M 1.7M 2.18
Aceto Corp note 2.000 11/0 1.1 $3.4M 4.5M 0.76
Nuveen Maryland Premium Income Municipal 1.0 $3.3M 280k 11.78
Nuveen Ny Divid Advntg Mun F (NAN) 0.9 $2.8M 225k 12.31
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.8 $2.6M 135k 18.95
Amyris Inc bond 0.8 $2.5M 2.5M 1.00
Silver Standard Resources Inc note 2.875 2/0 0.8 $2.5M 2.5M 0.99
Maxar Technologies 0.7 $2.4M 60k 39.55
Ints Intl 0.7 $2.3M 138k 16.79
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.7 $2.3M 175k 13.08
Blackrock Muniyield California Ins Fund 0.7 $2.2M 175k 12.81
Dhx Media 0.7 $2.3M 1.1M 2.12
Quantum Corp Dlt & Storage (QMCO) 0.6 $1.9M 584k 3.23
Fireeye Series B convertible security 0.6 $1.8M 2.0M 0.92
Legg Mason Bw Global Income (BWG) 0.5 $1.7M 159k 10.88
Invesco Van Kampen Penn Vl MI Trust (VPV) 0.5 $1.5M 130k 11.89
Brookfield Asset Management 0.4 $1.4M 25k 55.33
Nuveen PA Investnt Quality Municipal (NQP) 0.4 $1.2M 100k 12.45
Liberty Global Inc C 0.4 $1.3M 38k 32.82
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.4 $1.2M 90k 13.42
Phi 0.3 $1.1M 88k 12.34
Keyw Holding Corp conv bd us 0.3 $1.0M 1.0M 1.00
Aberdeen Asia-Pacific Income Fund (FAX) 0.3 $828k 200k 4.14
Starbucks Corporation (SBUX) 0.2 $534k 7.2k 74.17
Alphabet Inc Class C cs (GOOG) 0.2 $507k 350.00 1448.57
Yatra Online Inc ord (YTRA) 0.1 $441k 63k 7.03
Energy Fuels Inc W Exp 09/20/2021 warrant 0.1 $450k 200k 2.25
Gci Liberty Incorporated 0.1 $464k 7.3k 63.56
Sunpower Corp conv 0.1 $425k 518k 0.82
Bk Nova Cad (BNS) 0.1 $375k 5.0k 74.40
Starwood Property Trust (STWD) 0.1 $354k 13k 27.76
Telus Ord (TU) 0.1 $304k 6.8k 44.90
Berkshire Hathaway (BRK.B) 0.1 $259k 900.00 287.78
Visa (V) 0.1 $263k 1.5k 180.14
Unilever (UL) 0.1 $243k 3.5k 69.43
Oaktree Cap 0.1 $269k 5.1k 52.44
Sandridge Energy (SD) 0.1 $217k 20k 10.85
Newell Rubbermaid (NWL) 0.1 $175k 7.3k 23.97
Gopro Inc note 3.500% 4/1 0.0 $144k 150k 0.96
Data I/O Corporation (DAIO) 0.0 $3.0k 500.00 6.00