PenderFund Capital Management as of Dec. 31, 2018
Portfolio Holdings for PenderFund Capital Management
PenderFund Capital Management holds 70 positions in its portfolio as reported in the December 2018 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Middleby Corporation (MIDD) | 5.3 | $16M | 103k | 155.54 | |
| Platform Specialty Prods Cor | 5.2 | $16M | 1.0M | 15.25 | |
| Kkr & Co (KKR) | 5.0 | $15M | 496k | 30.19 | |
| Ss&c Technologies Holding (SSNC) | 4.8 | $14M | 223k | 64.60 | |
| Tripadvisor (TRIP) | 4.3 | $13M | 167k | 78.07 | |
| Baidu (BIDU) | 3.9 | $12M | 51k | 228.99 | |
| Howard Hughes | 3.8 | $12M | 82k | 141.13 | |
| Model N (MODN) | 3.7 | $11M | 561k | 19.84 | |
| Sunpower Corp dbcv 4.000% 1/1 | 3.7 | $11M | 14M | 0.81 | |
| Liberty Broadband Cl C (LBRDK) | 3.4 | $10M | 103k | 99.76 | |
| Sierra Wireless | 3.2 | $9.7M | 482k | 20.08 | |
| Jd (JD) | 2.8 | $8.6M | 277k | 30.92 | |
| Kennedy-Wilson Holdings (KW) | 2.8 | $8.5M | 337k | 25.33 | |
| Brookfield Ppty Partners L P unit ltd partn | 2.8 | $8.4M | 364k | 23.20 | |
| Upland Software (UPLD) | 2.8 | $8.4M | 209k | 40.01 | |
| Wynn Resorts (WYNN) | 2.6 | $7.8M | 51k | 152.55 | |
| Microchip Technology (MCHP) | 2.5 | $7.5M | 73k | 102.62 | |
| Amyris Inc. note 6.500% 5/1 | 2.5 | $7.5M | 7.5M | 0.99 | |
| Hanesbrands (HBI) | 2.2 | $6.8M | 344k | 19.68 | |
| Moduslink Global Solutions | 2.1 | $6.3M | 6.2M | 1.01 | |
| LivePerson (LPSN) | 1.9 | $5.7M | 211k | 26.80 | |
| Leaf | 1.5 | $4.5M | 425k | 10.62 | |
| Silver Standard Resources Inc note 2.875 2/0 | 1.4 | $4.3M | 4.4M | 0.99 | |
| Ent 2 3/4 2/15/35 convertible bond | 1.4 | $4.3M | 5.8M | 0.74 | |
| eGain Communications Corporation (EGAN) | 1.4 | $4.2M | 445k | 9.45 | |
| Amyris Inc note 9.500% 4/1 | 1.3 | $4.0M | 4.0M | 1.00 | |
| Nuveen Maryland Premium Income Municipal | 1.3 | $3.8M | 325k | 11.72 | |
| SeaChange International | 1.2 | $3.7M | 1.7M | 2.19 | |
| Asure Software (ASUR) | 1.2 | $3.6M | 486k | 7.47 | |
| Zillow Group Inc convertible/ | 1.1 | $3.4M | 4.0M | 0.86 | |
| Aceto Corp note 2.000 11/0 | 1.1 | $3.4M | 4.5M | 0.75 | |
| Nuveen Div. Advantage Muni. Fund (NAD) | 1.1 | $3.3M | 260k | 12.54 | |
| Pos (PKX) | 1.0 | $3.1M | 39k | 77.80 | |
| Pixelworks (PXLW) | 1.0 | $3.1M | 708k | 4.32 | |
| Blackrock Muni Intermediate Drtn Fnd (MUI) | 1.0 | $3.0M | 240k | 12.65 | |
| Gopro Inc note 3.500% 4/1 | 1.0 | $3.0M | 3.6M | 0.82 | |
| Nuveen Ny Divid Advntg Mun F (NAN) | 1.0 | $2.9M | 240k | 12.25 | |
| Blackrock Muniyield California Ins Fund | 1.0 | $2.9M | 230k | 12.64 | |
| Amyris Inc bond | 0.8 | $2.5M | 2.5M | 1.00 | |
| Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) | 0.8 | $2.4M | 139k | 17.15 | |
| Ints Intl | 0.6 | $1.8M | 138k | 13.17 | |
| Fireeye Series B convertible security | 0.6 | $1.8M | 2.0M | 0.91 | |
| Nuveen PA Investnt Quality Municipal (NQP) | 0.6 | $1.8M | 145k | 12.20 | |
| Legg Mason Bw Global Income (BWG) | 0.6 | $1.6M | 159k | 10.38 | |
| Liberty Latin America (LILA) | 0.5 | $1.6M | 74k | 21.70 | |
| Invesco Van Kampen Penn Vl MI Trust (VPV) | 0.5 | $1.5M | 130k | 11.61 | |
| Nuveen Ins Ny Tx Fr Adv Mun (NRK) | 0.5 | $1.5M | 130k | 11.65 | |
| Brookfield Asset Management | 0.4 | $1.2M | 21k | 55.66 | |
| Western Asset Emerging Mrkts Dbt Fnd (EMD) | 0.4 | $1.1M | 90k | 12.29 | |
| Colfax Corporation | 0.3 | $1.1M | 34k | 31.26 | |
| Keyw Holding Corp conv bd us | 0.3 | $1.0M | 1.0M | 1.00 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.3 | $774k | 200k | 3.87 | |
| Zillow Group Inc Cl C Cap Stk (Z) | 0.3 | $780k | 17k | 45.88 | |
| Phi | 0.2 | $562k | 187k | 3.01 | |
| Alphabet Inc Class C cs (GOOG) | 0.2 | $512k | 350.00 | 1462.86 | |
| Gci Liberty Incorporated | 0.1 | $426k | 7.3k | 58.36 | |
| Sunpower Corp conv | 0.1 | $399k | 518k | 0.77 | |
| Yatra Online Inc ord (YTRA) | 0.1 | $345k | 54k | 6.38 | |
| Despegar Com Corp ord (DESP) | 0.1 | $344k | 18k | 19.01 | |
| Telus Ord (TU) | 0.1 | $312k | 6.8k | 46.09 | |
| Liberty Global Inc C | 0.1 | $313k | 11k | 28.72 | |
| Starwood Property Trust (STWD) | 0.1 | $277k | 9.9k | 28.12 | |
| Visa (V) | 0.1 | $267k | 1.5k | 182.88 | |
| Berkshire Hathaway (BRK.B) | 0.1 | $243k | 900.00 | 270.00 | |
| Starbucks Corporation (SBUX) | 0.1 | $231k | 2.7k | 85.56 | |
| Energy Fuels Inc W Exp 09/20/2021 warrant | 0.1 | $220k | 200k | 1.10 | |
| Colony Cap Inc New cl a | 0.1 | $191k | 26k | 7.35 | |
| Newell Rubbermaid (NWL) | 0.0 | $0 | 11k | 0.00 | |
| Bk Nova Cad (BNS) | 0.0 | $5.0k | 375.00 | 13.33 | |
| Data I/O Corporation (DAIO) | 0.0 | $4.0k | 500.00 | 8.00 |
