PenderFund Capital Management

PenderFund Capital Management as of March 31, 2019

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 69 positions in its portfolio as reported in the March 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Sunpower Corp dbcv 4.000% 1/1 5.6 $19M 17M 1.13
Kkr & Co (KKR) 4.5 $16M 496k 31.49
Howard Hughes 4.4 $15M 106k 143.29
Ss&c Technologies Holding (SSNC) 4.3 $15M 171k 86.48
Tripadvisor (TRIP) 4.1 $14M 204k 69.15
Element Solutions (ESI) 3.9 $14M 906k 14.95
Baidu (BIDU) 3.8 $13M 57k 224.59
Jd (JD) 3.6 $12M 315k 39.43
Liberty Broadband Cl C (LBRDK) 3.4 $12M 93k 126.56
Amyris Inc. note 6.500% 5/1 3.0 $10M 7.5M 1.37
Carbonite 2.9 $10M 310k 32.19
Sierra Wireless 2.9 $9.9M 578k 17.18
Wynn Resorts (WYNN) 2.8 $9.5M 51k 187.12
Microchip Technology (MCHP) 2.8 $9.5M 73k 130.71
Maxar Technologies 2.7 $9.4M 1.5M 6.24
Hanesbrands (HBI) 2.7 $9.2M 363k 25.19
Zillow Group Inc Cl C Cap Stk (Z) 2.4 $8.2M 173k 47.48
Middleby Corporation (MIDD) 2.3 $7.9M 45k 177.44
Liberty Latin America (LILA) 2.3 $7.9M 291k 27.10
Brookfield Ppty Partners L P unit ltd partn 2.2 $7.7M 277k 27.73
Silver Standard Resources Inc note 2.875 2/0 2.1 $7.1M 5.4M 1.33
Kennedy-Wilson Holdings (KW) 2.0 $7.0M 248k 28.24
Blackrock Muni Intermediate Drtn Fnd (MUI) 1.8 $6.2M 340k 18.12
Leaf 1.6 $5.6M 501k 11.13
Asure Software (ASUR) 1.6 $5.5M 586k 9.47
Nuveen Maryland Premium Income Municipal 1.6 $5.4M 325k 16.67
Pretium Res Inc debt 2.250% 3/1 1.6 $5.3M 4.3M 1.24
Nuveen Ny Divid Advntg Mun F (NAN) 1.4 $4.8M 270k 17.64
Acorda Therap note 1.75% 6/15 1.4 $4.7M 4.0M 1.18
Colony Cap Inc New cl a 1.3 $4.5M 658k 6.87
Pixelworks (PXLW) 1.3 $4.4M 708k 6.27
Model N (MODN) 1.3 $4.4M 183k 23.78
Nuveen Div. Advantage Muni. Fund (NAD) 1.1 $3.7M 210k 17.58
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 1.1 $3.6M 139k 26.15
Ints Intl 1.0 $3.4M 210k 16.15
Blackrock Muniyield California Ins Fund 0.9 $3.2M 180k 17.92
Nuveen PA Investnt Quality Municipal (NQP) 0.9 $3.1M 175k 17.58
Ent 2 3/4 2/15/35 convertible bond 0.9 $3.0M 5.8M 0.53
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.8 $2.7M 160k 16.78
Fireeye Series B convertible security 0.7 $2.5M 2.0M 1.25
Zillow Group Inc convertible/ 0.7 $2.5M 2.0M 1.25
Legg Mason Bw Global Income (BWG) 0.7 $2.3M 159k 14.75
Upland Software (UPLD) 0.6 $2.0M 36k 56.60
eGain Communications Corporation (EGAN) 0.6 $1.9M 147k 12.90
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.5 $1.7M 90k 18.42
First Trust/Four Corners SFRI Fund II (FCT) 0.5 $1.6M 100k 16.15
Pioneer Floating Rate Trust (PHD) 0.4 $1.4M 100k 14.17
Colfax Corporation 0.4 $1.4M 34k 40.40
Keyw Holding Corp conv bd us 0.4 $1.3M 1.0M 1.33
Aberdeen Asia-Pacific Income Fund (FAX) 0.3 $1.1M 200k 5.49
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.3 $884k 50k 17.68
Sunpower Corp conv 0.2 $755k 668k 1.13
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.2 $718k 50k 14.36
Brookfield Asset Management 0.2 $655k 10k 64.22
Alphabet Inc Class C cs (GOOG) 0.2 $579k 350.00 1654.29
Gci Liberty Incorporated 0.2 $568k 7.3k 77.81
Despegar Com Corp ord (DESP) 0.2 $539k 28k 19.18
SeaChange International 0.1 $397k 217k 1.83
Telus Ord (TU) 0.1 $336k 6.8k 49.63
Yatra Online Inc ord (YTRA) 0.1 $330k 54k 6.10
Starwood Property Trust (STWD) 0.1 $296k 9.9k 30.05
Visa (V) 0.1 $312k 1.5k 213.70
Energy Fuels Inc W Exp 09/20/2021 warrant 0.1 $300k 200k 1.50
Starbucks Corporation (SBUX) 0.1 $272k 2.7k 100.74
Newell Rubbermaid (NWL) 0.1 $216k 11k 19.64
Liberty Global Inc C 0.1 $195k 5.5k 35.78
Data I/O Corporation (DAIO) 0.0 $4.0k 500.00 8.00
Rci Hospitality Hldgs (RICK) 0.0 $5.0k 175.00 28.57
Pdvwireless 0.0 $3.0k 50.00 60.00