PenderFund Capital Management

PenderFund Capital Management as of June 30, 2019

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 67 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Kkr & Co (KKR) 5.9 $17M 615k 27.05
Howard Hughes 5.8 $16M 124k 131.29
Ss&c Technologies Holding (SSNC) 5.0 $14M 233k 60.28
Maxar Technologies 4.9 $14M 1.4M 10.04
Zillow Group Inc Cl C Cap Stk (Z) 4.8 $14M 273k 49.55
Tripadvisor (TRIP) 3.8 $11M 232k 46.44
Sierra Wireless 3.8 $11M 682k 15.66
Sunpower Corp dbcv 4.000% 1/1 3.7 $10M 12M 0.87
Jd (JD) 3.6 $10M 315k 31.78
Brookfield Ppty Partners L P unit ltd partn 3.4 $9.4M 373k 25.15
Baidu (BIDU) 3.0 $8.5M 74k 114.30
Element Solutions (ESI) 2.8 $7.7M 766k 10.11
Carbonite 2.4 $6.7M 370k 18.05
Leaf 2.4 $6.6M 985k 6.72
Paratek Pharmaceuticals Inc note 4.750% 5/0 2.2 $6.3M 9.1M 0.69
Middleby Corporation (MIDD) 2.2 $6.1M 45k 136.11
Silver Standard Resources Inc note 2.875 2/0 1.9 $5.4M 5.4M 1.01
Kennedy-Wilson Holdings (KW) 1.9 $5.3M 248k 21.29
Sunpower Corp conv 1.9 $5.3M 5.8M 0.91
Wynn Resorts (WYNN) 1.8 $5.1M 36k 139.31
Liberty Latin America (LILA) 1.7 $4.8M 296k 16.38
Blackrock Muni Intermediate Drtn Fnd (MUI) 1.7 $4.8M 340k 14.19
Blackberry (BB) 1.7 $4.8M 446k 10.71
Nuveen Maryland Premium Income Municipal 1.5 $4.3M 325k 13.14
Hanesbrands (HBI) 1.5 $4.2M 263k 15.95
Sandridge Energy (SD) 1.5 $4.2M 638k 6.56
Colony Cap Inc New cl a 1.3 $3.7M 658k 5.60
Pretium Res Inc debt 2.250% 3/1 1.3 $3.7M 3.7M 0.99
PAR Technology Corporation (PAR) 1.3 $3.6M 141k 25.85
Asure Software (ASUR) 1.3 $3.6M 403k 9.02
eGain Communications Corporation (EGAN) 1.3 $3.5M 438k 8.05
Ints Intl 1.2 $3.4M 218k 15.59
Nuveen Div. Advantage Muni. Fund (NAD) 1.1 $3.0M 210k 14.24
Ent 2 3/4 2/15/35 convertible bond 1.0 $2.8M 5.8M 0.49
Nuveen PA Investnt Quality Municipal (NQP) 0.9 $2.4M 175k 13.86
Model N (MODN) 0.9 $2.4M 111k 21.67
Pixelworks (PXLW) 0.8 $2.2M 708k 3.06
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.8 $2.1M 160k 13.22
Nuveen Ny Divid Advntg Mun F (NAN) 0.8 $2.1M 150k 14.07
Twitter Inc note 1.000% 9/1 0.7 $2.0M 2.0M 1.02
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.7 $2.0M 107k 18.64
Just Energy Group 0.7 $1.9M 404k 4.83
Zillow Group Inc convertible/ 0.7 $1.9M 2.0M 0.96
Legg Mason Bw Global Income (BWG) 0.7 $1.9M 159k 11.90
Aberdeen Asia-Pacific Income Fund (FAX) 0.6 $1.7M 410k 4.22
Cloudera 0.6 $1.7M 290k 6.00
Acorda Therap note 1.75% 6/15 0.6 $1.7M 2.0M 0.85
Upland Software (UPLD) 0.6 $1.7M 36k 47.21
First Trust/Four Corners SFRI Fund II (FCT) 0.4 $1.2M 100k 12.04
Pioneer Floating Rate Trust (PHD) 0.4 $1.1M 100k 10.51
Colfax Corporation 0.3 $957k 34k 28.47
Blackrock Muniyield California Ins Fund 0.3 $928k 65k 14.28
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.3 $865k 60k 14.32
Chesapeake Energy Corp convertible security 0.2 $705k 500k 1.41
Brookfield Asset Management 0.2 $663k 10k 65.00
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.2 $562k 50k 11.24
Synchronoss Technologies conv 0.2 $450k 450k 1.00
Jefferies Finl Group (JEF) 0.1 $312k 15k 21.52
Visa (V) 0.1 $267k 1.5k 182.88
Starbucks Corporation (SBUX) 0.1 $263k 2.7k 97.41
Yatra Online Inc ord (YTRA) 0.1 $244k 54k 4.51
Starwood Property Trust (STWD) 0.1 $227k 9.9k 23.05
Synalloy Corporation (ACNT) 0.1 $238k 15k 16.12
Alphabet Inc Class C cs (GOOG) 0.1 $220k 175.00 1257.14
Energy Fuels Inc W Exp 09/20/2021 warrant 0.1 $154k 200k 0.77
Infinera Corporation note 2.125% 9/0 0.1 $150k 15M 0.01
Pdvwireless 0.0 $0 50.00 0.00