PenderFund Capital Management

PenderFund Capital Management as of June 30, 2019

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 69 positions in its portfolio as reported in the June 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Just Energy Group 6.1 $22M 615k 35.66
Ent 2 3/4 2/15/35 convertible bond 6.0 $22M 124k 173.09
Sierra Wireless 5.2 $19M 233k 79.48
Zillow Group Inc convertible/ 5.0 $18M 273k 65.33
Taseko Cad (TGB) 4.0 $14M 232k 61.23
Mag Silver Corp (MAG) 3.9 $14M 1.4M 10.04
Sunpower Corp conv 3.8 $14M 12M 1.15
Howard Hughes 3.7 $13M 315k 41.89
Acorda Therap note 1.75% 6/15 3.1 $11M 74k 150.70
Ss&c Technologies Holding (SSNC) 3.0 $11M 682k 15.66
Colony Cap Inc New cl a 2.9 $10M 766k 13.34
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 2.6 $9.4M 373k 25.15
Legg Mason Bw Global Income (BWG) 2.5 $8.8M 370k 23.80
Kkr & Co (KKR) 2.4 $8.7M 985k 8.86
Pdvwireless 2.3 $8.2M 9.1M 0.91
Maxar Technologies 2.2 $8.0M 45k 179.46
Sandridge Energy (SD) 2.0 $7.1M 5.4M 1.33
Starwood Property Trust (STWD) 1.9 $7.0M 5.8M 1.20
Jefferies Finl Group (JEF) 1.9 $7.0M 248k 28.07
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.9 $6.7M 36k 183.66
Kennedy-Wilson Holdings (KW) 1.8 $6.4M 296k 21.59
Asure Software (ASUR) 1.8 $6.4M 340k 18.71
Model N (MODN) 1.6 $5.6M 325k 17.33
First Trust/Four Corners SFRI Fund II (FCT) 1.5 $5.5M 263k 21.03
Pretium Res Inc debt 2.250% 3/1 1.5 $5.5M 638k 8.65
Alphabet Inc Class C cs (GOOG) 1.4 $4.9M 446k 11.01
Cloudera 1.4 $4.9M 658k 7.38
Nuveen PA Investnt Quality Municipal (NQP) 1.3 $4.8M 141k 34.08
Ints Intl 1.3 $4.8M 3.7M 1.30
Aberdeen Asia-Pacific Income Fund (FAX) 1.3 $4.8M 403k 11.89
Colfax Corporation 1.3 $4.6M 438k 10.61
Nuveen Ny Divid Advntg Mun F (NAN) 1.1 $3.9M 210k 18.78
Energy Fuels Inc W Exp 09/20/2021 warrant 1.0 $3.7M 5.8M 0.65
Synchronoss Technologies conv 1.0 $3.5M 5.6M 0.63
Pixelworks (PXLW) 0.9 $3.4M 218k 15.59
Nuveen Div. Advantage Muni. Fund (NAD) 0.9 $3.2M 175k 18.27
Middleby Corporation (MIDD) 0.9 $3.2M 111k 28.57
Pioneer Floating Rate Trust (PHD) 0.8 $2.9M 708k 4.03
Nuveen Maryland Premium Income Municipal 0.8 $2.8M 160k 17.43
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.8 $2.8M 150k 18.55
Tripadvisor (TRIP) 0.8 $2.7M 2.0M 1.35
Blackberry (BB) 0.7 $2.6M 107k 24.58
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.7 $2.5M 159k 15.69
Zillow Group Inc Cl C Cap Stk (Z) 0.7 $2.5M 2.0M 1.26
Carbonite 0.6 $2.3M 290k 7.91
Brookfield Ppty Partners L P unit ltd partn 0.6 $2.3M 410k 5.56
Liberty Latin America (LILA) 0.6 $2.3M 2.0M 1.13
Twitter Inc note 1.000% 9/1 0.6 $2.2M 36k 62.22
Jd (JD) 0.5 $1.9M 404k 4.83
Element Solutions (ESI) 0.4 $1.6M 100k 15.87
Paratek Pharmaceuticals Inc note 4.750% 5/0 0.4 $1.4M 100k 13.86
Chesapeake Energy Corp convertible security 0.3 $1.3M 34k 37.54
Baidu (BIDU) 0.3 $1.2M 65k 18.83
Visa (V) 0.3 $1.1M 60k 18.87
Brookfield Asset Management 0.3 $930k 500k 1.86
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.2 $741k 50k 14.82
Blackrock Muniyield California Ins Fund 0.2 $663k 10k 65.00
Synalloy Corporation (ACNT) 0.2 $594k 450k 1.32
Infinera Corporation note 2.125% 9/0 0.1 $411k 15k 28.34
Upland Software (UPLD) 0.1 $352k 1.5k 241.10
Silver Standard Resources Inc note 2.875 2/0 0.1 $347k 2.7k 128.52
Wynn Resorts (WYNN) 0.1 $321k 54k 5.93
Sunpower Corp dbcv 4.000% 1/1 0.1 $314k 15k 21.27
Starbucks Corporation (SBUX) 0.1 $299k 9.9k 30.36
Yatra Online Inc ord (YTRA) 0.1 $290k 175.00 1657.14
Hanesbrands (HBI) 0.0 $150k 15M 0.01
eGain Communications Corporation (EGAN) 0.0 $154k 200k 0.77
PAR Technology Corporation (PAR) 0.0 $0 50.00 0.00
Leaf 0.0 $0 50k 0.00