PenderFund Capital Management

PenderFund Capital Management as of Sept. 30, 2019

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 64 positions in its portfolio as reported in the September 2019 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Avaya Holdings Corp convertible security 5.8 $17M 20M 0.88
Kkr & Co (KKR) 4.5 $13M 472k 28.27
Ss&c Technologies Holding (SSNC) 4.2 $13M 248k 50.66
Sunpower Corp dbcv 4.000% 1/1 4.2 $12M 14M 0.89
Carbonite 4.1 $12M 761k 16.15
Carbonite Inc note 2.500% 4/0 4.0 $12M 13M 0.95
Howard Hughes 3.6 $11M 97k 109.87
Maxar Technologies 3.5 $11M 1.0M 10.30
Sierra Wireless 3.4 $10M 713k 14.29
Zillow Group Inc Cl C Cap Stk (Z) 3.2 $9.4M 283k 33.37
Paratek Pharmaceuticals Inc note 4.750% 5/0 3.1 $9.3M 13M 0.71
Sunpower Corp conv 3.1 $9.2M 10M 0.92
Jd (JD) 3.0 $9.0M 288k 31.08
Brookfield Ppty Partners L P unit ltd partn 2.9 $8.7M 347k 25.11
Tripadvisor (TRIP) 2.8 $8.2M 209k 39.26
Middleby Corporation (MIDD) 2.7 $8.0M 66k 120.90
Tutor Perini Corp convertible security 2.6 $7.8M 8.0M 0.97
Baidu (BIDU) 2.4 $7.1M 69k 103.31
Infinera Corporation note 2.125% 9/0 2.4 $7.1M 8.1M 0.87
Liberty Latin America (LILA) 2.2 $6.4M 341k 18.81
eGain Communications Corporation (EGAN) 2.0 $5.9M 794k 7.49
Blackberry (BB) 1.9 $5.7M 857k 6.62
Twitter Inc note 1.000% 9/1 1.8 $5.4M 5.5M 0.98
Wynn Resorts (WYNN) 1.8 $5.2M 44k 116.85
Hanesbrands (HBI) 1.6 $4.9M 307k 15.87
Zillow Group Inc convertible/ 1.6 $4.8M 5.4M 0.89
Colony Cap Inc New cl a 1.5 $4.3M 773k 5.62
Sandridge Energy (SD) 1.4 $4.3M 929k 4.58
Element Solutions (ESI) 1.4 $4.2M 401k 10.52
Leaf 1.4 $4.1M 1.2M 3.27
Cloudera 1.3 $3.9M 432k 8.99
PAR Technology Corporation (PAR) 1.1 $3.4M 141k 23.96
Kennedy-Wilson Holdings (KW) 1.1 $3.2M 143k 22.38
Ints Intl 1.1 $3.1M 218k 14.31
Ent 2 3/4 2/15/35 convertible bond 0.9 $2.8M 5.8M 0.48
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.8 $2.5M 180k 14.03
Synalloy Corporation (ACNT) 0.8 $2.4M 165k 14.75
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.7 $2.1M 160k 13.35
Legg Mason Bw Global Income (BWG) 0.7 $2.0M 159k 12.32
Taseko Cad (TGB) 0.6 $1.9M 3.3M 0.57
Aberdeen Asia-Pacific Income Fund (FAX) 0.6 $1.7M 410k 4.23
Acorda Therap note 1.75% 6/15 0.5 $1.6M 2.0M 0.79
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.5 $1.6M 77k 20.49
Upland Software (UPLD) 0.5 $1.3M 36k 37.80
First Trust/Four Corners SFRI Fund II (FCT) 0.4 $1.2M 100k 11.98
Just Energy Group 0.4 $1.1M 353k 3.14
Colfax Corporation 0.4 $1.1M 34k 31.77
Pioneer Floating Rate Trust (PHD) 0.3 $1.0M 100k 10.41
Gopro Inc note 3.500% 4/1 0.3 $960k 1.0M 0.96
Pixelworks (PXLW) 0.3 $927k 225k 4.12
Blackrock Muniyield California Ins Fund 0.3 $926k 65k 14.25
Nuveen Div. Advantage Muni. Fund (NAD) 0.3 $862k 60k 14.37
Western Asset Emerging Mrkts Dbt Fnd (EMD) 0.3 $838k 60k 13.87
Nuveen Maryland Premium Income Municipal 0.3 $799k 60k 13.32
Nuveen PA Investnt Quality Municipal (NQP) 0.2 $702k 50k 14.04
Chesapeake Energy Corp convertible security 0.2 $695k 500k 1.39
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.2 $556k 50k 11.12
Brookfield Asset Management 0.2 $474k 6.7k 70.75
Despegar Com Corp ord (DESP) 0.1 $434k 38k 11.39
Tutor Perini Corporation (TPC) 0.1 $338k 20k 16.57
Starwood Property Trust (STWD) 0.1 $241k 9.9k 24.47
Starbucks Corporation (SBUX) 0.1 $225k 2.7k 83.33
Yatra Online Inc ord (YTRA) 0.1 $214k 54k 3.95
Energy Fuels Inc W Exp 09/20/2021 warrant 0.1 $148k 200k 0.74