PenderFund Capital Management

PenderFund Capital Management as of March 31, 2020

Portfolio Holdings for PenderFund Capital Management

PenderFund Capital Management holds 57 positions in its portfolio as reported in the March 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Paratek Pharmaceuticals Inc note 4.750% 5/0 7.4 $24M 21M 1.12
Sunpower Corp conv 6.3 $20M 15M 1.36
Twitter Inc note 1.000% 9/1 5.9 $19M 14M 1.33
Sunpower Corp dbcv 4.000% 1/1 5.7 $18M 15M 1.21
Avaya Holdings Corp convertible security 4.2 $13M 12M 1.14
Kkr & Co (KKR) 3.9 $12M 374k 33.03
eGain Communications Corporation (EGAN) 3.8 $12M 1.2M 10.32
Twitter Inc note 0.250% 6/1 3.6 $11M 9.0M 1.27
Teva Pharm Finance Llc Cvt cv bnd 3.5 $11M 8.5M 1.31
Zillow Group Inc convertible/ 3.3 $11M 8.9M 1.20
Ss&c Technologies Holding (SSNC) 3.0 $9.7M 158k 61.67
Zillow Group Inc Cl C Cap Stk (Z) 3.0 $9.7M 191k 50.69
Jd (JD) 3.0 $9.6M 168k 57.00
Tutor Perini Corp convertible security 2.6 $8.4M 6.4M 1.31
Maxar Technologies 2.4 $7.8M 518k 15.04
Accelerate Diagnostics Inc bond 2.4 $7.7M 9.9M 0.79
Howard Hughes 2.4 $7.6M 106k 71.10
Ebix (EBIXQ) 2.0 $6.5M 305k 21.36
Nuveen Insd Dividend Advantage (NVG) 1.9 $6.2M 300k 20.66
Nuveen Div. Advantage Muni. Fund (NAD) 1.8 $5.8M 300k 19.34
Nuveen Insured Tax-Free Adv Munici (NEA) 1.8 $5.7M 300k 19.05
Blackrock Muni Intermediate Drtn Fnd 1.7 $5.5M 300k 18.38
Brookfield Ppty Partners L P unit ltd partn 1.7 $5.4M 473k 11.36
BlackRock Ltd. Duration Income Trust (BLW) 1.7 $5.3M 300k 17.76
Blackberry (BB) 1.6 $5.1M 877k 5.77
Liberty Latin America (LILA) 1.5 $4.9M 331k 14.81
Infinera Corporation note 2.125% 9/0 1.5 $4.9M 4.1M 1.19
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 1.5 $4.7M 350k 13.45
Element Solutions (ESI) 1.5 $4.7M 401k 11.77
Hanesbrands (HBI) 1.3 $4.3M 388k 11.08
Intelsat S A note 4.500% 6/1 1.2 $3.7M 12M 0.32
Cloudera 1.0 $3.2M 292k 11.08
Leaf 0.9 $2.8M 1.5M 1.89
Invesco Van Kampen Senior Income Trust (VVR) 0.8 $2.7M 600k 4.53
Aberdeen Asia-Pacific Income Fund 0.8 $2.4M 510k 4.76
Microsoft Corporation (MSFT) 0.7 $2.2M 10k 221.98
Invesco Van Kampen Dyn Cr Opp Fund 0.7 $2.2M 200k 11.23
Brookfield Asset Management 0.7 $2.2M 35k 62.49
Baidu (BIDU) 0.7 $2.2M 16k 139.24
PAR Technology Corporation (PAR) 0.7 $2.1M 115k 18.09
Upland Software (UPLD) 0.4 $1.3M 36k 37.74
Fluor Corporation (FLR) 0.4 $1.3M 136k 9.72
Enbridge (ENB) 0.4 $1.3M 31k 40.99
Acorda Therap note 1.75% 6/15 0.4 $1.2M 1.0M 1.24
Sandridge Energy (SD) 0.4 $1.2M 926k 1.27
Pioneer Floating Rate Trust (PHD) 0.3 $1.1M 100k 10.77
Colfax Corporation 0.3 $853k 31k 27.86
Brookfield Business Partners unit (BBU) 0.2 $814k 23k 35.58
Braemar Hotels & Res 5.5 cum cv pfd b (BHR.PB) 0.2 $794k 102k 7.81
First Trust/Four Corners SFRI Fund II (FCT) 0.2 $669k 50k 13.38
Starwood Property Trust (STWD) 0.2 $608k 39k 15.81
Northrop Grumman Corporation (NOC) 0.2 $530k 1.2k 441.67
Despegar Com Corp ord 0.1 $304k 38k 7.98
Starbucks Corporation (SBUX) 0.1 $258k 2.7k 95.56
Voya Prime Rate Trust sh ben int 0.1 $261k 50k 5.22
Energy Fuels Inc W Exp 09/20/2021 warrant 0.0 $83k 200k 0.41
Firstservice Corp (FSV) 0.0 $109k 1.0k 109.00