Permal Asset Management

Permal Asset Management as of Sept. 30, 2013

Portfolio Holdings for Permal Asset Management

Permal Asset Management holds 34 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Morgan Stanley China A Share Fund (CAF) 20.2 $22M 980k 22.10
iShares FTSE/Xinhua China 25 Index (FXI) 7.9 $8.5M 229k 37.08
iShares MSCI South Korea Index Fund (EWY) 5.3 $5.7M 93k 61.50
ETFS Physical Platinum Shares 5.0 $5.3M 39k 137.32
WisdomTree Dreyfus Chinese Yuan 4.3 $4.6M 175k 26.26
ETFS Physical Palladium Shares 3.8 $4.1M 58k 70.74
WisdomTree SmallCap Dividend Fund (DES) 3.6 $3.9M 62k 62.64
iShares MSCI Japan Index 3.6 $3.8M 321k 11.92
iShares MSCI EMU Index (EZU) 3.5 $3.8M 101k 37.73
Vanguard Dividend Appreciation ETF (VIG) 3.5 $3.8M 54k 69.61
Technology SPDR (XLK) 3.5 $3.7M 117k 32.04
SPDR S&P Pharmaceuticals (XPH) 3.5 $3.7M 49k 76.98
Financial Select Sector SPDR (XLF) 3.5 $3.7M 187k 19.91
Jp Morgan Alerian Mlp Index 2.1 $2.3M 51k 44.62
First Tr Energy Infrastrctr 2.0 $2.2M 102k 21.55
iShares Dow Jones US Oil Equip. (IEZ) 1.8 $1.9M 31k 62.66
Colony Financial 1.7 $1.9M 94k 19.99
Northstar Realty Finance 1.7 $1.8M 197k 9.28
Vanguard Emerging Markets ETF (VWO) 1.7 $1.8M 46k 40.15
Starwood Property Trust (STWD) 1.7 $1.8M 75k 23.98
Rait Financial Trust 1.7 $1.8M 256k 7.08
Resource Capital 1.6 $1.7M 294k 5.94
Market Vectors Gold Miners ETF 1.5 $1.6M 65k 25.03
Market Vectors Junior Gold Min 1.4 $1.6M 38k 40.75
Chimera Investment Corporation 1.2 $1.3M 423k 3.04
ReachLocal 1.2 $1.3M 107k 11.91
Silver Bay Rlty Tr 1.1 $1.2M 75k 15.66
Two Harbors Investment 1.1 $1.2M 119k 9.72
MFA Mortgage Investments 1.0 $1.1M 149k 7.45
Main Street Capital Corporation (MAIN) 0.9 $948k 32k 29.95
Prospect Capital Corporation (PSEC) 0.9 $929k 83k 11.17
Fifth Street Finance 0.8 $918k 89k 10.29
Ares Capital Corporation (ARCC) 0.8 $909k 53k 17.30
New Mountain Finance Corp (NMFC) 0.8 $906k 63k 14.42