Polar Securities

Polar Asset Management Partners as of Sept. 30, 2015

Portfolio Holdings for Polar Asset Management Partners

Polar Asset Management Partners holds 212 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 10.4 $173M 900k 191.63
Mu Us conv 5.0 $83M 50M 1.66
Allergan Plc pfd conv ser a 2.9 $47M 50k 945.68
Central Gold-Trust 2.7 $44M 1.1M 39.68
Allergan 2.5 $41M 150k 271.81
Teleflex Inc note 3.875% 8/0 2.5 $41M 20M 2.03
Stericycle, Inc. pfd cv 1.8 $31M 300k 101.64
Amag Pharmaceuticals Inc note 2.500% 2/1 1.7 $28M 18M 1.61
Gsi 1.5 $25M 2.0M 12.73
Halliburton Company (HAL) 1.4 $24M 670k 35.35
Central Fd Cda Ltd cl a 1.4 $23M 2.2M 10.59
Tesaro Inc note 3.000%10/0 1.3 $21M 15M 1.39
Ryland Group note 1.2 $21M 15M 1.38
Bio-Rad Laboratories (BIO) 1.2 $20M 147k 134.31
Newport Corporation 1.1 $18M 1.3M 13.75
DENTSPLY International 1.1 $18M 353k 50.57
Garnero Group Acquisition 1.1 $18M 1.8M 9.87
KAR Auction Services (KAR) 1.1 $18M 497k 35.50
Google Inc Class C 1.0 $17M 27k 608.43
McDonald's Corporation (MCD) 1.0 $16M 163k 98.53
Eastman Chemical Company (EMN) 1.0 $16M 250k 64.72
Sprott Physical Gold Trust (PHYS) 1.0 $16M 1.8M 9.18
Deckers Outdoor Corporation (DECK) 1.0 $16M 276k 58.06
Trak 1 1/2 03/15/17 0.9 $15M 8.9M 1.70
Hollyfrontier Corp 0.9 $15M 300k 48.84
Dollar General (DG) 0.8 $14M 187k 72.44
Cardtronics 0.8 $13M 406k 32.70
Agilent Technologies Inc C ommon (A) 0.8 $13M 376k 34.33
Harmony Merger 0.8 $13M 1.3M 9.90
Gentex Corporation (GNTX) 0.8 $13M 819k 15.50
Cooper Companies 0.8 $13M 84k 148.86
Fidelity National Finance conv 0.8 $13M 6.5M 1.92
Ar Cap Acquisition 0.8 $12M 1.3M 9.82
Herman Miller (MLKN) 0.7 $12M 424k 28.84
Global Defense & Natl Sec Sy 0.7 $12M 1.1M 10.52
Mobile Mini 0.7 $12M 376k 30.79
SPDR S&P Retail (XRT) 0.7 $12M 263k 44.42
Actua Corporation 0.7 $12M 992k 11.76
Emergent Biosolutions Inc conv 0.7 $11M 10M 1.14
Swift Transportation Company 0.7 $11M 757k 15.02
Las Vegas Sands (LVS) 0.7 $11M 295k 37.97
West 0.7 $11M 500k 22.40
Apple (AAPL) 0.7 $11M 100k 110.30
Sunopta (STKL) 0.7 $11M 2.3M 4.86
Take-two Interactive Softwar note 1.000% 7/0 0.7 $11M 7.5M 1.43
United States Oil Fund 0.6 $10M 700k 14.68
Quinpario Acquisition Corp 2 0.6 $10M 1.0M 9.87
Nextera Energy Inc unit 08/31/2018 0.6 $10M 200k 51.27
Allscripts Healthcare So conv 0.6 $9.9M 10M 0.99
Mercadolibre Inc note 2.250% 7/0 0.6 $9.8M 10M 0.98
Integrated Device Technology 0.6 $9.5M 469k 20.30
Reliance Steel & Aluminum (RS) 0.6 $9.5M 175k 54.01
Cambridge Cap Acquisition 0.6 $9.4M 939k 9.97
Acorda Therap note 1.75% 6/15 0.6 $9.1M 10M 0.91
J2 Global Inc note 3.250% 6/1 0.5 $8.9M 7.5M 1.19
Easterly Acquisition Corp. equities 0.5 $9.0M 893k 10.10
MetLife (MET) 0.5 $8.7M 185k 47.15
Cbiz (CBZ) 0.5 $8.8M 892k 9.82
CoreLogic 0.5 $8.7M 235k 37.23
Atlantic Alliance Partner 0.5 $8.7M 856k 10.20
Infinera (INFN) 0.5 $8.6M 438k 19.56
Arowana 0.5 $8.6M 869k 9.85
Gores Hldgs Inc unit 99/99/9999 0.5 $8.6M 850k 10.09
Eaton (ETN) 0.5 $8.5M 166k 51.30
Smith & Wesson Holding Corporation 0.5 $8.1M 479k 16.87
Krispy Kreme Doughnuts 0.5 $8.0M 550k 14.63
Atmel Corporation 0.5 $8.0M 990k 8.07
Hennessy Capital Acq 0.5 $7.9M 800k 9.86
E-compass Acquisition 0.5 $7.9M 784k 10.08
Roi Acquisition Corp Ii 0.5 $7.7M 773k 10.00
Sprott Phys Platinum & Palladi (SPPP) 0.5 $7.6M 1.1M 6.81
Spectranetics Corp mtnf 2.625% 6/0 0.5 $7.6M 10M 0.76
inContact, Inc . 0.5 $7.5M 994k 7.51
Tesla Motors (TSLA) 0.5 $7.5M 30k 248.40
Transunion (TRU) 0.4 $7.4M 294k 25.12
DISH Network 0.4 $7.1M 122k 58.34
North Amern Energy Partners 0.4 $7.1M 3.3M 2.18
Inphi Corporation 0.4 $7.2M 299k 24.04
Finish Line 0.4 $6.9M 359k 19.30
Envestnet Inc note 1.750%12/1 0.4 $7.0M 8.0M 0.88
FTI Consulting (FCN) 0.4 $6.8M 164k 41.51
Delta Air Lines (DAL) 0.4 $6.7M 150k 44.87
Dt Asia Invts Ltd unit 99/99/9999t 0.4 $6.8M 643k 10.55
Gp Invts Acquisition Cor 0.4 $6.8M 700k 9.65
Evine Live Inc cl a 0.4 $6.7M 2.5M 2.62
Red Robin Gourmet Burgers (RRGB) 0.4 $6.5M 86k 75.74
Facebook Inc cl a (META) 0.4 $6.3M 70k 89.90
Southwestern Energy Co Dep 1/2 dep shs 1/20 b 0.4 $6.2M 200k 31.20
Fintech Acquisition Corp unit 99/99/9999 0.4 $6.4M 633k 10.05
Terrapin 3 Acquisition 0.4 $6.0M 612k 9.88
Steris Corporation 0.3 $5.8M 90k 64.97
Transglobe Energy Corp 0.3 $5.8M 2.2M 2.64
Harvard Bioscience (HBIO) 0.3 $5.7M 1.5M 3.78
Tiptree Finl Inc cl a (TIPT) 0.3 $5.5M 867k 6.40
C B Pharma Acquisition Corp 0.3 $5.5M 550k 9.95
Double Eagle Acquisition Cor unit 99/99/9999 0.3 $5.5M 547k 10.14
Precision Castparts 0.3 $5.2M 23k 229.69
Netflix (NFLX) 0.3 $5.2M 50k 103.26
Hydra Inds Acquisition 0.3 $5.1M 530k 9.70
Electrum Spl Acquisition Cor 0.3 $5.2M 542k 9.63
Dt Asia Invts 0.3 $5.0M 500k 10.02
Barington Hilco Acquisition 0.3 $4.9M 500k 9.83
Boulevard Acquisition unit 99/99/9999 0.3 $5.0M 500k 9.97
TECO Energy 0.3 $4.9M 185k 26.26
Garnero Group Acquisition Co unit 99/99/9999 0.3 $4.9M 480k 10.14
AGL Resources 0.3 $4.6M 75k 61.04
Cameron International Corporation 0.3 $4.6M 75k 61.32
Marathon Petroleum Corp (MPC) 0.3 $4.6M 100k 46.33
Hydra Inds Acquisition Corp unit 10/20/2021 0.3 $4.6M 450k 10.25
Knoll 0.3 $4.5M 206k 21.98
Echo Global Logistics Inc note 2.500% 5/0 0.3 $4.5M 5.0M 0.90
Fintech Acquisition 0.3 $4.4M 449k 9.79
PMC-Sierra 0.2 $4.2M 619k 6.77
Emcore Corp 0.2 $4.1M 604k 6.80
Buffalo Wild Wings 0.2 $4.0M 21k 193.45
Hudson Global 0.2 $4.0M 1.6M 2.49
Endo International 0.2 $4.0M 58k 69.27
Liberty Tripadvisor Hldgs (LTRPA) 0.2 $4.0M 180k 22.17
Sino Mercury Acquisition Cor 0.2 $3.9M 395k 9.95
Global Partner Acquisition C 0.2 $3.9M 400k 9.85
Partner Re 0.2 $3.8M 28k 138.87
Altera Corporation 0.2 $3.9M 78k 50.08
NCI Building Systems 0.2 $3.9M 369k 10.57
Anadarko Petroleum Corp conv p 0.2 $3.7M 100k 37.24
Strategic Hotels & Resorts 0.2 $3.2M 235k 13.79
Cablevision Systems Corporation 0.2 $3.2M 100k 32.47
Biomarin Pharmaceutical Inc note 0.750%10/1 0.2 $3.3M 2.5M 1.31
1347 Cap 0.2 $3.3M 338k 9.80
Wl Ross Hldg 0.2 $3.3M 322k 10.38
Symetra Finl Corp 0.2 $3.2M 100k 31.64
Manitex International (MNTX) 0.2 $3.1M 555k 5.62
Bloomin Brands (BLMN) 0.2 $3.2M 176k 18.18
NCR Corporation (VYX) 0.2 $2.9M 129k 22.75
M/i Homes Inc note 3.250% 9/1 0.2 $2.9M 2.5M 1.14
Tuesday Morning Corporation 0.2 $2.6M 482k 5.41
Southwestern Energy Company 0.1 $2.5M 200k 12.69
Wayfair (W) 0.1 $2.6M 73k 35.05
Quinpario Acquisition Corp 2 unit 01/01/2023 0.1 $2.5M 246k 10.28
Merus Labs Intl 0.1 $2.2M 1.7M 1.29
Pfizer (PFE) 0.1 $2.2M 70k 31.40
Callidus Software 0.1 $2.1M 126k 16.99
Pretium Res Inc Com Isin# Ca74 0.1 $2.1M 346k 6.05
1347 Cap Corp unit 99/99/9999 0.1 $2.1M 207k 10.30
C B Pharma Acquisition Corp unit 99/99/9999 0.1 $2.1M 200k 10.46
Harmony Merger Corp unit 99/99/9999 0.1 $2.0M 200k 10.20
Global Partner Acquisition C unit 07/01/2020 0.1 $2.0M 200k 10.04
Sprott Physical Silver Tr tr unit (PSLV) 0.1 $1.9M 328k 5.67
Ar Cap Acquisition Corp unit 99/99/9999 0.1 $1.8M 179k 9.94
Time Warner Cable 0.1 $1.5M 8.5k 179.40
HCC Insurance Holdings 0.1 $1.5M 20k 77.45
Broadcom Corporation 0.1 $1.5M 30k 51.43
Valeant Pharmaceuticals Int 0.1 $1.4M 8.0k 178.50
Arowana Inc unit 99/99/9999 0.1 $1.5M 143k 10.15
Solera Holdings 0.1 $1.4M 25k 54.00
Sigma-Aldrich Corporation 0.1 $1.4M 10k 138.90
Lannett Company 0.1 $1.4M 34k 41.53
Ezchip Semiconductor Lt 0.1 $1.3M 50k 25.16
Yodlee 0.1 $1.3M 81k 16.13
Atlantic Power Corporation 0.1 $1.2M 668k 1.86
Granite Real Estate (GRP.U) 0.1 $1.1M 40k 28.15
Sirona Dental Systems 0.1 $933k 10k 93.30
Barington Hilco Acquisition unit 99/99/9999t 0.1 $1.0M 100k 10.18
Gp Invts Acquisition Cor unit 99/99/9999 0.1 $1.1M 108k 9.90
Jm Global Hldg 0.1 $970k 100k 9.70
Baker Hughes Incorporated 0.1 $781k 15k 52.07
Shire 0.1 $820k 4.0k 205.00
Scientific Games (LNW) 0.1 $857k 82k 10.45
Steiner Leisure Ltd Com Stk 0.1 $885k 14k 63.21
Envivio 0.1 $818k 200k 4.09
Veracyte (VCYT) 0.1 $896k 191k 4.69
Wl Ross Holding Corp Uts 0.1 $877k 78k 11.23
Premiere Global Services 0.0 $687k 50k 13.74
Square 1 Financial 0.0 $642k 25k 25.68
Pepco Holdings 0.0 $484k 20k 24.20
Transalta Corp (TAC) 0.0 $511k 110k 4.65
Concordia Healthcare 0.0 $426k 10k 42.60
Pace Holdings Corp. equities 0.0 $510k 50k 10.20
Jm Global Hldg Co unit 99/99/9999 0.0 $454k 46k 9.86
Aetna 0.0 $383k 3.5k 109.43
Om 0.0 $329k 10k 32.90
Towers Watson & Co 0.0 $293k 2.5k 117.20
Terrapin 3 Acquisition Corp unit 06/27/2019 0.0 $319k 31k 10.20
Garnero Group Acquition Rts right 06/25/2016 0.0 $276k 1.3M 0.22
Harmony Merger Corp w exp 01/01/202 0.0 $389k 1.3M 0.30
MarkWest Energy Partners 0.0 $215k 5.0k 43.00
HudBay Minerals (HBM) 0.0 $92k 25k 3.68
Ntelos Holdings 0.0 $181k 20k 9.05
Roi Acquisition Corp Ii *w exp 99/99/999 0.0 $136k 366k 0.37
Wl Ross Holding Corp wrt 0.0 $225k 292k 0.77
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $187k 382k 0.49
Garnero Acquisition Group Cw19 *w exp 06/24/201 0.0 $160k 1.3M 0.12
Hydra Industries Acquisition wrnt 0.0 $139k 480k 0.29
Hydra Inds Acquisition Corp right 99/99/9999 0.0 $190k 487k 0.39
Sino Mercury Acquisition Cor right 99/99/9999 0.0 $168k 330k 0.51
C B Pharma Acquisition Corp right 06/17/2016 0.0 $123k 350k 0.35
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $137k 594k 0.23
Barington Hilco Acquisition right 02/13/2017 0.0 $115k 500k 0.23
Barington Hilco Acquisition *w exp 02/11/201 0.0 $90k 500k 0.18
Fintech Acquisition Corp *w exp 02/19/202 0.0 $97k 278k 0.35
Arowana Inc *w exp 04/29/202 0.0 $88k 800k 0.11
Arowana Inc right 01/01/2017 0.0 $120k 600k 0.20
Global Partner Acquisition C *w exp 07/01/202 0.0 $104k 400k 0.26
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $102k 442k 0.23
Gp Invts Acquisition Cor *w exp 99/99/999 0.0 $225k 347k 0.65
NovaBay Pharmaceuticals 0.0 $50k 172k 0.29
Cambridge Cap Acquisition Co w exp 12/23/201 0.0 $44k 175k 0.25
1347 Cap Corp right 07/21/2016 0.0 $74k 200k 0.37
1347 Capital Corp - Cw *w exp 07/15/202 0.0 $14k 49k 0.29
Dt Asia Invts Ltd rights 03/30/2016 0.0 $63k 300k 0.21
Dt Asia Invts Ltd *w exp 03/29/202 0.0 $27k 300k 0.09
C B Pharma Acquisition Corp *w exp 12/17/202 0.0 $81k 350k 0.23
Jm Global Hldg Co *w exp 07/29/201 0.0 $29k 100k 0.29