Polar Securities

Polar Asset Management Partners as of Sept. 30, 2016

Portfolio Holdings for Polar Asset Management Partners

Polar Asset Management Partners holds 265 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 12.6 $406M 1.9M 216.30
iShares Russell 2000 Index (IWM) 9.7 $314M 2.5M 124.21
Intel Corp. Jr. Sub. Cv. Deb. conv 3.6 $116M 64M 1.83
Fidelity National Finance conv 3.4 $109M 53M 2.06
Verisign Inc sdcv 3.250% 8/1 2.8 $92M 40M 2.29
Mu Us conv 2.8 $90M 48M 1.90
Alibaba Group Holding (BABA) 2.4 $77M 730k 105.79
PowerShares QQQ Trust, Series 1 1.4 $45M 375k 118.72
Facebook Inc cl a (META) 1.3 $42M 328k 128.27
Workday Inc corporate bonds 1.2 $39M 30M 1.30
Nxp Semiconductors N V dbcv 1.000% 12/0 1.1 $36M 30M 1.19
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 1.1 $34M 34M 1.01
Alphabet Inc Class C cs (GOOG) 1.0 $33M 43k 777.30
Novanta (NOVT) 1.0 $33M 1.9M 17.35
Dominion Resource p 1.0 $33M 650k 50.41
Las Vegas Sands (LVS) 1.0 $32M 551k 57.54
Mercadolibre Inc note 2.250% 7/0 1.0 $31M 20M 1.56
Bio-Rad Laboratories (BIO) 1.0 $31M 189k 163.81
Incontact Inc note 2.500% 4/0 0.9 $30M 25M 1.21
Interactive Intelligence Gro Note 1.250% 6/0 bond 0.9 $29M 25M 1.15
DST Systems 0.9 $28M 238k 117.92
Allergan Plc pfd conv ser a 0.8 $26M 32k 820.78
Quinpario Acquisition Corp 2 0.8 $26M 2.6M 9.91
Ctrip.com Inter Ltd. conv 0.8 $26M 20M 1.29
Ar Cap Acquisition 0.7 $23M 2.3M 9.95
J2 Global Inc note 3.250% 6/1 0.7 $23M 20M 1.16
Csra 0.7 $22M 825k 26.90
Nextera Energy Inc unit 09/01/2019 0.7 $22M 450k 49.54
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.7 $21M 18M 1.19
Exxon Mobil Corporation (XOM) 0.6 $20M 230k 87.28
CoreLogic 0.6 $20M 509k 39.22
Linkedin Corp note 0.500% 11/0 0.6 $20M 20M 0.99
Dell Technologies Inc Class V equity 0.6 $20M 408k 47.80
Actua Corporation 0.6 $19M 1.5M 12.95
Gp Invts Acquisition Cor 0.6 $19M 1.9M 9.80
Eastman Chemical Company (EMN) 0.6 $19M 276k 67.68
VCA Antech 0.6 $18M 259k 69.98
Zimmer Holdings (ZBH) 0.6 $18M 138k 130.02
Hennessy Cap Acquisition Cor 0.6 $18M 1.8M 9.80
Black Hills Corp unit 99/99/9999 0.5 $17M 250k 68.72
Applied Materials (AMAT) 0.5 $17M 556k 30.15
Coach 0.5 $16M 447k 36.56
Advisory Board Company 0.5 $16M 366k 44.74
Pepsi (PEP) 0.5 $16M 147k 108.77
KAR Auction Services (KAR) 0.5 $16M 370k 43.16
Mondelez Int (MDLZ) 0.5 $16M 368k 43.90
Cardinal Health (CAH) 0.5 $16M 201k 77.70
Medicines Company conv 0.5 $16M 12M 1.29
Laboratory Corp. of America Holdings 0.5 $15M 111k 137.48
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.5 $15M 14M 1.09
Electrum Spl Acquisition Cor 0.5 $15M 1.5M 9.84
Genesee & Wyoming 0.4 $14M 207k 68.95
Depomed Inc conv 0.4 $14M 10M 1.43
Impax Laboratories Inc conv 0.4 $14M 16M 0.88
Atlantic Alliance Partner 0.4 $14M 1.3M 10.50
Nextera Energy (NEE) 0.4 $14M 110k 122.32
G-III Apparel (GIII) 0.4 $14M 469k 29.15
Boulevard Acquisition cl a 0.4 $14M 1.4M 9.85
Double Eagle Acquisition Cor 0.4 $14M 1.4M 9.90
Amc Networks Inc Cl A (AMCX) 0.4 $13M 254k 51.86
Emergent Biosolutions Inc conv 0.4 $13M 11M 1.23
Monsanto Company 0.4 $13M 127k 102.20
Harmony Merger 0.4 $13M 1.3M 10.09
Capitol Acquisition Corp Iii 0.4 $13M 1.3M 9.85
Ashland (ASH) 0.4 $13M 111k 115.95
Allscripts Healthcare So conv 0.4 $12M 12M 1.03
Easterly Acquisition 0.4 $12M 1.2M 9.94
Cbiz (CBZ) 0.3 $11M 1.0M 11.19
Sprott Physical Gold Trust (PHYS) 0.3 $11M 1.0M 10.95
Molina Healthcare Inc. conv 0.3 $11M 7.5M 1.52
Ctrip Com Intl Ltd note 1.990% 7/0 0.3 $11M 10M 1.13
Brunswick Corporation (BC) 0.3 $11M 225k 48.78
Microsemi Corporation 0.3 $11M 259k 41.98
Utilities SPDR (XLU) 0.3 $11M 225k 48.99
Dycom Inds Inc Note 0.750% 9/1 bond 0.3 $11M 10M 1.09
Rogers Corporation (ROG) 0.3 $11M 176k 61.08
Johnson & Johnson (JNJ) 0.3 $10M 88k 118.13
Novartis (NVS) 0.3 $10M 131k 78.96
InterOil Corporation 0.3 $10M 200k 50.92
Hydra Inds Acquisition 0.3 $10M 1.0M 9.96
Cf Corporation 0.3 $10M 1.0M 10.20
Landcadia Holdings Inc unit 0.3 $10M 1.0M 10.25
Terrapin 3 Acquisition 0.3 $9.9M 999k 9.89
Steris 0.3 $10M 138k 73.10
Broadsoft Inc note 1.000% 9/0 0.3 $10M 7.5M 1.33
Envestnet Inc note 1.750%12/1 0.3 $9.6M 10M 0.96
Sprott Physical Silver Tr tr unit (PSLV) 0.3 $9.5M 1.3M 7.39
Arowana 0.3 $9.3M 916k 10.19
Cf Corp shs cl a 0.3 $9.5M 969k 9.79
Farmer Brothers (FARM) 0.3 $8.9M 250k 35.55
Dolby Laboratories (DLB) 0.3 $9.2M 169k 54.29
Easterly Acquisition Corp. equities 0.3 $8.9M 870k 10.20
Nevro Corp note 1.750% 6/0 0.3 $9.1M 7.0M 1.30
Guess? (GES) 0.3 $8.5M 585k 14.61
HealthStream (HSTM) 0.3 $8.6M 312k 27.60
Wright Med Group Inc note 2.000% 2/1 0.3 $8.6M 8.0M 1.07
Southwestern Energy Company 0.3 $8.3M 600k 13.84
Tiptree Finl Inc cl a (TIPT) 0.3 $8.4M 1.4M 5.94
M Iii Acquisition Corp unit 99/99/9999t 0.3 $8.5M 869k 9.80
M Iii Acquisition Corp equities 0.2 $8.2M 856k 9.57
Teva Pharmaceutical Industries (TEVA) 0.2 $7.7M 168k 46.01
Bunge 0.2 $7.9M 133k 59.23
M/i Homes Inc note 3.250% 9/1 0.2 $7.8M 7.0M 1.11
Pace Hldgs Corp cl a 0.2 $7.6M 777k 9.84
Armstrong World Industries (AWI) 0.2 $7.0M 170k 41.32
Cvent 0.2 $7.0M 220k 31.71
Echo Global Logistics Inc note 2.500% 5/0 0.2 $7.1M 7.5M 0.95
Double Eagle Acquisition Cor unit 99/99/9999 0.2 $7.0M 679k 10.29
Central Fd Cda Ltd cl a 0.2 $6.7M 483k 13.83
Virgin America 0.2 $6.7M 125k 53.51
Westar Energy 0.2 $6.4M 113k 56.75
FARO Technologies (FARO) 0.2 $6.6M 182k 35.95
Finisar Corporation 0.2 $6.6M 220k 29.80
Capitol Acquisition Corp Iii unit 99/99/9999 0.2 $6.5M 639k 10.18
Acorda Therap note 1.75% 6/15 0.2 $6.2M 7.5M 0.82
Global Partner Acquisition C 0.2 $6.0M 605k 9.88
M I Acquisitions Inc unit 99/99/9999 0.2 $6.0M 600k 10.02
Rite Aid Corporation 0.2 $6.0M 775k 7.69
Hill-Rom Holdings 0.2 $5.9M 95k 61.98
PrivateBan 0.2 $5.9M 128k 45.92
Linkedin Corp 0.2 $5.7M 30k 191.13
Arowana Inc unit 99/99/9999 0.2 $5.7M 552k 10.32
Andina Acquisition Corp Ii 0.2 $5.9M 600k 9.89
Pacific Spl Acquisition Corp unit 99/99/9999 0.2 $5.8M 550k 10.61
Origo Acquisition Corp 0.2 $5.7M 550k 10.31
Red Hat 0.2 $5.3M 66k 80.83
Oxford Industries (OXM) 0.2 $5.4M 79k 67.69
VMware 0.2 $5.4M 74k 73.35
Inphi Corporation 0.2 $5.6M 128k 43.51
Realogy Hldgs (HOUS) 0.2 $5.4M 208k 25.86
Weatherford Intl Ltd Note 5.875% 7/0 bond 0.2 $5.6M 5.0M 1.12
Spectranetics Corp mtnf 2.625% 6/0 0.2 $5.3M 5.0M 1.06
Cepheid conv 0.2 $5.2M 5.0M 1.04
E Compass Acquisition Corp ord 0.2 $5.1M 500k 10.25
Klr Energy Acquisition Corp cl a 0.2 $5.1M 500k 10.12
Landcadia Hldgs Inc cl a 0.2 $5.0M 517k 9.77
KLA-Tencor Corporation (KLAC) 0.1 $4.9M 70k 69.71
North Amern Energy Partners 0.1 $4.8M 1.9M 2.52
EXACT Sciences Corporation (EXAS) 0.1 $5.0M 268k 18.57
Columbia Pipeline Prtn -redh 0.1 $4.8M 300k 16.14
Barington Hilco Acquisition 0.1 $4.7M 465k 10.10
Pace Holdings Corp. equities 0.1 $5.0M 477k 10.45
Horizon Pharma Plc convertible security 0.1 $4.9M 5.0M 0.97
Jensyn Acquisition 0.1 $4.8M 480k 10.03
Fireeye 0.1 $4.4M 300k 14.73
Habit Restaurants Inc/the-a 0.1 $4.5M 322k 14.00
Global Wtr Res (GWRS) 0.1 $4.6M 575k 7.97
Ingram Micro 0.1 $4.3M 120k 35.66
Klr Energy Acquisition Corp unit 0.1 $4.2M 400k 10.50
iShares MSCI Emerging Markets Indx (EEM) 0.1 $3.7M 100k 37.45
Lexmark International 0.1 $4.0M 100k 39.96
St. Jude Medical 0.1 $4.0M 50k 79.76
Electrum Spl Acquisition Cor unit 99/99/9999 0.1 $3.8M 373k 10.06
Boulevard Acquisition unit 99/99/9999 0.1 $4.0M 394k 10.21
Gores Hldgs Inc cl a 0.1 $3.7M 345k 10.80
Linear Technology Corporation 0.1 $3.6M 60k 59.28
Chemtura Corporation 0.1 $3.4M 105k 32.81
Sprott Phys Platinum & Palladi (SPPP) 0.1 $3.4M 450k 7.67
Whitewave Foods 0.1 $3.3M 60k 54.43
Fidelity + Guaranty Life 0.1 $3.2M 140k 23.19
Global Partner Acquisition C unit 07/01/2020 0.1 $3.4M 334k 10.05
Pacific Spl Acquisition Corp 0.1 $3.2M 312k 10.25
Jensyn Acquisition Corp unit 99/99/9999 0.1 $3.1M 300k 10.24
Harvard Bioscience (HBIO) 0.1 $2.9M 1.0M 2.72
NetSuite 0.1 $2.8M 25k 110.68
Manitex International (MNTX) 0.1 $2.9M 517k 5.51
Amaya 0.1 $2.8M 175k 16.20
Gp Invts Acquisition Cor unit 99/99/9999 0.1 $3.0M 301k 10.06
E-compass Acquisition 0.1 $3.1M 284k 10.75
Stellar Acquisition Iii Inc unit 03/22/2022 0.1 $3.1M 307k 9.97
Valspar Corporation 0.1 $2.7M 25k 106.08
Digimarc Corporation (DMRC) 0.1 $2.6M 67k 38.35
Hudson Global 0.1 $2.6M 1.7M 1.54
Hydra Inds Acquisition Corp unit 10/20/2021 0.1 $2.7M 250k 10.78
Harmonic (HLIT) 0.1 $2.4M 400k 5.93
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $2.4M 17k 137.48
Swift Transportation Company 0.1 $2.3M 107k 21.47
Harmony Merger Corp unit 99/99/9999 0.1 $2.1M 200k 10.52
Origo Acquisition Corp unit 12/17/2021t 0.1 $2.1M 200k 10.50
Great Plains Energy Incorporated 0.1 $2.0M 75k 27.29
Wci Cmntys Inc Com Par $0.01 0.1 $1.8M 75k 23.72
Ttm Technologies Inc conv 0.1 $2.0M 1.5M 1.32
Terrapin 3 Acquisition Corp unit 06/27/2019 0.1 $2.0M 199k 10.05
Evine Live Inc cl a 0.1 $1.8M 782k 2.29
Andina Acquisition Corp Ii unit 99/99/9999 0.1 $2.1M 200k 10.36
Saban Cap Acquisition Corp unit 99/99/9999 0.1 $2.0M 200k 10.08
Morgan Stanley (MS) 0.1 $1.8M 55k 32.05
Transalta Corp (TAC) 0.1 $1.6M 350k 4.44
Rackspace Hosting 0.1 $1.6M 50k 31.68
Everbank Finl 0.1 $1.5M 75k 19.36
Apigee 0.1 $1.7M 100k 17.40
Enbridge (ENB) 0.0 $1.3M 30k 44.23
Lam Research Corporation (LRCX) 0.0 $1.4M 15k 94.73
Cst Brands 0.0 $1.4M 30k 48.10
Gores Hldgs Inc unit 99/99/9999 0.0 $1.4M 116k 12.20
Potash Corp. Of Saskatchewan I 0.0 $1.1M 68k 16.32
Apollo 0.0 $974k 123k 7.95
G&K Services 0.0 $955k 10k 95.50
Goldcorp 0.0 $1.1M 65k 16.52
Alere 0.0 $1.1M 25k 43.24
Crescent Point Energy Trust 0.0 $1.1M 81k 13.19
Coty Inc Cl A (COTY) 0.0 $940k 40k 23.50
Barington Hilco Acquisition unit 99/99/9999t 0.0 $1.0M 100k 10.38
Jm Global Hldg 0.0 $1.0M 105k 9.83
Conyers Pk Acquisition unit 99/99/99991 0.0 $821k 76k 10.74
Intersil Corporation 0.0 $548k 25k 21.92
CIGNA Corporation 0.0 $652k 5.0k 130.40
Williams Companies (WMB) 0.0 $768k 25k 30.72
Gilead Sciences (GILD) 0.0 $712k 9.0k 79.11
Syngenta 0.0 $657k 7.5k 87.60
Imperial Oil (IMO) 0.0 $782k 25k 31.28
Monster Worldwide 0.0 $542k 150k 3.61
CF Industries Holdings (CF) 0.0 $730k 30k 24.33
Cepheid 0.0 $527k 10k 52.70
Accuride Corporation 0.0 $768k 300k 2.56
Kinder Morgan (KMI) 0.0 $694k 30k 23.13
Dominion Diamond Corp foreign 0.0 $583k 60k 9.72
Perrigo Company (PRGO) 0.0 $692k 7.5k 92.27
Tobira Therapeutics Inc Common Stock Usd 0.0001 0.0 $497k 13k 39.76
Hennessy Cap Acquisition Cor *w exp 07/28/202 0.0 $575k 1.5M 0.39
Jm Global Hldg Co unit 99/99/9999 0.0 $488k 49k 9.97
Gp Invts Acquisition Cor *w exp 99/99/999 0.0 $531k 830k 0.64
Boulevard Acquisition *w exp 09/25/202 0.0 $599k 1.1M 0.56
Tronc 0.0 $506k 30k 16.87
Conyers Pk Acquisition cl a 0.0 $700k 70k 10.00
Western Digital (WDC) 0.0 $292k 5.0k 58.40
SPECTRUM BRANDS Hldgs 0.0 $454k 3.3k 137.58
Imperva 0.0 $457k 8.5k 53.76
Solarcity 0.0 $293k 15k 19.53
Twitter 0.0 $403k 18k 23.03
Terrapin 3 Acquisition Corp *w exp 06/27/201 0.0 $204k 1.3M 0.16
Hydra Industries Acquisition wrnt 0.0 $389k 906k 0.43
Hydra Inds Acquisition Corp right 99/99/9999 0.0 $471k 1.0M 0.46
Galapagos Nv- (GLPG) 0.0 $226k 3.5k 64.57
Harmony Merger Corp w exp 01/01/202 0.0 $477k 1.4M 0.34
Global Partner Acquisition C *w exp 07/01/202 0.0 $380k 1.4M 0.28
Easterly Acquisition Corp *w exp 07/29/202 0.0 $363k 648k 0.56
Capitol Acquisition Corp Iii *w exp 10/13/20 0.0 $399k 579k 0.69
Andina Acquisition Corp-rts right 09/01/2017 0.0 $174k 600k 0.29
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $358k 995k 0.36
Gores Hldgs Inc *w exp 08/13/202 0.0 $445k 374k 1.19
Pace Hldgs Corp *w exp 99/99/999 0.0 $410k 1.2M 0.35
E Compass Acquisition Corp right 02/18/2017 0.0 $290k 500k 0.58
Cf Corp *w exp 05/25/202 0.0 $426k 519k 0.82
Landcadia Hldgs Inc *w exp 06/01/202 0.0 $316k 526k 0.60
M Iii Acquisition Corp *w exp 10/10/202 0.0 $197k 856k 0.23
Kinder Morgan Inc/delaware Wts 0.0 $20k 1.0M 0.02
Ar Cap Acquisition Corp *w exp 10/06/201 0.0 $68k 1.1M 0.06
Hrg 0.0 $157k 10k 15.70
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $104k 652k 0.16
Barington Hilco Acquisition right 02/13/2017 0.0 $97k 511k 0.19
Barington Hilco Acquisition *w exp 02/11/201 0.0 $44k 489k 0.09
Arowana Inc *w exp 04/29/202 0.0 $96k 875k 0.11
Arowana Inc right 01/01/2017 0.0 $148k 739k 0.20
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $43k 179k 0.24
Jm Global Hldg Co *w exp 07/29/201 0.0 $16k 95k 0.17
Andina Acquisition Corp-cw w exp 9/1/2022 0.0 $118k 564k 0.21
Pacific Spl Acquisition Corp *w exp 10/20/202 0.0 $59k 450k 0.13
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $105k 500k 0.21
Klr Energy Acquisition Corp w exp 09/16/202 0.0 $63k 154k 0.41
Jensyn Acquisition Corp *w exp 03/01/202 0.0 $43k 480k 0.09
Jensyn Acquisition Corp right 99/99/9999 0.0 $77k 452k 0.17
Origo Acquisition Corp *w exp 12/17/202 0.0 $29k 240k 0.12
Origo Acquisition Corp-rts right 12/12/2016 0.0 $80k 400k 0.20
Conyers Pk Acquisition *w exp 07/20/202 0.0 $35k 25k 1.40