Polar Securities

Polar Asset Management Partners as of March 31, 2017

Portfolio Holdings for Polar Asset Management Partners

Polar Asset Management Partners holds 250 positions in its portfolio as reported in the March 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 12.3 $483M 2.1M 235.74
iShares Russell 2000 Index (IWM) 6.1 $241M 1.8M 137.48
Intel Corp. Jr. Sub. Cv. Deb. conv 5.3 $210M 120M 1.75
Mu Us conv 4.4 $174M 58M 3.02
Fidelity National Finance conv 4.2 $164M 75M 2.19
Verisign Inc sdcv 3.250% 8/1 3.4 $133M 52M 2.55
Sprott Physical Gold Trust (PHYS) 2.6 $104M 10M 10.22
PowerShares QQQ Trust, Series 1 2.6 $101M 760k 132.38
Microchip Technology Inc note 1.625% 2/1 2.2 $86M 60M 1.44
Lam Research Corp conv 2.0 $80M 38M 2.12
Alibaba Group Holding (BABA) 2.0 $79M 730k 107.83
Nxp Semiconductors N V dbcv 1.000% 12/0 1.5 $58M 50M 1.16
Nuvasive Inc note 2.250% 3/1 1.4 $55M 40M 1.37
Micron Technology Inc bond 1.1 $44M 15M 2.95
Interdigital Inc 1.5% 3/1/20 convertible bond 1.0 $39M 30M 1.30
Central Fd Cda Ltd cl a 0.9 $36M 2.8M 12.86
Ttm Technologies Inc conv 0.9 $35M 20M 1.76
Wellpoint Inc Note cb 0.9 $34M 15M 2.28
Easterly Acquisition 0.8 $33M 3.3M 9.96
Gp Invts Acquisition Cor 0.8 $32M 3.2M 10.00
Total System Services 0.7 $29M 536k 53.46
Inphi Corp note 1.125%12/0 0.7 $28M 20M 1.38
J2 Global Inc note 3.250% 6/1 0.7 $27M 20M 1.35
Medicines Company conv 0.7 $27M 17M 1.58
Thermo Fisher Scientific (TMO) 0.7 $26M 171k 153.60
Ctrip.com Inter Ltd. conv 0.7 $26M 20M 1.31
SPDR S&P Homebuilders (XHB) 0.6 $25M 673k 37.23
Transalta Corp (TAC) 0.6 $23M 3.9M 5.85
Coach 0.6 $23M 546k 41.33
Eaton (ETN) 0.6 $23M 304k 74.15
Service Corporation International (SCI) 0.5 $21M 677k 30.88
Alphabet Inc Class C cs (GOOG) 0.5 $21M 25k 829.56
LKQ Corporation (LKQ) 0.5 $20M 667k 29.27
Sprott Physical Silver Tr tr unit (PSLV) 0.5 $20M 2.8M 6.90
Convergys Corp sdcv 5.750% 9/1 0.5 $20M 10M 1.98
Quinpario Acquisition Corp 2 0.5 $20M 2.0M 9.97
Berkshire Hathaway (BRK.B) 0.5 $19M 112k 166.68
Lowe's Companies (LOW) 0.5 $19M 228k 82.21
ViaSat (VSAT) 0.5 $19M 293k 63.82
Ametek (AME) 0.5 $19M 350k 54.08
Citigroup (C) 0.5 $19M 315k 59.82
Ironwood Pharmaceuticals Inc dbcv 2.250% 6/1 0.5 $19M 15M 1.25
Matlin & Partners Acquisitio unit 05/28/2021a 0.5 $19M 1.9M 10.02
Laboratory Corp. of America Holdings 0.5 $19M 130k 143.47
Electrum Spl Acquisition Cor 0.5 $19M 1.9M 9.94
Csra 0.5 $19M 634k 29.29
Facebook Inc cl a (META) 0.4 $17M 122k 142.05
Cf Corporation 0.4 $17M 1.6M 10.70
Novanta (NOVT) 0.4 $17M 639k 26.55
Double Eagle Acquisition Cor 0.4 $16M 1.6M 10.00
Mohawk Industries (MHK) 0.4 $16M 68k 229.49
Silver Run Acquisition unit 99/99/9999 0.4 $16M 1.5M 10.43
Monsanto Company 0.4 $15M 133k 113.20
Federated Investors (FHI) 0.4 $15M 574k 26.34
Honeywell International (HON) 0.4 $15M 120k 124.87
Utilities SPDR (XLU) 0.4 $15M 295k 51.31
Harmony Merger 0.4 $15M 1.5M 10.21
Mead Johnson Nutrition 0.4 $15M 165k 89.08
Vector Group Ltd frnt 1/1 0.4 $15M 10M 1.45
Arris 0.4 $14M 541k 26.45
Dolby Laboratories (DLB) 0.3 $14M 262k 52.41
Boulevard Acquisition cl a 0.3 $14M 1.4M 10.02
Capitol Acquisition Corp Iii 0.3 $14M 1.3M 10.55
Ashland (ASH) 0.3 $14M 110k 123.81
Bio-Rad Laboratories (BIO) 0.3 $13M 66k 199.34
Oclaro 0.3 $13M 1.3M 9.82
Stillwater Mng Co note 1.750%10/1 0.3 $13M 10M 1.33
Kate Spade & Co 0.3 $14M 583k 23.23
DST Systems 0.3 $13M 106k 122.50
DeVry 0.3 $13M 371k 35.45
Molina Healthcare Inc. conv 0.3 $13M 10M 1.28
Microchip Technology (MCHP) 0.3 $13M 171k 73.78
On Assignment 0.3 $13M 262k 48.53
iShares Dow Jones US Real Estate (IYR) 0.3 $13M 161k 78.49
Bank of America Corporation (BAC) 0.3 $12M 525k 23.59
Advance Auto Parts (AAP) 0.3 $12M 81k 148.26
Ciena Corporation (CIEN) 0.3 $12M 521k 23.61
Ferroglobe (GSM) 0.3 $12M 1.2M 10.33
Broadsoft Inc note 1.000% 9/0 0.3 $12M 10M 1.20
Cbiz (CBZ) 0.3 $12M 881k 13.55
Financial Select Sector SPDR (XLF) 0.3 $12M 500k 23.73
Mondelez Int (MDLZ) 0.3 $12M 269k 43.08
Ford Motor Company (F) 0.3 $11M 970k 11.64
Actua Corporation 0.3 $12M 818k 14.05
Capitol Acquisition Corp Iii unit 99/99/9999 0.3 $11M 984k 11.55
Ctrip Com Intl Ltd note 1.990% 7/0 0.3 $12M 10M 1.16
Cf Corp shs cl a 0.3 $12M 1.2M 10.01
Kayne Anderson Acquisition unit 06/30/2022 0.3 $11M 1.1M 10.02
Double Eagle Acquisition Cor unit 99/99/9999 0.3 $11M 1.0M 10.55
Advanced Disposal Services I 0.3 $10M 462k 22.60
Gty Technology Holdings Inc. unit 99/99/9999 0.3 $11M 1.0M 10.32
Panera Bread Company 0.3 $10M 39k 261.88
Inphi Corporation 0.3 $10M 206k 48.82
Avista Healthcare Pub Acq Co cl a 0.3 $10M 1.0M 9.88
Las Vegas Sands (LVS) 0.2 $9.7M 170k 57.07
Global Partner Acquisition C 0.2 $9.7M 971k 10.00
Advanced Micro Devices Inc Note 2.125% 9/0 bond 0.2 $9.9M 5.0M 1.97
Pattern Energy Group Inc. 4.00% July 15, 2020 ccb 0.2 $10M 10M 1.00
Carlisle Companies (CSL) 0.2 $9.4M 88k 106.41
Genesee & Wyoming 0.2 $9.5M 140k 67.86
Steris 0.2 $9.5M 137k 69.46
Landcadia Holdings Inc unit 0.2 $9.2M 864k 10.70
Avista Healthcare Pub Acq Co unit 99/99/9999 0.2 $9.5M 925k 10.32
VeriFone Systems 0.2 $9.2M 493k 18.73
Gty Technology Holdings Inc cl a 0.2 $9.0M 900k 10.04
Fintech Acquisition Corp Ii 0.2 $9.2M 930k 9.85
M Iii Acquisition Corp unit 99/99/9999t 0.2 $8.6M 859k 10.07
M Iii Acquisition Corp equities 0.2 $8.5M 866k 9.80
Bank Of America Corporation warrant 0.2 $8.3M 731k 11.31
Klr Energy Acquisition Corp cl a 0.2 $8.4M 818k 10.33
Time Warner 0.2 $7.8M 80k 97.72
Habit Restaurants Inc/the-a 0.2 $7.9M 448k 17.70
Del Taco Restaurants 0.2 $7.9M 596k 13.26
Playa Hotels & Resorts Nv (PLYA) 0.2 $7.7M 735k 10.50
Digimarc Corporation (DMRC) 0.2 $7.6M 281k 27.00
HealthStream (HSTM) 0.2 $7.4M 307k 24.23
SPS Commerce (SPSC) 0.2 $7.5M 129k 58.49
Landcadia Hldgs Inc cl a 0.2 $7.3M 737k 9.97
EXACT Sciences Corporation (EXAS) 0.2 $7.1M 300k 23.62
Babcock & Wilcox Enterprises 0.2 $6.6M 702k 9.34
FARO Technologies (FARO) 0.2 $6.2M 173k 35.75
IPG Photonics Corporation (IPGP) 0.2 $6.4M 53k 120.70
WGL Holdings 0.2 $6.2M 75k 82.53
Nxp Semiconductors N V (NXPI) 0.2 $6.2M 60k 103.51
Workday Inc corporate bonds 0.2 $6.2M 5.0M 1.23
Viavi Solutions Inc equities (VIAV) 0.2 $6.2M 577k 10.72
Harmonic Inc note 4.000 12/0 0.2 $6.3M 5.0M 1.25
Fintech Acquisition Corp Ii unit 99/99/9999 0.2 $6.2M 606k 10.20
Gores Hldgs Ii Inc unit 99/99/9999 0.2 $6.2M 600k 10.29
Cabela's Incorporated 0.1 $5.9M 111k 53.11
Rite Aid Corporation 0.1 $6.0M 1.4M 4.25
Actuant Corporation 0.1 $5.8M 221k 26.35
Andina Acquisition Corp Ii 0.1 $6.1M 600k 10.09
Alteryx 0.1 $5.9M 377k 15.63
Whitewave Foods 0.1 $5.6M 100k 56.15
Cardtronics Inc note 1.000%12/0 0.1 $5.5M 5.0M 1.09
Pacific Spl Acquisition Corp 0.1 $5.5M 530k 10.35
Hunter Maritime Acquisition unit 99/99/9999 0.1 $5.4M 522k 10.26
Fortress Investment 0.1 $5.2M 650k 7.95
United States Steel Corporation (X) 0.1 $5.1M 150k 33.81
Brocade Communications Systems 0.1 $5.0M 400k 12.48
Invensense 0.1 $5.1M 400k 12.63
Jensyn Acquisition 0.1 $4.9M 480k 10.25
M I Acquisitions 0.1 $5.1M 511k 10.07
Veeco Instrs Inc Del note 2.700% 1/1 0.1 $5.2M 5.0M 1.04
Everbank Finl 0.1 $4.9M 250k 19.48
Boulevard Acquisition unit 99/99/9999 0.1 $4.4M 420k 10.44
Hunter Maritime Acquisition cl a 0.1 $4.3M 434k 9.87
iShares MSCI Emerging Markets Indx (EEM) 0.1 $3.9M 100k 39.39
TransDigm Group Incorporated (TDG) 0.1 $3.8M 17k 220.17
Bellatrix Exploration 0.1 $4.0M 5.1M 0.79
Avexis 0.1 $4.0M 52k 76.03
Global Wtr Res (GWRS) 0.1 $3.8M 436k 8.70
VCA Antech 0.1 $3.7M 40k 91.50
Colfax Corporation 0.1 $3.4M 86k 39.26
Sprott Phys Platinum & Palladi (SPPP) 0.1 $3.5M 457k 7.75
Origo Acquisition Corp 0.1 $3.4M 330k 10.45
Exxon Mobil Corporation (XOM) 0.1 $3.3M 40k 82.00
Reynolds American 0.1 $3.2M 50k 63.02
Syngenta 0.1 $3.1M 35k 88.51
Southwestern Energy Company 0.1 $3.3M 400k 8.17
Carriage Services (CSV) 0.1 $3.0M 110k 27.12
Chemtura Corporation 0.1 $3.0M 90k 33.40
Red Lion Hotels Corporation 0.1 $3.1M 435k 7.05
Swift Transportation Company 0.1 $3.1M 150k 20.54
Tiptree Finl Inc cl a (TIPT) 0.1 $3.2M 434k 7.30
Mobileye 0.1 $3.1M 50k 61.40
Jensyn Acquisition Corp unit 99/99/9999 0.1 $3.2M 300k 10.81
Axar Acquisition 0.1 $3.3M 332k 9.83
At&t (T) 0.1 $2.3M 55k 41.55
Verizon Communications (VZ) 0.1 $2.4M 50k 48.76
Cenovus Energy (CVE) 0.1 $2.4M 216k 11.30
Westar Energy 0.1 $2.2M 40k 54.28
PrivateBan 0.1 $2.4M 40k 59.38
North Amern Energy Partners 0.1 $2.1M 430k 4.95
Manitex International (MNTX) 0.1 $2.0M 303k 6.70
Lumos Networks 0.1 $1.8M 100k 17.70
Zeltiq Aesthetics 0.1 $1.9M 35k 55.60
Hudson Global 0.1 $2.2M 1.7M 1.26
Cst Brands 0.1 $1.9M 40k 48.10
Midcoast Energy Partners 0.1 $2.0M 250k 8.05
Andina Acquisition Corp Ii unit 99/99/9999 0.1 $2.2M 200k 10.80
Saban Cap Acquisition Corp unit 99/99/9999 0.1 $2.0M 193k 10.57
M I Acquisitions Inc unit 99/99/9999 0.1 $2.0M 195k 10.22
Carnival (CUK) 0.0 $1.7M 30k 57.90
Electrum Spl Acquisition Cor unit 99/99/9999 0.0 $1.5M 144k 10.45
Capitol Acquisition Corp Iii *w exp 10/13/20 0.0 $1.5M 828k 1.85
Stellar Acquisition Iii Inc unit 03/22/2022 0.0 $1.6M 151k 10.40
Stellar Acquisition Iii 0.0 $1.7M 170k 10.18
Uni-Pixel 0.0 $1.1M 1.3M 0.85
Mattersight Corp 0.0 $1.4M 400k 3.40
Realogy Hldgs (HOUS) 0.0 $1.3M 44k 29.80
Barington Hilco Acquisition 0.0 $1.0M 100k 10.22
Jm Global Hldg 0.0 $1.1M 105k 10.01
Boulevard Acquisition *w exp 09/25/202 0.0 $1.1M 1.3M 0.82
Conyers Pk Acquisition unit 99/99/99991 0.0 $1.4M 121k 11.22
Conyers Pk Acquisition cl a 0.0 $1.0M 96k 10.59
Canadian Natural Resources (CNQ) 0.0 $656k 20k 32.80
Exar Corporation 0.0 $650k 50k 13.00
Dominion Diamond Corp foreign 0.0 $947k 75k 12.63
Fox News 0.0 $636k 20k 31.80
Quinpario Acquisition Corp 2 *w exp 01/01/202 0.0 $595k 1.3M 0.47
Harmony Merger Corp w exp 01/01/202 0.0 $960k 1.8M 0.53
Global Partner Acquisition C unit 07/01/2020 0.0 $746k 70k 10.66
Easterly Acquisition Corp *w exp 07/29/202 0.0 $825k 2.0M 0.41
Double Eagle Acquisition Cor *w exp 09/16/202 0.0 $654k 1.2M 0.56
Landcadia Hldgs Inc *w exp 06/01/202 0.0 $647k 938k 0.69
Inspired Entmt Inc w exp 10/20/202 0.0 $870k 1.2M 0.73
Vivopower International 0.0 $855k 190k 4.50
Saban Cap Acquisition 0.0 $950k 95k 9.99
CenturyLink 0.0 $354k 15k 23.60
Pepsi (PEP) 0.0 $356k 3.2k 111.77
Goldcorp 0.0 $365k 25k 14.60
Digi International (DGII) 0.0 $416k 35k 11.89
Exeter Res Corp 0.0 $260k 150k 1.73
Crescent Point Energy Trust 0.0 $216k 15k 14.40
Moneygram International 0.0 $504k 30k 16.80
Global Partner Acquisition C *w exp 07/01/202 0.0 $466k 1.4M 0.34
Jm Global Hldg Co unit 99/99/9999 0.0 $508k 49k 10.47
Gp Invts Acquisition Cor *w exp 99/99/999 0.0 $491k 982k 0.50
Andina Acquisition Corp-rts right 09/01/2017 0.0 $288k 600k 0.48
Pacific Spl Acquisition Corp *w exp 10/20/202 0.0 $215k 651k 0.33
Pacific Spl Acquisition Corp right 03/15/2017 0.0 $287k 668k 0.43
Klr Energy Acquisition Corp w exp 09/16/202 0.0 $575k 495k 1.16
Cf Corp *w exp 05/25/202 0.0 $533k 389k 1.37
M Iii Acquisition Corp *w exp 10/10/202 0.0 $286k 867k 0.33
Avista Healthcare Pub Acq Co w exp 99/99/999 0.0 $548k 1.2M 0.46
Gty Technology Holdings Inc w exp 99/99/999 0.0 $348k 300k 1.16
Daseke Inc *w exp 03/31/202 0.0 $284k 256k 1.11
Fintech Acquisition Corp Ii *w exp 01/19/202 0.0 $459k 413k 1.11
Ifresh (IFMK) 0.0 $460k 34k 13.50
Fairpoint Communications 0.0 $166k 10k 16.60
Kinder Morgan Inc/delaware Wts 0.0 $0 1.0M 0.00
Sirius Xm Holdings (SIRI) 0.0 $154k 30k 5.13
Barington Hilco Acquisition right 02/13/2017 0.0 $189k 611k 0.31
Barington Hilco Acquisition *w exp 02/11/201 0.0 $100k 589k 0.17
Electrum Spl Acquisition Cor *w exp 99/99/999 0.0 $89k 197k 0.45
Jm Global Hldg Co *w exp 07/29/201 0.0 $37k 95k 0.39
Andina Acquisition Corp-cw w exp 9/1/2022 0.0 $164k 564k 0.29
Jensyn Acquisition Corp *w exp 03/01/202 0.0 $120k 480k 0.25
Jensyn Acquisition Corp right 99/99/9999 0.0 $167k 452k 0.37
Origo Acquisition Corp *w exp 12/17/202 0.0 $40k 364k 0.11
Origo Acquisition Corp-rts right 12/12/2016 0.0 $114k 600k 0.19
Conyers Pk Acquisition *w exp 07/20/202 0.0 $53k 20k 2.64
Axar Acquisition Corp *w exp 12/31/202 0.0 $44k 634k 0.07
Saban Cap Acquisition Corp *w exp 09/21/202 0.0 $64k 48k 1.33
Stellar Acquisition Iii Inc w exp 03/22/202 0.0 $79k 232k 0.34
M I Acquisitions Inc *w exp 99/99/999 0.0 $169k 511k 0.33
Hunter Maritime Acquisition *w exp 99/99/999 0.0 $191k 217k 0.88
Playa Hotels & Resorts-cw22 w e 0.0 $168k 215k 0.78