Radcliffe Capital Management

Radcliffe Capital Management as of June 30, 2016

Portfolio Holdings for Radcliffe Capital Management

Radcliffe Capital Management holds 30 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Prospect Capital Corp note 18.4 $76M 76M 1.00
Prospect Capital Corporation note 5.875 10.6 $44M 44M 1.00
Ares Capital Corp conv 9.5 $39M 38M 1.04
New Mountain Finance Corp conv 8.4 $34M 35M 0.99
Tcp Cap Corp note 5.250%12/1 7.5 $31M 30M 1.03
Psec Us conv 7.3 $30M 30M 1.01
Prospect Capital Corporati mtnf 5.375% 7.0 $29M 28M 1.02
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 7.0 $29M 28M 1.03
Technology Invstmt Cap Corp conv 6.2 $25M 25M 1.01
Tpg Specialty Lending In conv 4.1 $17M 17M 1.01
Ares Capital Corporation convertible cor 3.9 $16M 16M 1.04
Arcc 4 7/8 03/15/17 3.6 $15M 15M 1.02
Prospect Capital Corp conv 2.7 $11M 12M 0.95
Nuance Communications Inc note 2.750%11/0 1.1 $4.4M 4.3M 1.01
Shutterfly Inc note 0.250% 5/1 0.5 $2.1M 2.1M 0.99
Meritage Homes Corp conv 0.5 $2.0M 2.0M 1.00
Toll Bros Finance Corp. convertible bond 0.5 $2.0M 2.0M 0.98
Rovi Corp Note 0.500% 3/0 bond 0.3 $1.1M 1.2M 0.95
Ciena Corp note 0.875% 6/1 0.2 $990k 1.0M 0.99
American Capital 0.1 $546k 35k 15.83
Crossroads Cap 0.1 $434k 211k 2.06
Firsthand Tech Value (SVVC) 0.1 $341k 46k 7.44
Solar Cap (SLRC) 0.1 $284k 15k 19.06
Prospect Capital Corporation (PSEC) 0.1 $188k 24k 7.83
Blackrock Kelso Capital 0.1 $216k 28k 7.80
Chart Industries 2% conv 0.1 $197k 212k 0.93
Iconix Brand 0.0 $147k 22k 6.77
Fifth Street Finance 0.0 $123k 25k 4.84
Horizon Technology Fin (HRZN) 0.0 $139k 11k 12.19
Alcentra Cap 0.0 $128k 11k 12.19