Radcliffe Capital Management

Radcliffe Capital Management as of Sept. 30, 2016

Portfolio Holdings for Radcliffe Capital Management

Radcliffe Capital Management holds 27 positions in its portfolio as reported in the September 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
New Mountain Finance Corp conv 11.2 $46M 45M 1.03
Prospect Capital Corporation note 5.875 10.9 $45M 44M 1.03
Psec Us conv 10.8 $45M 44M 1.03
Ares Capital Corp conv 8.3 $34M 33M 1.05
Technology Invstmt Cap Corp conv 8.1 $33M 33M 1.02
Tcp Cap Corp note 5.250%12/1 7.5 $31M 30M 1.04
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 7.0 $29M 28M 1.04
Prospect Capital Corporati mtnf 5.375% 6.7 $28M 27M 1.03
Web Com Group Inc note 1.000% 8/1 5.0 $21M 22M 0.95
Ares Capital Corporation convertible cor 4.6 $19M 18M 1.04
Chart Industries 2% conv 4.2 $17M 18M 0.98
Tpg Specialty Lending In conv 4.2 $17M 17M 1.03
Prospect Capital Corp conv 4.0 $17M 17M 0.99
Arcc 4 7/8 03/15/17 3.6 $15M 15M 1.01
Toll Bros Finance Corp. convertible bond 1.2 $4.9M 5.0M 0.98
Nuance Communications Inc note 2.750%11/0 1.1 $4.4M 4.3M 1.01
Meritage Homes Corp conv 0.8 $3.1M 3.1M 1.00
Rovi Corp Note 0.500% 3/0 bond 0.3 $1.2M 1.2M 1.00
Ciena Corp note 0.875% 6/1 0.2 $1.0M 1.0M 1.00
American Capital 0.1 $583k 35k 16.90
Firsthand Tech Value (SVVC) 0.1 $360k 46k 7.85
Crossroads Cap 0.1 $385k 213k 1.81
Blackrock Kelso Capital 0.1 $229k 28k 8.27
Prospect Capital Corporation (PSEC) 0.1 $194k 24k 8.08
Medallion Financial (MFIN) 0.1 $192k 45k 4.23
Fifth Street Finance 0.0 $148k 25k 5.83
Iconix Brand 0.0 $176k 22k 8.11