Radcliffe Capital Management

Radcliffe Capital Management as of Dec. 31, 2016

Portfolio Holdings for Radcliffe Capital Management

Radcliffe Capital Management holds 27 positions in its portfolio as reported in the December 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Prospect Capital Corporation note 5.875 10.3 $47M 46M 1.02
New Mountain Finance Corp conv 10.1 $46M 45M 1.03
Psec Us conv 9.8 $45M 44M 1.03
Ares Capital Corp conv 7.4 $34M 33M 1.04
Chart Industries 2% conv 7.3 $34M 34M 0.98
Technology Invstmt Cap Corp conv 7.3 $33M 33M 1.02
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 7.0 $32M 31M 1.03
Tcp Cap Corp note 5.250%12/1 6.8 $31M 30M 1.04
Web Com Group Inc note 1.000% 8/1 6.7 $31M 32M 0.97
Prospect Capital Corporati mtnf 5.375% 6.2 $29M 28M 1.02
Tpg Specialty Lending In conv 4.2 $19M 19M 1.02
Ares Capital Corporation convertible cor 4.1 $19M 18M 1.03
Prospect Capital Corp conv 3.6 $16M 17M 0.98
Meritage Homes Corp conv 3.2 $15M 15M 1.00
Arcc 4 7/8 03/15/17 2.7 $13M 12M 1.01
Toll Bros Finance Corp. convertible bond 1.5 $7.0M 7.1M 0.98
Nuance Communications Inc note 2.750%11/0 1.0 $4.4M 4.3M 1.01
Rovi Corp Note 0.500% 3/0 bond 0.3 $1.2M 1.2M 1.01
Ciena Corp note 0.875% 6/1 0.2 $1.0M 1.0M 1.00
American Capital 0.1 $618k 35k 17.91
Crossroads Cap 0.1 $489k 230k 2.13
Firsthand Tech Value (SVVC) 0.1 $352k 46k 7.68
Iconix Brand 0.0 $203k 22k 9.35
Prospect Capital Corporation (PSEC) 0.0 $200k 24k 8.33
Blackrock Kelso Capital 0.0 $193k 28k 6.97
Fifth Street Finance 0.0 $136k 25k 5.35
Medallion Financial (MFIN) 0.0 $137k 45k 3.02