Regent Investment Management as of Dec. 31, 2015
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 181 positions in its portfolio as reported in the December 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| CVS Caremark Corporation (CVS) | 3.7 | $6.9M | 70k | 97.76 | |
| Walgreen Boots Alliance (WBA) | 3.3 | $6.2M | 73k | 85.15 | |
| Apple (AAPL) | 3.1 | $5.8M | 56k | 105.26 | |
| JPMorgan Chase & Co. (JPM) | 3.1 | $5.7M | 87k | 66.03 | |
| Celgene Corporation | 2.7 | $5.0M | 42k | 119.75 | |
| McKesson Corporation (MCK) | 2.6 | $4.8M | 24k | 197.22 | |
| Farmers Capital Bank | 2.4 | $4.5M | 165k | 27.11 | |
| Johnson & Johnson (JNJ) | 2.3 | $4.3M | 42k | 102.71 | |
| Gilead Sciences (GILD) | 2.2 | $4.1M | 40k | 101.18 | |
| Alphabet Inc Class C cs (GOOG) | 2.1 | $3.9M | 5.1k | 758.90 | |
| Procter & Gamble Company (PG) | 1.9 | $3.5M | 44k | 79.40 | |
| Alphabet Inc Class A cs (GOOGL) | 1.6 | $3.0M | 3.9k | 777.92 | |
| Time Warner | 1.5 | $2.8M | 43k | 64.67 | |
| priceline.com Incorporated | 1.4 | $2.6M | 2.1k | 1274.92 | |
| Chevron Corporation (CVX) | 1.4 | $2.6M | 29k | 89.97 | |
| V.F. Corporation (VFC) | 1.3 | $2.5M | 40k | 62.25 | |
| AmerisourceBergen (COR) | 1.2 | $2.2M | 22k | 103.70 | |
| Prudential Financial (PRU) | 1.2 | $2.2M | 27k | 81.43 | |
| Express Scripts Holding | 1.1 | $2.2M | 25k | 87.41 | |
| Merck & Co (MRK) | 1.1 | $2.1M | 40k | 52.83 | |
| Diageo (DEO) | 1.1 | $2.1M | 19k | 109.05 | |
| General Electric Company | 1.1 | $2.0M | 64k | 31.16 | |
| Mylan Nv | 1.1 | $2.0M | 37k | 54.07 | |
| Cisco Systems (CSCO) | 1.1 | $2.0M | 72k | 27.16 | |
| Verizon Communications (VZ) | 1.0 | $1.9M | 42k | 46.23 | |
| Facebook Inc cl a (META) | 1.0 | $1.9M | 18k | 104.65 | |
| Coca-Cola Company (KO) | 0.9 | $1.7M | 40k | 42.95 | |
| Williams Companies (WMB) | 0.9 | $1.6M | 64k | 25.70 | |
| At&t (T) | 0.9 | $1.6M | 47k | 34.40 | |
| Bristol Myers Squibb (BMY) | 0.8 | $1.6M | 23k | 68.80 | |
| Whirlpool Corporation (WHR) | 0.8 | $1.6M | 11k | 146.91 | |
| Macy's (M) | 0.8 | $1.6M | 44k | 34.99 | |
| Kimberly-Clark Corporation (KMB) | 0.8 | $1.5M | 12k | 127.33 | |
| General Mills (GIS) | 0.8 | $1.5M | 26k | 57.65 | |
| TJX Companies (TJX) | 0.8 | $1.5M | 21k | 70.89 | |
| WisdomTree Japan Total Dividend (DXJ) | 0.8 | $1.5M | 30k | 50.08 | |
| E.I. du Pont de Nemours & Company | 0.8 | $1.5M | 22k | 66.61 | |
| UnitedHealth (UNH) | 0.8 | $1.4M | 12k | 117.65 | |
| Allergan | 0.8 | $1.4M | 4.6k | 312.57 | |
| Capitala Finance | 0.8 | $1.4M | 116k | 12.08 | |
| Thermo Fisher Scientific (TMO) | 0.7 | $1.4M | 9.6k | 141.87 | |
| Kraft Heinz (KHC) | 0.7 | $1.3M | 19k | 72.77 | |
| Kroger (KR) | 0.7 | $1.3M | 30k | 41.83 | |
| Honeywell International (HON) | 0.7 | $1.3M | 12k | 103.55 | |
| FedEx Corporation (FDX) | 0.7 | $1.2M | 8.3k | 149.02 | |
| Home Depot (HD) | 0.7 | $1.2M | 9.2k | 132.21 | |
| Union Pacific Corporation (UNP) | 0.6 | $1.2M | 15k | 78.20 | |
| StoneMor Partners | 0.6 | $1.1M | 42k | 26.73 | |
| MetLife (MET) | 0.6 | $1.1M | 23k | 48.21 | |
| American International (AIG) | 0.6 | $1.1M | 18k | 61.98 | |
| ConocoPhillips (COP) | 0.6 | $1.1M | 23k | 46.67 | |
| Ace Limited Cmn | 0.6 | $1.0M | 8.9k | 116.83 | |
| Landmark Infrastructure | 0.6 | $1.0M | 71k | 14.64 | |
| 3M Company (MMM) | 0.6 | $1.0M | 6.8k | 150.57 | |
| Mondelez Int (MDLZ) | 0.5 | $1.0M | 23k | 44.85 | |
| Oracle Corporation (ORCL) | 0.5 | $994k | 27k | 36.54 | |
| Vanguard Pacific ETF (VPL) | 0.5 | $932k | 17k | 56.66 | |
| Schlumberger (SLB) | 0.5 | $923k | 13k | 69.77 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $910k | 17k | 54.82 | |
| Walt Disney Company (DIS) | 0.5 | $885k | 8.4k | 105.04 | |
| Kindred Healthcare | 0.5 | $885k | 74k | 11.91 | |
| Exxon Mobil Corporation (XOM) | 0.5 | $868k | 11k | 77.91 | |
| Halliburton Company (HAL) | 0.5 | $860k | 25k | 34.06 | |
| Yum! Brands (YUM) | 0.5 | $840k | 12k | 73.04 | |
| Pepsi (PEP) | 0.4 | $820k | 8.2k | 99.98 | |
| EMC Corporation | 0.4 | $825k | 32k | 25.68 | |
| Seagate Technology Com Stk | 0.4 | $814k | 22k | 36.65 | |
| Phillips 66 (PSX) | 0.4 | $830k | 10k | 81.81 | |
| Cardinal Health (CAH) | 0.4 | $808k | 9.1k | 89.28 | |
| United Technologies Corporation | 0.4 | $810k | 8.4k | 96.02 | |
| Illumina (ILMN) | 0.4 | $801k | 4.2k | 191.86 | |
| iShares Russell Midcap Index Fund (IWR) | 0.4 | $808k | 5.0k | 160.16 | |
| American Airls (AAL) | 0.4 | $796k | 19k | 42.33 | |
| International Business Machines (IBM) | 0.4 | $788k | 5.7k | 137.57 | |
| Humana (HUM) | 0.4 | $784k | 4.4k | 178.55 | |
| Eaton (ETN) | 0.4 | $794k | 15k | 52.05 | |
| ON Semiconductor (ON) | 0.4 | $763k | 78k | 9.80 | |
| Lamar Advertising Co-a (LAMR) | 0.4 | $772k | 13k | 59.96 | |
| Kinder Morgan (KMI) | 0.4 | $711k | 48k | 14.92 | |
| Abbvie (ABBV) | 0.4 | $705k | 12k | 59.23 | |
| U.S. Bancorp (USB) | 0.4 | $692k | 16k | 42.68 | |
| Ameriprise Financial (AMP) | 0.4 | $698k | 6.6k | 106.35 | |
| Philip Morris International (PM) | 0.4 | $689k | 7.8k | 87.97 | |
| Vanguard Emerging Markets ETF (VWO) | 0.4 | $698k | 21k | 32.72 | |
| Intel Corporation (INTC) | 0.4 | $679k | 20k | 34.42 | |
| Mid-America Apartment (MAA) | 0.4 | $679k | 7.5k | 90.84 | |
| Danaher Corporation (DHR) | 0.4 | $669k | 7.2k | 92.90 | |
| Pfizer (PFE) | 0.3 | $613k | 19k | 32.26 | |
| Templeton Dragon Fund (TDF) | 0.3 | $621k | 35k | 17.82 | |
| Microsoft Corporation (MSFT) | 0.3 | $594k | 11k | 55.53 | |
| Stryker Corporation (SYK) | 0.3 | $604k | 6.5k | 92.92 | |
| Lincoln National Corporation (LNC) | 0.3 | $588k | 12k | 50.26 | |
| Nextera Energy (NEE) | 0.3 | $588k | 5.7k | 103.80 | |
| Anheuser-Busch InBev NV (BUD) | 0.3 | $584k | 4.7k | 124.92 | |
| Unilever (UL) | 0.3 | $571k | 13k | 43.11 | |
| Travelers Companies (TRV) | 0.3 | $559k | 5.0k | 112.82 | |
| Amgen (AMGN) | 0.3 | $568k | 3.5k | 162.29 | |
| Henry Schein (HSIC) | 0.3 | $554k | 3.5k | 158.29 | |
| Ciena Corporation (CIEN) | 0.3 | $537k | 26k | 20.71 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.3 | $522k | 16k | 32.16 | |
| Wells Fargo & Company (WFC) | 0.3 | $526k | 9.7k | 54.35 | |
| Newell Rubbermaid (NWL) | 0.3 | $520k | 12k | 44.07 | |
| Target Corporation (TGT) | 0.3 | $531k | 7.3k | 72.61 | |
| Qualcomm (QCOM) | 0.3 | $529k | 11k | 49.97 | |
| Advance Auto Parts (AAP) | 0.3 | $531k | 3.5k | 150.42 | |
| Jabil Circuit (JBL) | 0.3 | $516k | 22k | 23.30 | |
| American Express Company (AXP) | 0.3 | $508k | 7.3k | 69.48 | |
| Maxim Integrated Products | 0.3 | $498k | 13k | 38.02 | |
| Brown-Forman Corporation (BF.B) | 0.3 | $491k | 5.0k | 99.19 | |
| ConAgra Foods (CAG) | 0.3 | $485k | 12k | 42.19 | |
| Skyworks Solutions (SWKS) | 0.3 | $489k | 6.4k | 76.77 | |
| PNC Financial Services (PNC) | 0.2 | $466k | 4.9k | 95.42 | |
| Norfolk Southern (NSC) | 0.2 | $469k | 5.6k | 84.50 | |
| CBS Corporation | 0.2 | $468k | 9.9k | 47.14 | |
| Brown-Forman Corporation (BF.A) | 0.2 | $460k | 4.2k | 110.05 | |
| Lowe's Companies (LOW) | 0.2 | $461k | 6.1k | 76.11 | |
| Apollo Investment | 0.2 | $460k | 88k | 5.22 | |
| Morgan Stanley (MS) | 0.2 | $441k | 14k | 31.84 | |
| Ventas (VTR) | 0.2 | $446k | 7.9k | 56.46 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.2 | $454k | 23k | 19.51 | |
| Altria (MO) | 0.2 | $425k | 7.3k | 58.18 | |
| Anthem (ELV) | 0.2 | $439k | 3.1k | 139.59 | |
| McDonald's Corporation (MCD) | 0.2 | $416k | 3.5k | 118.25 | |
| Energy Transfer Partners | 0.2 | $417k | 12k | 33.69 | |
| Annaly Capital Management | 0.2 | $401k | 43k | 9.39 | |
| Baidu (BIDU) | 0.2 | $388k | 2.1k | 189.27 | |
| Hartford Financial Services (HIG) | 0.2 | $374k | 8.6k | 43.49 | |
| Eli Lilly & Co. (LLY) | 0.2 | $382k | 4.5k | 84.39 | |
| Baker Hughes Incorporated | 0.2 | $381k | 8.3k | 46.18 | |
| Technology SPDR (XLK) | 0.2 | $368k | 8.6k | 42.79 | |
| Comcast Corporation (CMCSA) | 0.2 | $360k | 6.4k | 56.43 | |
| MasterCard Incorporated (MA) | 0.2 | $357k | 3.7k | 97.41 | |
| Tractor Supply Company (TSCO) | 0.2 | $350k | 4.1k | 85.49 | |
| BioMarin Pharmaceutical (BMRN) | 0.2 | $361k | 3.5k | 104.64 | |
| Flowserve Corporation (FLS) | 0.2 | $350k | 8.3k | 42.04 | |
| iShares S&P NA Tec.-SW. Idx. Fund (IGV) | 0.2 | $358k | 3.5k | 103.77 | |
| Devon Energy Corporation (DVN) | 0.2 | $344k | 11k | 32.04 | |
| Abbott Laboratories (ABT) | 0.2 | $337k | 7.5k | 44.97 | |
| Carnival Corporation (CCL) | 0.2 | $338k | 6.2k | 54.52 | |
| Paypal Holdings (PYPL) | 0.2 | $338k | 9.4k | 36.15 | |
| Stericycle (SRCL) | 0.2 | $320k | 2.7k | 120.75 | |
| General Motors Company (GM) | 0.2 | $325k | 9.6k | 34.03 | |
| Cavium | 0.2 | $315k | 4.8k | 65.62 | |
| Alibaba Group Holding (BABA) | 0.2 | $310k | 3.8k | 81.15 | |
| Medtronic (MDT) | 0.2 | $323k | 4.2k | 76.90 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $302k | 13k | 22.73 | |
| Wal-Mart Stores (WMT) | 0.2 | $304k | 5.0k | 61.25 | |
| Plum Creek Timber | 0.2 | $307k | 6.4k | 47.69 | |
| J.M. Smucker Company (SJM) | 0.2 | $303k | 2.5k | 123.47 | |
| Genuine Parts Company (GPC) | 0.1 | $272k | 3.2k | 85.94 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $275k | 4.7k | 58.84 | |
| Criteo Sa Ads (CRTO) | 0.1 | $277k | 7.0k | 39.57 | |
| LifePoint Hospitals | 0.1 | $258k | 3.5k | 73.50 | |
| eBay (EBAY) | 0.1 | $257k | 9.4k | 27.49 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $270k | 4.0k | 67.50 | |
| Starbucks Corporation (SBUX) | 0.1 | $263k | 4.4k | 59.99 | |
| India Fund (IFN) | 0.1 | $241k | 11k | 22.72 | |
| Royal Caribbean Cruises (RCL) | 0.1 | $243k | 2.4k | 101.25 | |
| Hertz Global Holdings | 0.1 | $245k | 17k | 14.22 | |
| Tenne | 0.1 | $248k | 5.4k | 45.93 | |
| Activision Blizzard | 0.1 | $236k | 6.1k | 38.64 | |
| Texas Roadhouse (TXRH) | 0.1 | $247k | 6.9k | 35.80 | |
| iShares Russell 2000 Growth Index (IWO) | 0.1 | $237k | 1.7k | 139.33 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $237k | 2.6k | 92.04 | |
| Hillenbrand (HI) | 0.1 | $229k | 7.7k | 29.69 | |
| Ford Motor Company (F) | 0.1 | $223k | 16k | 14.09 | |
| Cameron International Corporation | 0.1 | $229k | 3.6k | 63.17 | |
| HCP | 0.1 | $233k | 6.1k | 38.20 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $226k | 2.5k | 91.83 | |
| Caterpillar (CAT) | 0.1 | $203k | 3.0k | 67.89 | |
| Western Digital (WDC) | 0.1 | $209k | 3.5k | 60.14 | |
| Skechers USA (SKX) | 0.1 | $205k | 6.8k | 30.15 | |
| KKR & Co | 0.1 | $210k | 13k | 15.61 | |
| Hewlett Packard Enterprise (HPE) | 0.1 | $184k | 12k | 15.18 | |
| Trina Solar | 0.1 | $138k | 13k | 11.04 | |
| BGC Partners | 0.1 | $118k | 12k | 9.86 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.1 | $95k | 11k | 9.00 | |
| Genspera | 0.0 | $37k | 230k | 0.16 | |
| China Green Agriculture | 0.0 | $17k | 11k | 1.55 | |
| Reneuron Group Plc Ord F | 0.0 | $4.0k | 100k | 0.04 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 14k | 0.00 |
