Regent Investment Management as of March 31, 2016
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 182 positions in its portfolio as reported in the March 2016 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| CVS Caremark Corporation (CVS) | 4.1 | $7.3M | 70k | 103.73 | |
| Walgreen Boots Alliance (WBA) | 3.4 | $6.1M | 73k | 84.25 | |
| Apple (AAPL) | 3.3 | $6.0M | 55k | 108.99 | |
| JPMorgan Chase & Co. (JPM) | 2.9 | $5.2M | 87k | 59.22 | |
| Johnson & Johnson (JNJ) | 2.5 | $4.5M | 41k | 108.21 | |
| Farmers Capital Bank | 2.4 | $4.4M | 165k | 26.42 | |
| Celgene Corporation | 2.3 | $4.2M | 42k | 100.10 | |
| Alphabet Inc Class C cs (GOOG) | 2.1 | $3.8M | 5.1k | 744.98 | |
| Gilead Sciences (GILD) | 2.0 | $3.7M | 40k | 91.87 | |
| Procter & Gamble Company (PG) | 2.0 | $3.6M | 44k | 82.31 | |
| Time Warner | 1.7 | $3.1M | 43k | 72.56 | |
| Alphabet Inc Class A cs (GOOGL) | 1.6 | $2.9M | 3.8k | 762.95 | |
| priceline.com Incorporated | 1.5 | $2.7M | 2.1k | 1289.16 | |
| V.F. Corporation (VFC) | 1.4 | $2.6M | 40k | 64.76 | |
| Chevron Corporation (CVX) | 1.4 | $2.5M | 27k | 95.40 | |
| McKesson Corporation (MCK) | 1.3 | $2.3M | 14k | 157.27 | |
| Facebook Inc cl a (META) | 1.3 | $2.3M | 20k | 114.12 | |
| Merck & Co (MRK) | 1.2 | $2.1M | 40k | 52.91 | |
| General Electric Company | 1.1 | $2.1M | 65k | 31.79 | |
| Cisco Systems (CSCO) | 1.1 | $2.0M | 70k | 28.48 | |
| Prudential Financial (PRU) | 1.1 | $2.0M | 28k | 72.23 | |
| AmerisourceBergen (COR) | 1.1 | $2.0M | 23k | 86.54 | |
| Verizon Communications (VZ) | 1.1 | $2.0M | 36k | 54.07 | |
| Whirlpool Corporation (WHR) | 1.1 | $1.9M | 11k | 180.35 | |
| Diageo (DEO) | 1.0 | $1.9M | 17k | 107.88 | |
| At&t (T) | 1.0 | $1.8M | 47k | 39.17 | |
| Mylan Nv | 1.0 | $1.8M | 39k | 46.35 | |
| Coca-Cola Company (KO) | 1.0 | $1.8M | 39k | 46.40 | |
| Kraft Heinz (KHC) | 1.0 | $1.7M | 22k | 78.55 | |
| TJX Companies (TJX) | 0.9 | $1.6M | 21k | 78.34 | |
| General Mills (GIS) | 0.9 | $1.6M | 25k | 63.34 | |
| Honeywell International (HON) | 0.9 | $1.6M | 14k | 112.06 | |
| Kimberly-Clark Corporation (KMB) | 0.9 | $1.5M | 12k | 134.51 | |
| Express Scripts Holding | 0.8 | $1.5M | 22k | 68.69 | |
| Bristol Myers Squibb (BMY) | 0.8 | $1.5M | 24k | 63.90 | |
| UnitedHealth (UNH) | 0.8 | $1.5M | 12k | 128.91 | |
| Capitala Finance | 0.8 | $1.4M | 118k | 12.00 | |
| Thermo Fisher Scientific (TMO) | 0.7 | $1.3M | 9.2k | 141.63 | |
| E.I. du Pont de Nemours & Company | 0.7 | $1.3M | 20k | 63.31 | |
| Macy's (M) | 0.7 | $1.3M | 29k | 44.08 | |
| FedEx Corporation (FDX) | 0.7 | $1.3M | 7.7k | 162.72 | |
| Allergan | 0.7 | $1.2M | 4.6k | 268.02 | |
| Cardinal Health (CAH) | 0.7 | $1.2M | 15k | 81.98 | |
| StoneMor Partners | 0.7 | $1.2M | 49k | 24.39 | |
| Kroger (KR) | 0.7 | $1.2M | 31k | 38.26 | |
| Landmark Infrastructure | 0.7 | $1.2M | 78k | 15.04 | |
| 3M Company (MMM) | 0.6 | $1.1M | 6.8k | 166.67 | |
| Home Depot (HD) | 0.6 | $1.1M | 8.2k | 133.37 | |
| Oracle Corporation (ORCL) | 0.6 | $1.1M | 26k | 40.91 | |
| Chubb (CB) | 0.6 | $1.1M | 9.1k | 119.19 | |
| Williams Companies (WMB) | 0.6 | $1.0M | 64k | 16.07 | |
| Pfizer (PFE) | 0.6 | $1.0M | 34k | 29.64 | |
| Texas Instruments Incorporated (TXN) | 0.5 | $945k | 17k | 57.45 | |
| MetLife (MET) | 0.5 | $953k | 22k | 43.93 | |
| American International (AIG) | 0.5 | $958k | 18k | 54.06 | |
| Exxon Mobil Corporation (XOM) | 0.5 | $911k | 11k | 83.61 | |
| Yum! Brands (YUM) | 0.5 | $925k | 11k | 81.86 | |
| Schlumberger (SLB) | 0.5 | $909k | 12k | 73.73 | |
| iShares Russell Midcap Value Index (IWS) | 0.5 | $915k | 13k | 70.89 | |
| ConocoPhillips (COP) | 0.5 | $891k | 22k | 40.26 | |
| Mondelez Int (MDLZ) | 0.5 | $902k | 23k | 40.12 | |
| Phillips 66 (PSX) | 0.5 | $878k | 10k | 86.55 | |
| EMC Corporation | 0.5 | $859k | 32k | 26.66 | |
| Kindred Healthcare | 0.5 | $858k | 70k | 12.35 | |
| iShares MSCI Brazil Index (EWZ) | 0.5 | $868k | 33k | 26.29 | |
| Pepsi (PEP) | 0.5 | $841k | 8.2k | 102.54 | |
| Microsoft Corporation (MSFT) | 0.5 | $823k | 15k | 55.20 | |
| Walt Disney Company (DIS) | 0.5 | $826k | 8.3k | 99.28 | |
| United Technologies Corporation | 0.5 | $821k | 8.2k | 100.06 | |
| iShares Russell Midcap Index Fund (IWR) | 0.5 | $822k | 5.0k | 162.93 | |
| Humana (HUM) | 0.5 | $803k | 4.4k | 182.87 | |
| Seagate Technology Com Stk | 0.4 | $800k | 23k | 34.47 | |
| Lamar Advertising Co-a (LAMR) | 0.4 | $792k | 13k | 61.51 | |
| iShares MSCI Pacific ex-Japan Idx (EPP) | 0.4 | $782k | 20k | 39.24 | |
| American Airls (AAL) | 0.4 | $767k | 19k | 41.01 | |
| Philip Morris International (PM) | 0.4 | $697k | 7.1k | 98.04 | |
| ON Semiconductor (ON) | 0.4 | $699k | 73k | 9.59 | |
| Schwab Emerging Markets Equity ETF (SCHE) | 0.4 | $693k | 33k | 20.78 | |
| Stryker Corporation (SYK) | 0.4 | $676k | 6.3k | 107.30 | |
| Danaher Corporation (DHR) | 0.4 | $678k | 7.1k | 94.92 | |
| Illumina (ILMN) | 0.4 | $677k | 4.2k | 162.16 | |
| Abbvie (ABBV) | 0.4 | $681k | 12k | 57.09 | |
| U.S. Bancorp (USB) | 0.4 | $658k | 16k | 40.59 | |
| Nextera Energy (NEE) | 0.4 | $670k | 5.7k | 118.33 | |
| Intel Corporation (INTC) | 0.3 | $638k | 20k | 32.37 | |
| Mid-America Apartment (MAA) | 0.3 | $631k | 6.2k | 102.19 | |
| Ameriprise Financial (AMP) | 0.3 | $617k | 6.6k | 94.01 | |
| Henry Schein (HSIC) | 0.3 | $604k | 3.5k | 172.57 | |
| Skyworks Solutions (SWKS) | 0.3 | $616k | 7.9k | 77.88 | |
| International Business Machines (IBM) | 0.3 | $599k | 4.0k | 151.42 | |
| Travelers Companies (TRV) | 0.3 | $572k | 4.9k | 116.62 | |
| Templeton Dragon Fund (TDF) | 0.3 | $578k | 34k | 17.11 | |
| Qualcomm (QCOM) | 0.3 | $557k | 11k | 51.16 | |
| Vanguard Emerging Markets ETF (VWO) | 0.3 | $554k | 16k | 34.60 | |
| Carnival Corporation (CCL) | 0.3 | $533k | 10k | 52.77 | |
| Halliburton Company (HAL) | 0.3 | $545k | 15k | 35.74 | |
| Wells Fargo & Company (WFC) | 0.3 | $525k | 11k | 48.40 | |
| Amgen (AMGN) | 0.3 | $525k | 3.5k | 150.00 | |
| Eaton (ETN) | 0.3 | $518k | 8.3k | 62.56 | |
| Newell Rubbermaid (NWL) | 0.3 | $505k | 11k | 44.30 | |
| Ventas (VTR) | 0.3 | $497k | 7.9k | 62.99 | |
| Lincoln National Corporation (LNC) | 0.3 | $482k | 12k | 39.19 | |
| Brown-Forman Corporation (BF.B) | 0.3 | $482k | 4.9k | 98.57 | |
| Anheuser-Busch InBev NV (BUD) | 0.3 | $477k | 3.8k | 124.71 | |
| Ciena Corporation (CIEN) | 0.3 | $488k | 26k | 19.04 | |
| Maxim Integrated Products | 0.3 | $474k | 13k | 36.74 | |
| ConAgra Foods (CAG) | 0.3 | $468k | 11k | 44.59 | |
| Baidu (BIDU) | 0.3 | $468k | 2.5k | 191.02 | |
| Norfolk Southern (NSC) | 0.2 | $454k | 5.5k | 83.30 | |
| Morgan Stanley (MS) | 0.2 | $456k | 18k | 24.99 | |
| Altria (MO) | 0.2 | $458k | 7.3k | 62.70 | |
| Royal Dutch Shell | 0.2 | $458k | 9.4k | 48.51 | |
| Brown-Forman Corporation (BF.A) | 0.2 | $446k | 4.2k | 106.70 | |
| Apollo Investment | 0.2 | $456k | 82k | 5.55 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.2 | $440k | 13k | 34.28 | |
| McDonald's Corporation (MCD) | 0.2 | $436k | 3.5k | 125.72 | |
| Lowe's Companies (LOW) | 0.2 | $440k | 5.8k | 75.77 | |
| American Express Company (AXP) | 0.2 | $414k | 6.7k | 61.38 | |
| PNC Financial Services (PNC) | 0.2 | $405k | 4.8k | 84.62 | |
| Jabil Circuit (JBL) | 0.2 | $415k | 22k | 19.26 | |
| Energy Transfer Partners | 0.2 | $410k | 13k | 32.30 | |
| Kinder Morgan (KMI) | 0.2 | $413k | 23k | 17.86 | |
| Hartford Financial Services (HIG) | 0.2 | $396k | 8.6k | 46.05 | |
| Anthem (ELV) | 0.2 | $395k | 2.8k | 138.84 | |
| Tractor Supply Company (TSCO) | 0.2 | $370k | 4.1k | 90.38 | |
| General Motors Company (GM) | 0.2 | $372k | 12k | 31.41 | |
| Comcast Corporation (CMCSA) | 0.2 | $353k | 5.8k | 61.07 | |
| Annaly Capital Management | 0.2 | $362k | 35k | 10.25 | |
| CBS Corporation | 0.2 | $354k | 6.4k | 55.08 | |
| Paypal Holdings (PYPL) | 0.2 | $361k | 9.4k | 38.61 | |
| Target Corporation (TGT) | 0.2 | $335k | 4.1k | 82.21 | |
| Stericycle (SRCL) | 0.2 | $334k | 2.7k | 126.04 | |
| Unilever (UL) | 0.2 | $339k | 7.5k | 45.20 | |
| Taiwan Semiconductor Mfg (TSM) | 0.2 | $322k | 12k | 26.21 | |
| Eli Lilly & Co. (LLY) | 0.2 | $321k | 4.5k | 72.11 | |
| Weyerhaeuser Company (WY) | 0.2 | $319k | 10k | 30.97 | |
| J.M. Smucker Company (SJM) | 0.2 | $316k | 2.4k | 129.83 | |
| Medtronic (MDT) | 0.2 | $315k | 4.2k | 75.00 | |
| MasterCard Incorporated (MA) | 0.2 | $305k | 3.2k | 94.43 | |
| Abbott Laboratories (ABT) | 0.2 | $314k | 7.5k | 41.89 | |
| Genuine Parts Company (GPC) | 0.2 | $314k | 3.2k | 99.21 | |
| Union Pacific Corporation (UNP) | 0.2 | $300k | 3.8k | 79.66 | |
| Criteo Sa Ads (CRTO) | 0.2 | $311k | 7.5k | 41.47 | |
| Alibaba Group Holding (BABA) | 0.2 | $297k | 3.8k | 78.99 | |
| Wal-Mart Stores (WMT) | 0.2 | $286k | 4.2k | 68.37 | |
| BioMarin Pharmaceutical (BMRN) | 0.2 | $285k | 3.5k | 82.61 | |
| Cavium | 0.2 | $294k | 4.8k | 61.25 | |
| Devon Energy Corporation (DVN) | 0.1 | $267k | 9.7k | 27.42 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $274k | 4.0k | 68.50 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $268k | 4.7k | 57.22 | |
| Tenne | 0.1 | $278k | 5.4k | 51.48 | |
| Royal Caribbean Cruises (RCL) | 0.1 | $257k | 3.1k | 82.11 | |
| LifePoint Hospitals | 0.1 | $243k | 3.5k | 69.23 | |
| Advance Auto Parts (AAP) | 0.1 | $243k | 1.5k | 160.40 | |
| India Fund (IFN) | 0.1 | $232k | 10k | 22.96 | |
| Hillenbrand (HI) | 0.1 | $231k | 7.7k | 29.95 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $235k | 2.5k | 94.00 | |
| Baker Hughes Incorporated | 0.1 | $232k | 5.3k | 43.77 | |
| Starbucks Corporation (SBUX) | 0.1 | $238k | 4.0k | 59.74 | |
| Texas Roadhouse (TXRH) | 0.1 | $240k | 5.5k | 43.64 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $229k | 2.5k | 93.05 | |
| iShares Russell 2000 Growth Index (IWO) | 0.1 | $226k | 1.7k | 132.86 | |
| iShares Russell Midcap Growth Idx. (IWP) | 0.1 | $237k | 2.6k | 92.04 | |
| United Parcel Service (UPS) | 0.1 | $207k | 2.0k | 105.38 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $213k | 1.00 | 213000.00 | |
| eBay (EBAY) | 0.1 | $223k | 9.4k | 23.85 | |
| Ford Motor Company (F) | 0.1 | $207k | 15k | 13.50 | |
| Activision Blizzard | 0.1 | $207k | 6.1k | 33.89 | |
| Skechers USA (SKX) | 0.1 | $207k | 6.8k | 30.44 | |
| Cameron International Corporation | 0.1 | $223k | 3.3k | 67.07 | |
| Hertz Global Holdings | 0.1 | $192k | 18k | 10.53 | |
| KKR & Co | 0.1 | $201k | 14k | 14.71 | |
| Hewlett Packard Enterprise (HPE) | 0.1 | $190k | 11k | 17.72 | |
| Trina Solar | 0.1 | $144k | 15k | 9.93 | |
| Liberty All-Star Equity Fund (USA) | 0.1 | $138k | 28k | 4.98 | |
| Hp (HPQ) | 0.1 | $132k | 11k | 12.31 | |
| BGC Partners | 0.1 | $108k | 12k | 9.00 | |
| Eaton Vance Tax-Managed Global Dive Eq (EXG) | 0.1 | $95k | 11k | 9.00 | |
| Genspera | 0.0 | $30k | 230k | 0.13 | |
| China Green Agriculture | 0.0 | $15k | 11k | 1.36 | |
| Reneuron Group Plc Ord F | 0.0 | $5.0k | 100k | 0.05 | |
| Wonder Auto Tech Inc Xxx Escro | 0.0 | $0 | 14k | 0.00 |
