Regent Investment Management

Regent Investment Management as of June 30, 2016

Portfolio Holdings for Regent Investment Management

Regent Investment Management holds 182 positions in its portfolio as reported in the June 2016 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
CVS Caremark Corporation (CVS) 3.6 $6.7M 70k 95.74
Walgreen Boots Alliance (WBA) 3.4 $6.3M 76k 83.27
JPMorgan Chase & Co. (JPM) 3.0 $5.4M 87k 62.14
Apple (AAPL) 2.9 $5.3M 56k 95.61
Johnson & Johnson (JNJ) 2.9 $5.3M 44k 121.29
Farmers Capital Bank 2.5 $4.5M 165k 27.35
Procter & Gamble Company (PG) 2.3 $4.3M 51k 84.67
Celgene Corporation 2.2 $4.0M 41k 98.64
Alphabet Inc Class C cs (GOOG) 1.9 $3.6M 5.2k 692.10
Facebook Inc cl a (META) 1.9 $3.5M 31k 114.27
Gilead Sciences (GILD) 1.8 $3.3M 39k 83.42
Time Warner 1.7 $3.1M 43k 73.55
Chevron Corporation (CVX) 1.5 $2.8M 27k 104.83
priceline.com Incorporated 1.5 $2.7M 2.2k 1248.26
Alphabet Inc Class A cs (GOOGL) 1.4 $2.6M 3.7k 703.57
McKesson Corporation (MCK) 1.4 $2.5M 14k 186.65
General Electric Company 1.4 $2.5M 79k 31.49
At&t (T) 1.3 $2.4M 57k 43.22
V.F. Corporation (VFC) 1.3 $2.5M 40k 61.48
Merck & Co (MRK) 1.2 $2.3M 39k 57.61
Coca-Cola Company (KO) 1.1 $2.1M 46k 45.32
Verizon Communications (VZ) 1.1 $2.0M 36k 55.83
Prudential Financial (PRU) 1.1 $2.0M 28k 71.35
Cisco Systems (CSCO) 1.1 $2.0M 69k 28.69
Whirlpool Corporation (WHR) 1.1 $2.0M 12k 166.61
Mylan Nv 1.1 $1.9M 45k 43.24
Diageo (DEO) 1.0 $1.9M 17k 112.87
Kraft Heinz (KHC) 1.0 $1.8M 21k 88.48
Bristol Myers Squibb (BMY) 1.0 $1.8M 25k 73.57
General Mills (GIS) 0.9 $1.7M 25k 71.31
UnitedHealth (UNH) 0.9 $1.6M 12k 141.21
Honeywell International (HON) 0.9 $1.6M 14k 116.29
AmerisourceBergen (COR) 0.9 $1.6M 20k 79.30
Kimberly-Clark Corporation (KMB) 0.8 $1.6M 11k 137.44
TJX Companies (TJX) 0.8 $1.6M 20k 77.23
Pfizer (PFE) 0.8 $1.5M 43k 35.21
Express Scripts Holding 0.8 $1.5M 19k 75.78
Kroger (KR) 0.8 $1.4M 39k 36.78
Thermo Fisher Scientific (TMO) 0.7 $1.4M 9.2k 147.74
Williams Companies (WMB) 0.7 $1.4M 63k 21.63
E.I. du Pont de Nemours & Company 0.7 $1.3M 20k 64.78
StoneMor Partners 0.7 $1.3M 53k 25.06
Exxon Mobil Corporation (XOM) 0.7 $1.3M 14k 93.77
Landmark Infrastructure 0.7 $1.3M 77k 16.46
3M Company (MMM) 0.7 $1.2M 6.9k 175.16
Chubb (CB) 0.7 $1.2M 9.1k 130.70
Schlumberger (SLB) 0.6 $1.2M 15k 79.09
FedEx Corporation (FDX) 0.6 $1.1M 7.5k 151.75
Cardinal Health (CAH) 0.6 $1.1M 15k 78.01
Home Depot (HD) 0.6 $1.1M 8.4k 127.63
Oracle Corporation (ORCL) 0.6 $1.1M 26k 40.92
Texas Instruments Incorporated (TXN) 0.6 $1.0M 17k 62.67
Mondelez Int (MDLZ) 0.6 $1.0M 22k 45.49
ConocoPhillips (COP) 0.5 $959k 22k 43.61
Capitala Finance 0.5 $959k 69k 14.01
Yum! Brands (YUM) 0.5 $937k 11k 82.92
iShares Russell 2000 Value Index (IWN) 0.5 $938k 9.6k 97.29
American International (AIG) 0.5 $911k 17k 52.90
EMC Corporation 0.5 $875k 32k 27.16
iShares Russell Midcap Index Fund (IWR) 0.5 $888k 5.3k 168.12
Abbvie (ABBV) 0.5 $874k 14k 61.90
Lamar Advertising Co-a (LAMR) 0.5 $860k 13k 66.28
Allergan 0.5 $871k 3.8k 231.22
United Technologies Corporation 0.5 $841k 8.2k 102.50
MetLife (MET) 0.5 $848k 21k 39.82
Walt Disney Company (DIS) 0.5 $833k 8.5k 97.77
Brown-Forman Corporation (BF.B) 0.5 $827k 8.3k 99.76
Stryker Corporation (SYK) 0.4 $816k 6.8k 119.89
Humana (HUM) 0.4 $818k 4.5k 179.98
Schwab Emerging Markets Equity ETF (SCHE) 0.4 $812k 38k 21.29
Pepsi (PEP) 0.4 $799k 7.5k 105.95
Phillips 66 (PSX) 0.4 $799k 10k 79.34
Macy's (M) 0.4 $758k 23k 33.60
Microsoft Corporation (MSFT) 0.4 $735k 14k 51.17
Nextera Energy (NEE) 0.4 $722k 5.5k 130.43
Philip Morris International (PM) 0.4 $723k 7.1k 101.66
Danaher Corporation (DHR) 0.4 $721k 7.1k 100.94
Hewlett Packard Enterprise (HPE) 0.4 $719k 39k 18.27
International Business Machines (IBM) 0.4 $704k 4.6k 151.82
Intel Corporation (INTC) 0.4 $687k 21k 32.81
Halliburton Company (HAL) 0.4 $682k 15k 45.29
ON Semiconductor (ON) 0.4 $678k 77k 8.81
Mid-America Apartment (MAA) 0.4 $657k 6.2k 106.40
Delta Air Lines (DAL) 0.4 $662k 18k 36.45
U.S. Bancorp (USB) 0.3 $651k 16k 40.34
Henry Schein (HSIC) 0.3 $619k 3.5k 176.86
Travelers Companies (TRV) 0.3 $584k 4.9k 119.06
Illumina (ILMN) 0.3 $597k 4.3k 140.47
Seagate Technology Com Stk 0.3 $582k 24k 24.37
Skyworks Solutions (SWKS) 0.3 $589k 9.3k 63.27
Ameriprise Financial (AMP) 0.3 $572k 6.4k 89.89
Wells Fargo & Company (WFC) 0.3 $573k 12k 47.36
Qualcomm (QCOM) 0.3 $576k 11k 53.57
Carnival Corporation (CCL) 0.3 $530k 12k 44.17
Newell Rubbermaid (NWL) 0.3 $530k 11k 48.54
Amgen (AMGN) 0.3 $533k 3.5k 152.29
Ciena Corporation (CIEN) 0.3 $507k 27k 18.75
Vanguard Emerging Markets ETF (VWO) 0.3 $515k 15k 35.25
Morgan Stanley (MS) 0.3 $500k 19k 25.97
Altria (MO) 0.3 $504k 7.3k 68.99
Ventas (VTR) 0.3 $502k 6.9k 72.84
Energy Transfer Partners 0.3 $494k 13k 38.05
Eaton (ETN) 0.3 $495k 8.3k 59.73
Lincoln National Corporation (LNC) 0.3 $477k 12k 38.78
Royal Dutch Shell 0.3 $478k 8.6k 55.32
iShares MSCI Brazil Index (EWZ) 0.3 $471k 16k 30.19
Abbott Laboratories (ABT) 0.2 $459k 12k 39.28
Norfolk Southern (NSC) 0.2 $464k 5.5k 85.14
Maxim Integrated Products 0.2 $455k 13k 35.69
Brown-Forman Corporation (BF.A) 0.2 $452k 4.2k 108.13
ConAgra Foods (CAG) 0.2 $454k 9.5k 47.81
iShares MSCI Emerging Markets Indx (EEM) 0.2 $441k 13k 34.36
Emerson Electric (EMR) 0.2 $441k 8.4k 52.21
Anheuser-Busch InBev NV (BUD) 0.2 $448k 3.4k 131.76
Apollo Investment 0.2 $449k 81k 5.54
Lowe's Companies (LOW) 0.2 $419k 5.3k 79.25
Kindred Healthcare 0.2 $416k 37k 11.28
Templeton Dragon Fund (TDF) 0.2 $427k 25k 17.32
American Express Company (AXP) 0.2 $410k 6.7k 60.79
Criteo Sa Ads (CRTO) 0.2 $404k 8.8k 45.91
Hartford Financial Services (HIG) 0.2 $382k 8.6k 44.42
PNC Financial Services (PNC) 0.2 $377k 4.6k 81.33
Tractor Supply Company (TSCO) 0.2 $371k 4.1k 91.18
J.M. Smucker Company (SJM) 0.2 $371k 2.4k 152.42
Baidu (BIDU) 0.2 $372k 2.3k 165.33
Unilever (UL) 0.2 $359k 7.5k 47.87
Anthem (ELV) 0.2 $374k 2.8k 131.46
Medtronic (MDT) 0.2 $364k 4.2k 86.67
Eli Lilly & Co. (LLY) 0.2 $342k 4.4k 78.65
Jabil Circuit (JBL) 0.2 $346k 19k 18.45
Paypal Holdings (PYPL) 0.2 $341k 9.4k 36.47
Comcast Corporation (CMCSA) 0.2 $338k 5.2k 65.25
Taiwan Semiconductor Mfg (TSM) 0.2 $322k 12k 26.21
Devon Energy Corporation (DVN) 0.2 $336k 9.3k 36.20
McDonald's Corporation (MCD) 0.2 $326k 2.7k 120.52
Union Pacific Corporation (UNP) 0.2 $329k 3.8k 87.36
General Motors Company (GM) 0.2 $335k 12k 28.27
Annaly Capital Management 0.2 $314k 28k 11.08
Berkshire Hathaway (BRK.B) 0.2 $312k 2.2k 144.58
Wal-Mart Stores (WMT) 0.2 $305k 4.2k 72.91
Genuine Parts Company (GPC) 0.2 $320k 3.2k 101.11
Adobe Systems Incorporated (ADBE) 0.2 $307k 3.2k 95.64
Royal Dutch Shell 0.2 $318k 5.7k 55.94
Weyerhaeuser Company (WY) 0.2 $307k 10k 29.81
American Airls (AAL) 0.2 $309k 11k 28.35
Royal Caribbean Cruises (RCL) 0.2 $291k 4.3k 67.21
Occidental Petroleum Corporation (OXY) 0.2 $302k 4.0k 75.50
MasterCard Incorporated (MA) 0.1 $276k 3.1k 88.18
BioMarin Pharmaceutical (BMRN) 0.1 $268k 3.5k 77.68
Dow Chemical Company 0.1 $274k 5.5k 49.64
Target Corporation (TGT) 0.1 $285k 4.1k 69.94
Stericycle (SRCL) 0.1 $276k 2.7k 104.15
Alibaba Group Holding (BABA) 0.1 $283k 3.6k 79.49
iShares MSCI EAFE Index Fund (EFA) 0.1 $261k 4.7k 55.87
Tenne 0.1 $252k 5.4k 46.67
Skechers USA (SKX) 0.1 $262k 8.8k 29.77
Texas Roadhouse (TXRH) 0.1 $251k 5.5k 45.64
CBS Corporation 0.1 $246k 4.5k 54.34
Hillenbrand (HI) 0.1 $232k 7.7k 30.08
Baker Hughes Incorporated 0.1 $239k 5.3k 45.09
Activision Blizzard 0.1 $242k 6.1k 39.62
iShares Russell 2000 Growth Index (IWO) 0.1 $233k 1.7k 136.98
iShares Russell Midcap Growth Idx. (IWP) 0.1 $241k 2.6k 93.59
LifePoint Hospitals 0.1 $229k 3.5k 65.24
Berkshire Hathaway (BRK.A) 0.1 $217k 1.00 217000.00
eBay (EBAY) 0.1 $219k 9.4k 23.42
Hershey Company (HSY) 0.1 $229k 2.0k 113.37
Zimmer Holdings (ZBH) 0.1 $217k 1.8k 120.56
United Parcel Service (UPS) 0.1 $212k 2.0k 107.65
Starbucks Corporation (SBUX) 0.1 $205k 3.6k 57.20
Hertz Global Holdings 0.1 $202k 18k 11.08
Ford Motor Company (F) 0.1 $193k 15k 12.59
KKR & Co 0.1 $158k 13k 12.33
Liberty All-Star Equity Fund (USA) 0.1 $139k 28k 5.02
BGC Partners 0.1 $105k 12k 8.71
Trina Solar 0.1 $112k 15k 7.72
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $89k 11k 8.50
Genspera 0.0 $28k 230k 0.12
China Green Agriculture 0.0 $13k 10k 1.30
Reneuron Group Plc Ord F 0.0 $4.0k 100k 0.04
Wonder Auto Tech Inc Xxx Escro 0.0 $0 11k 0.00
First Mexican Gold F 0.0 $1.0k 25k 0.04