Relative Value Partners

Relative Value Partners as of Sept. 30, 2013

Portfolio Holdings for Relative Value Partners

Relative Value Partners holds 88 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BlackRock Credit All Inc Trust IV (BTZ) 8.6 $56M 4.3M 13.04
iShares S&P 100 Index (OEF) 8.3 $53M 714k 74.84
AllianceBernstein Income Fund 5.8 $37M 5.3M 7.04
Eaton Vance Tax Managed Diversified Eq. (ETY) 5.4 $35M 3.5M 10.08
Royce Value Trust (RVT) 5.2 $33M 2.2M 14.85
Tri-Continental Corporation (TY) 5.1 $33M 1.8M 18.32
Eaton Vance Risk Managed Diversified (ETJ) 5.1 $33M 3.0M 10.81
Vanguard Total Stock Market ETF (VTI) 4.6 $29M 336k 87.65
Zweig Total Return 4.5 $29M 2.2M 13.10
Special Opportunities Fund (SPE) 4.0 $26M 1.5M 17.61
BlackRock Enhanced Dividend Achievers Tr (BDJ) 3.6 $23M 3.1M 7.52
Putnam Premier Income Trust (PPT) 3.1 $20M 3.8M 5.26
Liberty All-Star Equity Fund (USA) 2.6 $17M 3.1M 5.41
BlackRock Global Opportunities Equity Tr (BOE) 2.5 $16M 1.1M 13.99
MFS Multimarket Income Trust (MMT) 2.5 $16M 2.4M 6.61
MFS Charter Income Trust (MCR) 2.4 $16M 1.7M 8.95
Powershares Senior Loan Portfo mf 2.2 $14M 569k 24.68
Vanguard Total Bond Market ETF (BND) 2.0 $13M 163k 80.88
Western Asset Inflation Mgnt Fnd (IMF) 1.9 $13M 759k 16.42
Zweig Fund 1.8 $11M 834k 13.51
MFS Intermediate Income Trust (MIN) 1.6 $10M 1.9M 5.31
MFS Government Markets Income Trust (MGF) 1.6 $10M 1.8M 5.67
Eaton Vance Tax-Managed Global Dive Eq (EXG) 1.4 $8.8M 936k 9.38
Vanguard Information Technology ETF (VGT) 1.3 $8.4M 104k 80.70
Eaton Vance Tax Managed Buy Write Opport (ETV) 0.8 $5.3M 408k 13.07
Eaton Vance Limited Duration Income Fund (EVV) 0.8 $5.2M 332k 15.64
Western Asset Vrble Rate Strtgc Fnd 0.8 $5.1M 297k 17.00
Nexpoint Credit Strategies 0.8 $5.0M 656k 7.65
Allianzgi Equity & Conv In 0.7 $4.5M 244k 18.57
Eaton Vance Short Duration Diversified I (EVG) 0.7 $4.5M 288k 15.49
Pimco Total Return Etf totl (BOND) 0.7 $4.5M 42k 105.88
Proshs Ultrashrt S&p500 Prosha etf 0.7 $4.2M 114k 36.58
Market Vectors Gold Miners ETF 0.6 $3.9M 157k 25.02
Nuveen Equity Premium Advantage Fund 0.6 $3.5M 289k 12.13
Nuveen Equity Premium and Growth Fund (SPXX) 0.5 $3.5M 256k 13.50
BlackRock Enhanced Capital and Income (CII) 0.5 $3.0M 235k 12.94
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.5 $2.9M 29k 102.11
Nuveen Equity Premium Opportunity Fund 0.4 $2.5M 210k 12.06
Ellsworth Fund (ECF) 0.4 $2.3M 296k 7.87
Eaton Vance Enhanced Equity Income Fund (EOI) 0.3 $1.9M 161k 12.06
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.2 $1.6M 124k 12.87
Macquarie Global Infr Total Rtrn Fnd 0.2 $1.3M 59k 21.65
Nuveen Equity Premium Income Fund (BXMX) 0.1 $886k 73k 12.09
Loews Corporation (L) 0.1 $804k 17k 46.74
BlackRock Enhanced Government Fund (EGF) 0.1 $802k 57k 14.19
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.1 $690k 90k 7.69
iShares MSCI EAFE Index Fund (EFA) 0.1 $578k 9.1k 63.77
Virtus Total Return Fund Cef 0.1 $578k 147k 3.94
Polonia Bancorp Inc Md 0.1 $584k 58k 10.01
Microsoft Corporation (MSFT) 0.1 $534k 16k 33.29
Chevron Corporation (CVX) 0.1 $486k 4.0k 121.50
Intel Corporation (INTC) 0.1 $539k 24k 22.91
OmniAmerican Ban 0.1 $532k 22k 24.46
Spdr Euro Stoxx 50 Etf (FEZ) 0.1 $522k 14k 38.42
Johnson & Johnson (JNJ) 0.1 $444k 5.1k 86.72
Eaton Vance Tax-Managed Global Buy-Write (ETW) 0.1 $468k 41k 11.34
Putnam Municipal Opportunities Trust (PMO) 0.1 $448k 41k 10.93
Utilities SPDR (XLU) 0.1 $362k 9.7k 37.32
Morgan Stanley Asia Pacific Fund 0.1 $375k 22k 16.73
Citigroup (C) 0.1 $389k 8.0k 48.48
JPMorgan Chase & Co. (JPM) 0.1 $297k 5.8k 51.65
Pfizer (PFE) 0.1 $315k 11k 28.75
Merck & Co (MRK) 0.1 $309k 6.5k 47.54
iShares MSCI Japan Index 0.1 $318k 27k 11.93
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $297k 32k 9.35
New Germany Fund (GF) 0.1 $308k 15k 20.57
WisdomTree Japan Total Dividend (DXJ) 0.1 $290k 6.1k 47.89
Nuveen Mult Curr St Gv Incm 0.1 $338k 32k 10.48
THE GDL FUND Closed-End fund (GDL) 0.1 $310k 28k 11.28
Allianzgi Nfj Divid Int Prem S cefs 0.1 $342k 20k 16.85
Bank of America Corporation (BAC) 0.0 $252k 18k 13.83
General Electric Company 0.0 $252k 11k 23.87
Cisco Systems (CSCO) 0.0 $237k 10k 23.47
Procter & Gamble Company (PG) 0.0 $227k 3.0k 75.67
CFS Ban 0.0 $241k 22k 11.10
SPDR Gold Trust (GLD) 0.0 $280k 2.2k 128.38
Technology SPDR (XLK) 0.0 $279k 8.7k 32.02
Vanguard Emerging Markets ETF (VWO) 0.0 $265k 6.6k 40.16
iShares Lehman Short Treasury Bond (SHV) 0.0 $245k 2.2k 110.36
Nuveen Muni Value Fund (NUV) 0.0 $247k 27k 9.15
General Mtrs Co *w exp 07/10/201 0.0 $238k 9.0k 26.44
ConocoPhillips (COP) 0.0 $202k 2.9k 69.66
Intervest Bancshares 0.0 $167k 21k 7.95
Aberdeen Asia-Pacific Income Fund 0.0 $168k 28k 6.05
Alerian Mlp Etf 0.0 $209k 12k 17.57
MFS InterMarket Income Trust I 0.0 $218k 27k 8.02
Cys Investments 0.0 $85k 11k 8.11
Alexco Resource Corp 0.0 $22k 16k 1.42