Relative Value Partners

Relative Value Partners as of Sept. 30, 2014

Portfolio Holdings for Relative Value Partners

Relative Value Partners holds 110 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 100 Index (OEF) 8.7 $71M 800k 88.16
BlackRock Credit All Inc Trust IV (BTZ) 8.0 $65M 4.9M 13.31
Special Opportunities Fund (SPE) 4.9 $40M 2.4M 16.67
Tri-Continental Corporation (TY) 4.8 $39M 1.9M 20.87
BlackRock Enhanced Dividend Achievers Tr (BDJ) 4.8 $39M 4.7M 8.20
Eaton Vance Risk Managed Diversified (ETJ) 4.2 $34M 2.9M 11.69
Diversified Real Asset Inc F 4.1 $33M 1.9M 17.73
AllianceBernstein Income Fund 4.0 $33M 4.3M 7.50
Zweig Total Return 4.0 $32M 2.3M 13.85
Putnam Premier Income Trust (PPT) 3.8 $31M 5.7M 5.48
Vanguard Total Bond Market ETF (BND) 3.5 $29M 352k 81.93
Vanguard Total Stock Market ETF (VTI) 3.5 $28M 278k 101.24
Royce Value Trust (RVT) 3.4 $27M 1.9M 14.50
MFS Charter Income Trust (MCR) 2.8 $23M 2.6M 8.86
MFS Multimarket Income Trust (MMT) 2.8 $22M 3.5M 6.42
Eaton Vance Short Duration Diversified I (EVG) 2.7 $22M 1.5M 14.67
Western Asset Vrble Rate Strtgc Fnd 2.5 $20M 1.2M 17.08
MFS Government Markets Income Trust (MGF) 2.2 $18M 3.2M 5.70
BlackRock Global Opportunities Equity Tr (BOE) 2.1 $18M 1.2M 14.11
Eaton Vance Tax Managed Diversified Eq. (ETY) 2.1 $17M 1.5M 11.41
Liberty All-Star Equity Fund (USA) 2.1 $17M 2.9M 5.83
MFS Intermediate Income Trust (MIN) 2.0 $17M 3.3M 5.01
TCW Strategic Income Fund (TSI) 1.6 $13M 2.4M 5.63
Zweig Fund 1.4 $12M 772k 15.18
Vanguard Energy ETF (VDE) 1.3 $11M 81k 131.12
Eaton Vance Limited Duration Income Fund (EVV) 1.2 $9.8M 670k 14.58
Vanguard Information Technology ETF (VGT) 1.2 $9.7M 97k 100.08
BlackRock Enhanced Government Fund (EGF) 0.9 $7.1M 506k 14.04
Blackstone Gso Flting Rte Fu (BSL) 0.8 $6.7M 390k 17.17
First Tr Inter Duration Pfd & Income (FPF) 0.8 $6.2M 284k 21.72
Blackrock Multi-sector Incom other (BIT) 0.6 $5.1M 287k 17.74
Allianzgi Equity & Conv In 0.5 $4.1M 204k 19.87
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.4 $3.2M 361k 8.93
Western Asset Global Cp Defi (GDO) 0.4 $3.2M 177k 18.19
Flaherty & Crumrine Dyn P (DFP) 0.4 $3.3M 144k 22.59
Market Vectors Gold Miners ETF 0.4 $3.0M 140k 21.36
Proshs Ultrashrt S&p500 Prosha etf 0.3 $2.8M 113k 24.67
Nuveen Equity Premium and Growth Fund (SPXX) 0.3 $2.6M 184k 14.06
Apollo Tactical Income Fd In (AIF) 0.3 $2.6M 149k 17.30
Ellsworth Fund (ECF) 0.3 $2.3M 271k 8.65
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 0.2 $1.4M 116k 11.93
Royce Global Value Tr (RGT) 0.1 $1.1M 128k 8.71
OmniAmerican Ban 0.1 $1.0M 40k 25.99
Nuveen Muni Value Fund (NUV) 0.1 $1.1M 114k 9.41
Blackstone Gso Lng Shrt Cr I (BGX) 0.1 $972k 58k 16.69
Nuveen Equity Premium Income Fund (BXMX) 0.1 $865k 68k 12.74
Loews Corporation (L) 0.1 $733k 18k 41.67
Intel Corporation (INTC) 0.1 $757k 22k 34.82
Eaton Vance Enhanced Equity Income Fund (EOI) 0.1 $743k 54k 13.71
Madison Strategic Sector Premium Fund 0.1 $742k 60k 12.39
Microsoft Corporation (MSFT) 0.1 $648k 14k 46.39
Ares Capital Corporation (ARCC) 0.1 $656k 41k 16.16
Blackrock Defined Opprty Cr 0.1 $653k 49k 13.43
Nuveen Multi-mkt Inc Income (JMM) 0.1 $666k 88k 7.55
Two Harbors Investment 0.1 $599k 62k 9.66
Johnson & Johnson (JNJ) 0.1 $546k 5.1k 106.64
Nuveen Equity Premium Advantage Fund 0.1 $551k 42k 13.06
Ares Coml Real Estate (ACRE) 0.1 $552k 47k 11.70
Polonia Bancorp Inc Md 0.1 $593k 58k 10.30
Markit 0.1 $585k 25k 23.34
Chevron Corporation (CVX) 0.1 $477k 4.0k 119.25
SPDR Gold Trust (GLD) 0.1 $514k 4.4k 116.11
Anworth Mortgage Asset Corporation 0.1 $484k 101k 4.79
Hatteras Financial 0.1 $455k 25k 17.95
Putnam Master Int. Income (PIM) 0.1 $458k 91k 5.03
Putnam Municipal Opportunities Trust (PMO) 0.1 $480k 41k 11.71
Blackstone Mtg Tr (BXMT) 0.1 $518k 19k 27.09
Pfizer (PFE) 0.1 $383k 13k 29.56
Merck & Co (MRK) 0.1 $385k 6.5k 59.23
iShares MSCI EAFE Index Fund (EFA) 0.1 $424k 6.6k 64.09
PowerShares DB Com Indx Trckng Fund 0.1 $378k 16k 23.24
Intervest Bancshares 0.1 $396k 42k 9.55
Rydex S&P Equal Weight ETF 0.1 $436k 5.8k 75.72
Utilities SPDR (XLU) 0.1 $375k 8.9k 42.13
Vanguard Small-Cap ETF (VB) 0.1 $386k 3.5k 110.70
Nuveen NY Municipal Value (NNY) 0.1 $368k 38k 9.72
Citigroup (C) 0.1 $415k 8.0k 51.88
Whitehorse Finance (WHF) 0.1 $383k 29k 13.26
Fs Investment Corporation 0.1 $378k 35k 10.78
JPMorgan Chase & Co. (JPM) 0.0 $301k 5.0k 60.20
Bank of America Corporation (BAC) 0.0 $311k 18k 17.06
General Electric Company 0.0 $322k 13k 25.64
PennantPark Investment (PNNT) 0.0 $311k 29k 10.91
MFA Mortgage Investments 0.0 $350k 45k 7.78
Vanguard REIT ETF (VNQ) 0.0 $319k 4.4k 71.83
SPDR Barclays Capital High Yield B 0.0 $292k 7.3k 40.19
Spdr Euro Stoxx 50 Etf (FEZ) 0.0 $293k 7.4k 39.76
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $362k 27k 13.57
THE GDL FUND Closed-End fund (GDL) 0.0 $290k 28k 10.55
Allianzgi Nfj Divid Int Prem S cefs 0.0 $357k 20k 18.27
Cisco Systems (CSCO) 0.0 $272k 11k 25.19
Union Pacific Corporation (UNP) 0.0 $236k 2.2k 108.26
ConocoPhillips (COP) 0.0 $222k 2.9k 76.55
Procter & Gamble Company (PG) 0.0 $251k 3.0k 83.67
Alerian Mlp Etf 0.0 $228k 12k 19.17
New Germany Fund (GF) 0.0 $212k 13k 16.70
Invesco Mortgage Capital 0.0 $252k 16k 15.71
Saratoga Investment (SAR) 0.0 $218k 14k 16.01
Eaton Vance Senior Income Trust (EVF) 0.0 $271k 42k 6.50
Blackrock Res & Commodities Strategy Tr (BCX) 0.0 $209k 19k 11.24
Nexpoint Credit Strategies 0.0 $227k 21k 10.62
iShares MSCI Japan Index 0.0 $149k 13k 11.77
Apollo Commercial Real Est. Finance (ARI) 0.0 $201k 13k 15.74
Nuveen Global Govt. Enhanced Income Fund 0.0 $141k 11k 12.40
MFS InterMarket Income Trust I 0.0 $181k 22k 8.37
New Mountain Finance Corp (NMFC) 0.0 $155k 11k 14.70
Virtus Total Return Fund Cef 0.0 $178k 38k 4.66
Alpine Total Dyn Fd New cefs 0.0 $144k 17k 8.50
Talmer Ban 0.0 $156k 11k 13.84
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.0 $101k 13k 7.56