Relative Value Partners

Relative Value Partners Group as of Sept. 30, 2017

Portfolio Holdings for Relative Value Partners Group

Relative Value Partners Group holds 116 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr Series Trust S&p Bk Etf (KBE) 7.3 $67M 265k 252.53
Ishares Tr S&p 100 Etf (OEF) 5.6 $52M 463k 111.30
Nuveen Mtg opportunity term (JLS) 3.9 $36M 1.4M 25.36
Ishares Tr Us Treas Etf (GOVT) 3.9 $36M 1.4M 25.24
Tri-Continental Corporation (TY) 3.8 $35M 1.4M 25.55
TCW Strategic Income Fund (TSI) 3.4 $32M 5.4M 5.80
Powershares Etf Trust Ftse Rafi 1000 3.4 $31M 291k 107.15
Gdl Fund Com Sh Ben It (GDL) 3.2 $29M 2.9M 10.20
Special Opportunities Fund (SPE) 3.2 $29M 1.9M 15.74
Eaton Vance Limited Duration Income Fund (EVV) 3.1 $28M 2.0M 14.03
BlackRock Floating Rate Income Strat. Fn (FRA) 3.1 $28M 2.0M 14.36
Special Opportunities Pfd Conv Se B 2.9 $27M 1.0M 25.59
BlackRock Credit All Inc Trust IV (BTZ) 2.9 $27M 2.0M 13.57
Mfs Charter Income Tr Sh Ben Int (MCR) 2.8 $26M 3.0M 8.67
Vanguard Bd Index Short Trm Bond (BSV) 2.8 $25M 319k 79.82
Allianzgi Nfj Divid Int Prem S cefs 2.7 $25M 1.9M 13.40
Ishares Tr Fltg Rate Bd Etf (FLOT) 2.6 $24M 466k 50.94
Vanguard Index Fds Total Stk Mkt (VTI) 2.5 $23M 176k 129.52
Ishares Tr 3-7 Yr Tr Bd Etf (IEI) 2.3 $22M 174k 123.51
Wisdomtree Tr Us Qtly Div Grt (DGRW) 2.1 $19M 506k 38.16
General American Investors (GAM) 1.9 $17M 480k 36.01
Deutsche Multi-mkt Income Tr SHS 1.8 $17M 1.9M 8.96
Nuveen Real (JRI) 1.7 $16M 884k 17.99
Mfs Intermed Income Tr Sh Ben Int (MIN) 1.7 $15M 3.6M 4.28
Western Asset Vrble Rate Strtgc Fnd 1.6 $14M 819k 17.39
Mfs Govt Mkts Incm Tr Sh Ben Int (MGF) 1.5 $14M 2.8M 4.94
Spdr Index Shs Fds Euro Stoxx 50 (FEZ) 1.5 $13M 325k 41.25
Vanguard World Fds Inf Tech Etf (VGT) 1.4 $13M 84k 152.41
BlackRock Enhanced Dividend Achievers Tr (BDJ) 1.3 $12M 1.3M 9.07
Liberty All Star Equity Sh Ben Int (USA) 1.3 $12M 1.9M 6.03
Templeton Emerging Markets (EMF) 1.2 $11M 662k 16.49
Ishares Tr 7-10yr Tr Bd Etf (IEF) 1.1 $10M 95k 106.52
Eaton Vance Short Duration Diversified I (EVG) 1.1 $10M 703k 14.24
Spdr Index Shs Fds S&p Em Mkt Div (EDIV) 1.0 $9.1M 300k 30.46
Alps Etf Tr Alerian Mlp 1.0 $9.0M 806k 11.22
Pioneer Floating Rate Trust (PHD) 0.8 $6.9M 580k 11.96
Blackrock Ltd Duration Com Shs (BLW) 0.6 $5.9M 366k 16.11
Deutsche High Income Opport 0.6 $5.2M 345k 15.13
Nuveen Mortgage opportunity trm fd2 0.6 $5.2M 211k 24.55
Deutsche Strategic Income Tr SHS 0.6 $5.2M 414k 12.46
First Trust/Four Corners SFRI Fund II (FCT) 0.5 $4.4M 326k 13.49
Ares Coml Real Estate (ACRE) 0.5 $4.2M 309k 13.58
PennantPark Investment (PNNT) 0.4 $4.0M 539k 7.51
Rivernorth Doubleline Strate (OPP) 0.4 $3.8M 199k 19.10
Ares Capital Corporation (ARCC) 0.4 $3.8M 230k 16.39
Pennantpark Floating Rate Capi (PFLT) 0.4 $3.7M 259k 14.48
Ladder Corp Cl A (LADR) 0.4 $3.6M 264k 13.78
BlackRock Enhanced Government Fund (EGF) 0.4 $3.5M 258k 13.63
Nuveen Cr Strategies Incm Com Shs (JQC) 0.3 $3.2M 374k 8.49
Eaton Vance Risk Managed Diversified (ETJ) 0.3 $2.5M 262k 9.43
Wells Fargo Perp Pfd Cnv A (WFC.PL) 0.3 $2.4M 1.8k 1315.11
Colony Northstar Cl A Com 0.3 $2.4M 187k 12.83
Tortoise Pwr & Energy 0.2 $2.2M 104k 21.30
American Cap Sr Floating 0.2 $2.2M 187k 11.50
Equity Comwlth Com Sh Ben Int (EQC) 0.2 $1.6M 53k 30.41
Anworth Mortgage Asset Corporation 0.2 $1.6M 254k 6.16
MFA Mortgage Investments 0.2 $1.5M 169k 8.76
Williams Companies (WMB) 0.1 $1.4M 46k 30.01
Ishares Tr 1-3 Yr Tr Bd Etf (SHY) 0.1 $1.3M 15k 84.45
BlackRock Income Trust 0.1 $1.2M 192k 6.28
Fifth Str Sr Floating Rate 0.1 $978k 111k 8.80
Microsoft Corporation (MSFT) 0.1 $933k 13k 74.49
Tcp Capital 0.1 $885k 54k 16.49
Ares Dynamic Cr Allocation (ARDC) 0.1 $884k 54k 16.41
Loews Corporation (L) 0.1 $854k 18k 47.87
Eagle Pt Cr (ECC) 0.1 $748k 36k 20.66
Vanguard Intl Equity Index Ftse Emr Mkt Etf (VWO) 0.1 $695k 16k 43.60
Johnson & Johnson (JNJ) 0.1 $666k 5.1k 130.08
Intel Corporation (INTC) 0.1 $644k 17k 38.11
Blackstone Gso Strategic Cr Com Shs Ben In (BGB) 0.1 $626k 39k 15.99
Citigroup Com New (C) 0.1 $582k 8.0k 72.72
Putnam Mun Opportunities Tr Sh Ben Int (PMO) 0.1 $520k 41k 12.68
Bank of the Ozarks 0.1 $512k 11k 48.03
General Motors Company (GM) 0.1 $502k 12k 40.39
Chevron Corporation (CVX) 0.1 $470k 4.0k 117.50
Ihis Markit SHS 0.1 $461k 11k 44.08
Bank of America Corporation (BAC) 0.0 $456k 18k 25.33
Select Sector Spdr Tr Sbi Int-utils (XLU) 0.0 $451k 8.5k 53.06
Nuveen Muni Value Fund (NUV) 0.0 $442k 43k 10.26
BlackRock New York Insured Municipal 0.0 $430k 32k 13.44
Exxon Mobil Corporation (XOM) 0.0 $420k 5.1k 82.00
Eaton Vance Enhanced Equity Income Fund (EOI) 0.0 $419k 30k 14.02
Ishares Tr S&p 500 Val Etf (IVE) 0.0 $409k 3.8k 108.00
Ellsworth Fund (ECF) 0.0 $392k 42k 9.27
Vanguard Index Fds Small Cp Etf (VB) 0.0 $386k 2.7k 141.39
Ishares Tr Msci Eafe Etf (EFA) 0.0 $367k 5.4k 68.56
Procter & Gamble Company (PG) 0.0 $364k 4.0k 91.00
Wisdomtree Tr India Erngs Fd (EPI) 0.0 $356k 14k 25.18
Wal-Mart Stores (WMT) 0.0 $344k 4.4k 78.18
Cisco Systems (CSCO) 0.0 $330k 9.8k 33.67
New Germany Fund (GF) 0.0 $311k 17k 18.56
General Electric Company 0.0 $307k 13k 24.44
Nuveen Multi-mkt Inc Income (JMM) 0.0 $300k 40k 7.58
Unum (UNM) 0.0 $294k 5.8k 51.13
Vanguard Malvern Fds Strm Infproidx (VTIP) 0.0 $292k 5.9k 49.37
Merck & Co (MRK) 0.0 $290k 4.5k 64.44
Vanguard Intl Equity Index Ftse Europe Etf (VGK) 0.0 $285k 4.9k 58.27
Ishares Msci Jpn Etf New (EWJ) 0.0 $282k 5.1k 55.64
Southside Bancshares (SBSI) 0.0 $282k 7.7k 36.41
International Business Machines (IBM) 0.0 $276k 1.9k 145.26
Ishares Tr S&p 500 Grwt Etf (IVW) 0.0 $254k 1.8k 143.50
John Bean Technologies Corporation (JBTM) 0.0 $253k 2.5k 101.20
Aberdn Emring Mkts Telecomtions 0.0 $248k 18k 13.97
Vaneck Vectors Etf Tr Gold Miners Etf (GDX) 0.0 $248k 11k 23.01
Union Pacific Corporation (UNP) 0.0 $232k 2.0k 116.00
Emerson Electric (EMR) 0.0 $220k 3.5k 62.86
Pfizer (PFE) 0.0 $214k 6.0k 35.67
Eli Lilly & Co. (LLY) 0.0 $214k 2.5k 85.60
Ishares Tr Hdg Msci Eafe (HEFA) 0.0 $204k 7.0k 28.99
Alpine Total Dynamic Divd Com Sh Ben Int 0.0 $192k 21k 9.00
Royce Global Value Tr (RGT) 0.0 $190k 18k 10.35
Alpine Global Dynamic Divd Com New 0.0 $185k 17k 10.61
European Equity Fund (EEA) 0.0 $148k 15k 9.67
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.0 $117k 10k 11.70
Japan Equity Fund ietf (JEQ) 0.0 $105k 12k 8.72
Genworth Finl Com Cl A (GNW) 0.0 $103k 27k 3.86