Rock Point Advisors

Rock Point Advisors as of Sept. 30, 2013

Portfolio Holdings for Rock Point Advisors

Rock Point Advisors holds 81 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Green Mountain Coffee Roasters 6.3 $14M 180k 75.33
Chart Industries (GTLS) 4.0 $8.7M 71k 123.05
LSB Industries (LXU) 3.7 $8.0M 239k 33.53
Microsoft Corporation (MSFT) 3.7 $8.0M 240k 33.28
Accenture (ACN) 3.5 $7.4M 101k 73.64
Apple (AAPL) 3.4 $7.3M 15k 476.73
National-Oilwell Var 3.3 $7.1M 91k 78.11
Corning Incorporated (GLW) 3.3 $7.0M 481k 14.59
Layne Christensen Company 3.2 $6.9M 345k 19.96
AGCO Corporation (AGCO) 3.2 $6.8M 113k 60.42
Sunopta (STKL) 3.1 $6.6M 680k 9.72
Wp Carey (WPC) 3.1 $6.6M 102k 64.70
Citigroup (C) 3.0 $6.4M 132k 48.51
Cisco Systems (CSCO) 2.9 $6.3M 269k 23.43
Stryker Corporation (SYK) 2.6 $5.6M 83k 67.59
Reed Elsevier NV 2.5 $5.3M 133k 40.10
Silver Wheaton Corp 2.5 $5.3M 213k 24.77
TJX Companies (TJX) 2.4 $5.2M 92k 56.39
Covidien 2.2 $4.8M 79k 60.94
Ace Limited Cmn 2.2 $4.8M 52k 93.55
Capit Bk Fin A 2.2 $4.6M 211k 21.95
Monmouth R.E. Inv 2.1 $4.4M 488k 9.07
National Grid 2.0 $4.3M 74k 59.05
ESCO Technologies (ESE) 2.0 $4.3M 129k 33.23
General Mtrs Co jr pfd cnv srb 1.9 $4.0M 79k 50.15
Old Republic International Corporation (ORI) 1.8 $3.9M 252k 15.40
Gentherm (THRM) 1.7 $3.7M 193k 19.09
Maxwell Technologies 1.7 $3.6M 395k 9.06
NTT DoCoMo 1.6 $3.5M 217k 16.22
Pzena Investment Management 1.6 $3.4M 505k 6.78
Big Lots (BIG) 1.5 $3.1M 84k 37.09
Capitol Federal Financial (CFFN) 1.4 $3.0M 239k 12.43
Almost Family 1.2 $2.5M 129k 19.43
Hugoton Royalty Trust (HGTXU) 1.1 $2.4M 317k 7.47
Echelon Corporation 0.8 $1.8M 766k 2.39
Vanguard Short-Term Bond ETF (BSV) 0.8 $1.7M 22k 80.39
Market Vectors Gold Miners ETF 0.7 $1.6M 64k 25.03
Newmont Mining Corporation (NEM) 0.7 $1.6M 56k 28.09
General Motors Company (GM) 0.7 $1.5M 43k 35.98
Exxon Mobil Corporation (XOM) 0.7 $1.5M 18k 86.05
Annaly Capital Management 0.7 $1.5M 129k 11.58
Procter & Gamble Company (PG) 0.7 $1.5M 20k 75.57
Kinross Gold Corp (KGC) 0.6 $1.4M 270k 5.05
Templeton Global Income Fund (SABA) 0.6 $1.3M 158k 8.36
Chevron Corporation (CVX) 0.4 $916k 7.5k 121.52
Eaton Vance Floating-Rate Income Trust (EFT) 0.3 $677k 43k 15.58
General Electric Company 0.3 $584k 25k 23.87
International Business Machines (IBM) 0.3 $571k 3.1k 185.15
Johnson & Johnson (JNJ) 0.2 $485k 5.6k 86.67
Penn West Energy Trust 0.2 $490k 44k 11.12
Emerson Electric (EMR) 0.2 $401k 6.2k 64.70
General Mills (GIS) 0.2 $414k 8.6k 47.92
Ameres (AMRC) 0.2 $407k 41k 10.02
SPDR Gold Trust (GLD) 0.2 $374k 2.9k 128.08
San Juan Basin Royalty Trust (SJT) 0.2 $355k 22k 15.97
Affiliated Managers (AMG) 0.2 $347k 1.9k 182.63
Pfizer (PFE) 0.2 $345k 12k 28.69
Coca-Cola Company (KO) 0.1 $331k 8.7k 37.85
Veolia Environnement (VEOEY) 0.1 $315k 18k 17.10
Pepsi (PEP) 0.1 $303k 3.8k 79.46
Whole Foods Market 0.1 $293k 5.0k 58.60
At&t (T) 0.1 $249k 7.3k 33.89
Goldcorp 0.1 $260k 10k 26.00
Agnico (AEM) 0.1 $258k 9.8k 26.46
Ingles Markets, Incorporated (IMKTA) 0.1 $264k 9.2k 28.70
Resolute Fst Prods In 0.1 $229k 17k 13.22
E.I. du Pont de Nemours & Company 0.1 $220k 3.8k 58.50
Merck & Co (MRK) 0.1 $207k 4.3k 47.64
Barrick Gold Corp (GOLD) 0.1 $195k 11k 18.64
J.M. Smucker Company (SJM) 0.1 $200k 1.9k 104.88
Nuveen North Carol Premium Incom Mun 0.1 $172k 14k 12.29
Eaton Vance Senior Income Trust (EVF) 0.1 $154k 22k 7.03
Morgan Stanley Emerging Markets Domestic (EDD) 0.1 $147k 10k 14.10
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $154k 15k 9.97
Companhia de Saneamento Basi (SBS) 0.1 $139k 14k 9.96
Prospect Capital Corporation (PSEC) 0.1 $113k 10k 11.19
MFS Charter Income Trust (MCR) 0.1 $98k 11k 8.99
Eldorado Gold Corp 0.0 $94k 14k 6.71
Ladenburg Thalmann Financial Services 0.0 $45k 25k 1.80
B2gold Corp (BTG) 0.0 $48k 19k 2.47
Platinum Group Metals 0.0 $26k 24k 1.07