Rockwood Asset Management

Rockwood Asset Management as of Dec. 31, 2011

Portfolio Holdings for Rockwood Asset Management

Rockwood Asset Management holds 87 positions in its portfolio as reported in the December 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
LMP Capital and Income Fund (SCD) 7.1 $7.4M 600k 12.36
Cohen & Steers Clsd-End Optuny Fnd (FOF) 5.0 $5.3M 441k 11.97
Newcastle Investment 3.9 $4.1M 884k 4.65
Blackrock Res & Commodities Strategy Tr (BCX) 3.8 $4.0M 300k 13.28
BlackRock Enhanced Government Fund (EGF) 3.5 $3.7M 243k 15.25
Eaton Vance Tax-Advantaged Global Divide (ETO) 3.5 $3.7M 216k 17.00
Apollo Residential Mortgage 3.3 $3.4M 224k 15.26
Cornerstone Strategic Value 2.7 $2.8M 429k 6.60
BlackRock Strategic Div Achievers Trust (BDT) 2.7 $2.8M 286k 9.80
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 2.6 $2.7M 259k 10.57
Eaton Vance Risk Managed Diversified (ETJ) 2.5 $2.7M 255k 10.45
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 2.5 $2.6M 176k 14.60
Chimera Investment Corporation 2.4 $2.5M 1.0M 2.51
Adams Express Company (ADX) 2.3 $2.4M 250k 9.64
John Hancock Hdg Eq & Inc (HEQ) 2.1 $2.2M 150k 14.68
Rmr Real Estate Income 1.9 $2.0M 72k 28.21
Thai Fund 1.8 $1.9M 156k 12.26
Royce Value Trust (RVT) 1.8 $1.9M 155k 12.27
Neuberger Berman Real Estate Sec (NRO) 1.8 $1.9M 500k 3.75
Gabelli Nat Res Gld & Inc Tr shs ben int 1.7 $1.8M 135k 13.44
India Fund (IFN) 1.7 $1.7M 91k 19.04
Petroleum & Resources Corporation 1.6 $1.7M 68k 24.47
Eaton Vance Tax Managed Diversified Eq. (ETY) 1.5 $1.6M 182k 8.87
Eaton Vance Tax-Managed Global Dive Eq (EXG) 1.5 $1.6M 194k 8.25
RMR Asia Pacific Real Estate Fund 1.5 $1.5M 110k 14.02
Invesco Van Kampen Dyn Cr Opp Fund 1.4 $1.5M 140k 10.57
BlackRock Global Energy & Resources Trus (BGR) 1.4 $1.4M 58k 24.45
Federated Enhanced Treasury 1.3 $1.4M 94k 14.35
Apollo Investment 1.3 $1.3M 208k 6.44
Alpine Global Premier Properties Fund 1.3 $1.3M 250k 5.30
Calamos Strategic Total Return Fund (CSQ) 1.1 $1.1M 137k 8.35
Agic Equity & Conv Income 1.1 $1.1M 71k 15.60
Eaton Vance Tax-Managed Global Buy-Write (ETW) 1.0 $1.1M 105k 10.28
Zweig Total Return Fund 1.0 $1.0M 337k 3.03
Morgan Stanley East. Euro 0.9 $958k 71k 13.46
Pennantpark Floating Rate Capi (PFLT) 0.9 $962k 93k 10.30
Nuveen Equity Premium and Growth Fund (SPXX) 0.9 $937k 78k 12.08
ING Risk Managed Natural Resources Fund 0.9 $917k 81k 11.40
Nuveen Diversified Commodty 0.9 $914k 45k 20.31
Swiss Helvetia Fund (SWZ) 0.8 $886k 89k 9.95
Global Income & Currency Fund 0.8 $825k 65k 12.79
Promotora De Informaciones S adr cl b conv 0.8 $807k 167k 4.84
Eaton Vance Tax-advntg Glbl Di (ETG) 0.8 $796k 65k 12.22
Madison Strategic Sector Premium Fund 0.7 $702k 66k 10.64
Greater China Fund 0.6 $666k 66k 10.07
American Capital 0.6 $673k 100k 6.73
Nuveen Equity Premium Income Fund (BXMX) 0.6 $659k 59k 11.19
Liberty All-Star Equity Fund (USA) 0.6 $640k 152k 4.22
Clough Global Allocation Fun (GLV) 0.6 $599k 47k 12.74
Calamos Global Dynamic Income Fund (CHW) 0.6 $575k 79k 7.30
ING Global Equity Divid.&Premium Opp-ETF 0.5 $562k 65k 8.65
Boulder Growth & Income Fund (STEW) 0.5 $556k 97k 5.74
Cornerstone Total Rtrn Fd In 0.5 $555k 93k 5.97
Boulder Total Return Fund 0.5 $491k 33k 15.11
BlackRock Enhanced Capital and Income (CII) 0.5 $487k 40k 12.30
Cazador Acquisition Corporat 0.5 $489k 50k 9.78
Central Securities (CET) 0.5 $465k 23k 20.46
Ellington Financial 0.4 $448k 26k 17.19
JF China Region Fund 0.4 $452k 41k 11.02
BLACKROCK INTL GRWTH & INC T COM Bene Inter (BGY) 0.4 $441k 62k 7.15
Invesco Van Kampen Senior Income Trust (VVR) 0.4 $428k 100k 4.28
Clough Global Equity Fund closed-end fund (GLQ) 0.4 $393k 33k 12.03
Dividend Capital Realty Income Allocatio 0.4 $400k 114k 3.50
Korea Equity Fund 0.4 $386k 43k 9.08
BlackRock Global Opportunities Equity Tr (BOE) 0.3 $342k 26k 13.20
Guggenheim Enhanced Equity Strategy 0.3 $350k 22k 16.05
Madison/Claymore Cov. Call & Eq. Strat. 0.3 $338k 45k 7.48
American Strategic Income Portfolio III 0.3 $326k 50k 6.52
Gabelli Global Gold, Natural Res &Income 0.3 $311k 22k 14.09
Nuveen Equity Premium Advantage Fund 0.3 $294k 26k 11.44
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.2 $235k 33k 7.08
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.2 $213k 30k 7.14
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.2 $204k 32k 6.30
Guggenheim Enhanced Equity Income Fund. 0.2 $163k 20k 8.15
First Trust Active Dividend Income Fund 0.2 $164k 20k 8.38
Morgan Stanley Asia Pacific Fund 0.1 $144k 11k 13.09
Firsthand Tech Value (SVVC) 0.1 $143k 10k 14.30
Nuveen Tax-Advantaged Total Return Strat 0.1 $135k 14k 9.54
THE GDL FUND Closed-End fund (GDL) 0.1 $140k 12k 11.79
Cbre Clarion Global Real Estat re (IGR) 0.1 $137k 20k 6.85
MCG Capital Corporation 0.1 $126k 32k 4.00
Eaton Vance Enhanced Equity Income Fund (EOI) 0.1 $111k 11k 10.19
ING Prime Rate Trust 0.1 $100k 20k 5.10
American Strategic Income Portf. Inc II 0.1 $87k 11k 8.09
Sun Bancorp 0.1 $53k 22k 2.43
Institutional Financial Mark 0.0 $31k 22k 1.44
Cazador Acquisition Corporat *w exp 99/99/999 0.0 $11k 50k 0.22