Roosevelt Investment as of Dec. 31, 2015
Portfolio Holdings for Roosevelt Investment
Roosevelt Investment holds 222 positions in its portfolio as reported in the December 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Wells Fargo & Company (WFC) | 4.0 | $61M | 1.1M | 54.36 | |
| Home Depot (HD) | 3.8 | $58M | 435k | 132.25 | |
| Lockheed Martin Corporation (LMT) | 3.8 | $57M | 263k | 217.15 | |
| Alphabet Inc Class A cs (GOOGL) | 3.4 | $51M | 66k | 778.01 | |
| Apple (AAPL) | 3.1 | $47M | 447k | 105.26 | |
| Pfizer (PFE) | 2.5 | $39M | 1.2M | 32.28 | |
| E.I. du Pont de Nemours & Company | 2.5 | $39M | 580k | 66.60 | |
| Facebook Inc cl a (META) | 2.5 | $38M | 364k | 104.66 | |
| Honeywell International (HON) | 2.4 | $36M | 347k | 103.57 | |
| Cme (CME) | 2.3 | $34M | 380k | 90.60 | |
| Darden Restaurants (DRI) | 2.0 | $30M | 473k | 63.64 | |
| ConAgra Foods (CAG) | 2.0 | $30M | 713k | 42.16 | |
| CVS Caremark Corporation (CVS) | 1.9 | $30M | 302k | 97.77 | |
| Visa (V) | 1.9 | $30M | 380k | 77.55 | |
| Bristol Myers Squibb (BMY) | 1.9 | $29M | 423k | 68.79 | |
| Morgan Stanley (MS) | 1.9 | $29M | 911k | 31.81 | |
| Sherwin-Williams Company (SHW) | 1.9 | $29M | 110k | 259.60 | |
| Hershey Company (HSY) | 1.8 | $27M | 307k | 89.27 | |
| Amazon (AMZN) | 1.8 | $27M | 40k | 675.90 | |
| Bank of America Corporation (BAC) | 1.8 | $27M | 1.6M | 16.83 | |
| Walt Disney Company (DIS) | 1.8 | $27M | 253k | 105.08 | |
| Celgene Corporation | 1.6 | $25M | 207k | 119.76 | |
| Novo Nordisk A/S (NVO) | 1.6 | $24M | 414k | 58.08 | |
| Edwards Lifesciences (EW) | 1.6 | $24M | 298k | 78.98 | |
| Old Dominion Freight Line (ODFL) | 1.5 | $23M | 395k | 59.07 | |
| Suntrust Banks Inc $1.00 Par Cmn | 1.5 | $23M | 542k | 42.84 | |
| O'reilly Automotive (ORLY) | 1.5 | $23M | 91k | 253.42 | |
| Allergan | 1.5 | $23M | 74k | 312.51 | |
| Nextera Energy (NEE) | 1.5 | $23M | 218k | 103.89 | |
| Allegion Plc equity (ALLE) | 1.5 | $22M | 340k | 65.92 | |
| Masco Corporation (MAS) | 1.5 | $22M | 784k | 28.30 | |
| Microchip Technology (MCHP) | 1.4 | $22M | 468k | 46.54 | |
| Ecolab (ECL) | 1.4 | $22M | 188k | 114.38 | |
| Northrop Grumman Corporation (NOC) | 1.4 | $21M | 110k | 188.81 | |
| Nxp Semiconductors N V (NXPI) | 1.3 | $20M | 232k | 84.25 | |
| Snap-on Incorporated (SNA) | 1.2 | $19M | 111k | 171.43 | |
| Berkshire Hathaway (BRK.B) | 1.2 | $19M | 143k | 132.04 | |
| EOG Resources (EOG) | 1.1 | $17M | 238k | 70.79 | |
| Verisign (VRSN) | 1.1 | $17M | 190k | 87.36 | |
| Manhattan Associates (MANH) | 1.1 | $16M | 247k | 66.17 | |
| Jarden Corporation | 1.0 | $15M | 262k | 57.12 | |
| MasterCard Incorporated (MA) | 0.9 | $14M | 140k | 97.36 | |
| Ross Stores (ROST) | 0.8 | $13M | 236k | 53.81 | |
| Michael Kors Holdings | 0.8 | $13M | 315k | 40.06 | |
| Spdr S&p 500 Etf (SPY) | 0.7 | $11M | 54k | 203.87 | |
| Concho Resources | 0.7 | $11M | 117k | 92.86 | |
| Gilead Sciences (GILD) | 0.6 | $9.8M | 97k | 101.19 | |
| stock | 0.5 | $8.0M | 136k | 58.81 | |
| Aetna | 0.5 | $7.5M | 69k | 108.12 | |
| Enterprise Products Partners (EPD) | 0.5 | $7.2M | 282k | 25.58 | |
| Wells Fargo 5.85% public | 0.4 | $6.7M | 255k | 26.12 | |
| Pnc Financial Services Group | 0.4 | $6.5M | 227k | 28.55 | |
| Kimco Realty Corporation | 0.4 | $5.8M | 225k | 25.89 | |
| Allstate Corp Pfd 6.625% Cal | 0.4 | $5.9M | 211k | 27.75 | |
| General Electric Company | 0.3 | $5.1M | 163k | 31.15 | |
| Eli Lilly & Co. (LLY) | 0.3 | $4.7M | 56k | 84.27 | |
| Qwest Corp p | 0.3 | $4.7M | 182k | 25.68 | |
| Jpm 6 1/8 12/31/49 | 0.3 | $4.7M | 179k | 26.12 | |
| Johnson & Johnson (JNJ) | 0.3 | $4.6M | 45k | 102.71 | |
| Nextera Energy Capital 5.7% Pf p | 0.3 | $4.5M | 174k | 25.60 | |
| Raytheon Company | 0.3 | $4.1M | 33k | 124.53 | |
| Aegon N V Pfd Perp 6.375 ps | 0.3 | $4.1M | 158k | 25.78 | |
| Pitney Bowes Nt 6.7% preferred stocks (PBI.PB) | 0.3 | $4.0M | 149k | 26.96 | |
| Reinsurance Grp Of Amerpfd 6.2 p | 0.2 | $3.9M | 134k | 29.04 | |
| Southern Co./the, 6.25% | 0.2 | $3.8M | 142k | 26.89 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.2 | $3.6M | 205k | 17.69 | |
| Discover Finl Svs | 0.2 | $3.7M | 139k | 26.44 | |
| Sempra Energy (SRE) | 0.2 | $3.1M | 34k | 94.00 | |
| Microsoft Corporation (MSFT) | 0.2 | $3.1M | 55k | 55.49 | |
| Public Storage | 0.2 | $3.0M | 120k | 25.41 | |
| Public Storage | 0.2 | $3.0M | 116k | 25.92 | |
| Bright Horizons Fam Sol In D (BFAM) | 0.2 | $3.1M | 46k | 66.79 | |
| D Qwest Corp 7.375%, 6/1/51 pfddom | 0.2 | $3.0M | 117k | 25.43 | |
| Charles Schwab Corp. 6% Pfd. p | 0.2 | $2.9M | 107k | 26.76 | |
| International Business Machines (IBM) | 0.2 | $2.7M | 20k | 137.61 | |
| Procter & Gamble Company (PG) | 0.2 | $2.8M | 35k | 79.41 | |
| Vornado Realty Trust | 0.2 | $2.8M | 109k | 25.58 | |
| Stanleyblack&decker5.75 p | 0.2 | $2.7M | 106k | 25.91 | |
| Vz 5.9 02/15/54 | 0.2 | $2.7M | 97k | 27.62 | |
| Dow Chemical Company | 0.2 | $2.5M | 48k | 51.48 | |
| Occidental Petroleum Corporation (OXY) | 0.2 | $2.4M | 36k | 67.62 | |
| Plum Creek Timber | 0.1 | $2.4M | 50k | 47.72 | |
| Wells Fargo p | 0.1 | $2.3M | 89k | 25.83 | |
| Public Storage Dep 1/1000 Pfd p | 0.1 | $2.3M | 84k | 27.58 | |
| Verizon Communications (VZ) | 0.1 | $2.1M | 46k | 46.21 | |
| Us Bancorp 6.5% Pfd preferred | 0.1 | $2.1M | 73k | 28.73 | |
| Dlr 7 3/8 12/31/49 | 0.1 | $2.2M | 81k | 26.94 | |
| Fifth Third Pfd 6.625% p (FITBI) | 0.1 | $2.1M | 72k | 28.90 | |
| Waste Management (WM) | 0.1 | $2.0M | 38k | 53.37 | |
| Altria (MO) | 0.1 | $2.0M | 35k | 58.21 | |
| Philip Morris International (PM) | 0.1 | $2.0M | 23k | 87.91 | |
| Target Corporation (TGT) | 0.1 | $1.9M | 27k | 72.62 | |
| Southern Company (SO) | 0.1 | $1.9M | 41k | 46.80 | |
| Kraft Heinz (KHC) | 0.1 | $2.0M | 27k | 72.76 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.1 | $1.9M | 26k | 74.41 | |
| B&G Foods (BGS) | 0.1 | $1.8M | 52k | 35.01 | |
| Hsbc Holdings Plc Pfd preferr | 0.1 | $1.8M | 67k | 26.07 | |
| Nextera Energy Capital Holdings | 0.1 | $1.8M | 72k | 25.46 | |
| American Financial Group, Inc., 6.00% | 0.1 | $1.9M | 73k | 25.67 | |
| Tractor Supply Company (TSCO) | 0.1 | $1.7M | 20k | 85.48 | |
| Kinder Morgan (KMI) | 0.1 | $1.7M | 114k | 14.92 | |
| Duke Energy (DUK) | 0.1 | $1.7M | 24k | 71.40 | |
| Bb&t Pfd 5.625% | 0.1 | $1.6M | 62k | 26.12 | |
| Axis Capital Hldgs Ltd Pfd 6.875% S preferred | 0.1 | $1.6M | 61k | 26.83 | |
| Alphabet Inc Class C cs (GOOG) | 0.1 | $1.7M | 2.2k | 758.87 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.6M | 20k | 77.94 | |
| R.R. Donnelley & Sons Company | 0.1 | $1.6M | 109k | 14.72 | |
| Stericycle (SRCL) | 0.1 | $1.6M | 13k | 120.58 | |
| Entergy Corporation (ETR) | 0.1 | $1.6M | 23k | 68.38 | |
| Alexion Pharmaceuticals | 0.1 | $1.5M | 7.6k | 190.71 | |
| Kkr Financial Holdings | 0.1 | $1.5M | 56k | 26.16 | |
| At&t (T) | 0.1 | $1.4M | 42k | 34.41 | |
| Verisk Analytics (VRSK) | 0.1 | $1.3M | 17k | 76.89 | |
| D Bac Cap Tr Viii 6.00%35 preferred | 0.1 | $1.3M | 52k | 25.65 | |
| Cof 6.7 12/31/49 | 0.1 | $1.4M | 53k | 27.56 | |
| Arthur J. Gallagher & Co. (AJG) | 0.1 | $1.2M | 29k | 40.93 | |
| Reynolds American | 0.1 | $1.2M | 27k | 46.16 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $1.1M | 6.00 | 181333.33 | |
| Toll Brothers (TOL) | 0.1 | $1.0M | 30k | 33.31 | |
| Advance Auto Parts (AAP) | 0.1 | $1.0M | 6.7k | 150.56 | |
| Questar Corporation | 0.1 | $1.1M | 57k | 19.48 | |
| TreeHouse Foods (THS) | 0.1 | $1.0M | 13k | 78.48 | |
| Rayonier (RYN) | 0.1 | $1.1M | 50k | 22.19 | |
| KKR & Co | 0.1 | $1.0M | 66k | 15.58 | |
| D Entergy Mississippi Inc Pfd preferred | 0.1 | $1.1M | 43k | 25.97 | |
| Mondelez Int (MDLZ) | 0.1 | $1.0M | 23k | 44.83 | |
| Eaton (ETN) | 0.1 | $1.1M | 22k | 52.05 | |
| Comcast Corp. 5% Pfd. p | 0.1 | $1.0M | 41k | 25.67 | |
| Relx (RELX) | 0.1 | $1.1M | 60k | 17.83 | |
| Wells Fargo Pfd 6% Ser V | 0.1 | $1.1M | 40k | 26.25 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $949k | 14k | 66.01 | |
| Discover Financial Services | 0.1 | $946k | 18k | 53.63 | |
| Newell Rubbermaid (NWL) | 0.1 | $889k | 20k | 44.09 | |
| Royal Dutch Shell | 0.1 | $939k | 21k | 45.80 | |
| Intel Corp sdcv | 0.1 | $960k | 750k | 1.28 | |
| Church & Dwight (CHD) | 0.1 | $859k | 10k | 84.91 | |
| Hsbc Usa Inc. New Prf. G p | 0.1 | $860k | 36k | 24.00 | |
| Costco Wholesale Corporation (COST) | 0.1 | $738k | 4.6k | 161.42 | |
| Public Service Enterprise (PEG) | 0.1 | $774k | 20k | 38.70 | |
| Mead Johnson Nutrition | 0.1 | $690k | 8.7k | 78.94 | |
| CenterPoint Energy (CNP) | 0.1 | $828k | 45k | 18.36 | |
| Energy Transfer Partners | 0.1 | $706k | 21k | 33.72 | |
| Holly Energy Partners | 0.1 | $789k | 25k | 31.12 | |
| Getty Realty (GTY) | 0.1 | $707k | 41k | 17.14 | |
| Public Stor 5.375% | 0.1 | $726k | 29k | 25.46 | |
| Wells Fargo pre | 0.1 | $791k | 31k | 25.37 | |
| Weyerhaeuser C conv prf | 0.1 | $777k | 15k | 50.30 | |
| Williams Partners | 0.1 | $724k | 26k | 27.87 | |
| McDonald's Corporation (MCD) | 0.0 | $614k | 5.2k | 118.24 | |
| Range Resources (RRC) | 0.0 | $603k | 25k | 24.59 | |
| 3M Company (MMM) | 0.0 | $569k | 3.8k | 150.73 | |
| Marsh & McLennan Companies (MMC) | 0.0 | $559k | 10k | 55.48 | |
| Weyerhaeuser Company (WY) | 0.0 | $684k | 23k | 29.99 | |
| Danaher Corporation (DHR) | 0.0 | $672k | 7.2k | 92.87 | |
| Enbridge Energy Partners | 0.0 | $614k | 27k | 23.06 | |
| Spectra Energy Partners | 0.0 | $648k | 14k | 47.67 | |
| VMware | 0.0 | $629k | 11k | 56.59 | |
| Powershares Senior Loan Portfo mf | 0.0 | $566k | 25k | 22.42 | |
| Us Bancorp | 0.0 | $553k | 21k | 26.81 | |
| Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.0 | $672k | 9.4k | 71.49 | |
| Jpm 6.27 12/31/49 | 0.0 | $580k | 21k | 27.49 | |
| Eqc 5 3/4 08/01/42 | 0.0 | $653k | 27k | 24.50 | |
| Four Corners Ppty Tr (FCPT) | 0.0 | $625k | 26k | 24.18 | |
| Chevron Corporation (CVX) | 0.0 | $495k | 5.5k | 89.95 | |
| Thermo Fisher Scientific (TMO) | 0.0 | $511k | 3.6k | 141.91 | |
| United Technologies Corporation | 0.0 | $457k | 4.8k | 96.05 | |
| Starbucks Corporation (SBUX) | 0.0 | $401k | 6.7k | 60.01 | |
| D.R. Horton (DHI) | 0.0 | $412k | 13k | 32.05 | |
| Frontier Communications | 0.0 | $508k | 109k | 4.67 | |
| Xcel Energy (XEL) | 0.0 | $501k | 14k | 35.91 | |
| Domino's Pizza (DPZ) | 0.0 | $489k | 4.4k | 111.34 | |
| Cheniere Energy (LNG) | 0.0 | $459k | 12k | 37.24 | |
| Spdr Short-term High Yield mf (SJNK) | 0.0 | $452k | 18k | 25.68 | |
| Capital One Finl 6% Pfd B p | 0.0 | $434k | 17k | 25.90 | |
| Vornado Realty Trust 5.4% Seri p (VNO.PL) | 0.0 | $428k | 18k | 24.30 | |
| Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $463k | 19k | 24.99 | |
| Crown Castle Intl Corp New cnv pfd stk sr a | 0.0 | $491k | 4.6k | 107.32 | |
| American Express Company (AXP) | 0.0 | $370k | 5.3k | 69.58 | |
| Monsanto Company | 0.0 | $280k | 2.8k | 98.49 | |
| Avon Products | 0.0 | $257k | 64k | 4.05 | |
| Simpson Manufacturing (SSD) | 0.0 | $368k | 11k | 34.18 | |
| Regions Financial Corporation (RF) | 0.0 | $240k | 25k | 9.60 | |
| Hca | 0.0 | $342k | 5.1k | 67.72 | |
| Amgen (AMGN) | 0.0 | $270k | 1.7k | 162.26 | |
| ConocoPhillips (COP) | 0.0 | $298k | 6.4k | 46.66 | |
| UnitedHealth (UNH) | 0.0 | $298k | 2.5k | 117.46 | |
| Alliance Data Systems Corporation (BFH) | 0.0 | $312k | 1.1k | 276.35 | |
| MarketAxess Holdings (MKTX) | 0.0 | $282k | 2.5k | 111.46 | |
| NuStar Energy | 0.0 | $277k | 6.9k | 40.14 | |
| Plains All American Pipeline (PAA) | 0.0 | $283k | 12k | 23.13 | |
| Global Partners (GLP) | 0.0 | $302k | 17k | 17.56 | |
| Senomyx | 0.0 | $351k | 93k | 3.77 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $237k | 9.3k | 25.61 | |
| PowerShares Insured Nati Muni Bond | 0.0 | $267k | 11k | 25.43 | |
| Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $352k | 14k | 26.01 | |
| Morgan Stanley Cap Tr V 5.75% preferred | 0.0 | $316k | 13k | 25.18 | |
| Citigroup (C) | 0.0 | $295k | 5.7k | 51.66 | |
| Partnerre | 0.0 | $306k | 11k | 28.60 | |
| Dillards Capital Trust (DDT) | 0.0 | $343k | 13k | 26.88 | |
| State Street Corp | 0.0 | $378k | 14k | 26.20 | |
| Abbvie (ABBV) | 0.0 | $362k | 6.1k | 59.17 | |
| Plains Gp Hldgs L P shs a rep ltpn | 0.0 | $366k | 39k | 9.46 | |
| Merck & Co (MRK) | 0.0 | $209k | 4.0k | 52.80 | |
| Nike (NKE) | 0.0 | $209k | 3.3k | 62.61 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $123k | 18k | 6.76 | |
| New York Community Ban | 0.0 | $183k | 11k | 16.34 | |
| Key (KEY) | 0.0 | $161k | 12k | 13.16 | |
| Pepco Holdings | 0.0 | $221k | 8.5k | 26.04 | |
| Precision Drilling Corporation | 0.0 | $166k | 42k | 3.93 | |
| ProShares Short 20+ Year Treasury ETF (TBF) | 0.0 | $215k | 8.7k | 24.72 | |
| Deutsche Bk 6.55% Pfd preferr | 0.0 | $203k | 7.9k | 25.70 | |
| Proshares Tr pshs ulmsci | 0.0 | $200k | 2.5k | 80.97 | |
| Goldman Sachs Group | 0.0 | $215k | 8.2k | 26.22 | |
| Prudential Finl Inc Jr Sub Nt preferred | 0.0 | $224k | 8.7k | 25.75 | |
| Allstate Corp 6.75 p | 0.0 | $218k | 7.9k | 27.59 | |
| Nrg Yield | 0.0 | $203k | 14k | 14.72 | |
| BreitBurn Energy Partners | 0.0 | $14k | 21k | 0.66 | |
| Hugoton Royalty Trust (HGTXU) | 0.0 | $75k | 47k | 1.60 | |
| Hii Technologies Incorporated | 0.0 | $0 | 36k | 0.00 | |
| Wind Energy America | 0.0 | $0 | 30k | 0.00 | |
| Seacor Holding Inc note 3.000 11/1 | 0.0 | $59k | 75k | 0.79 | |
| Northstar Electronics | 0.0 | $0 | 15k | 0.00 |
