Roosevelt Investment

Latest statistics and disclosures from ROOSEVELT INVESTMENT's latest quarterly 13F-HR filing:

ROOSEVELT INVESTMENT portfolio companies for September 2016 quarter

Company (Ticker) Portfolio Weight Share Count Price Last Trade
Pfizer (PFE) 3.03 1.13M -5.00% 33.87 33.78
Alphabet Inc Class A cs 2.94 46349 -10.00% 804.05 0.00
Apple (AAPL) 2.91 326206 -17.00% 113.05 123.28
Berkshire Hathaway (BRK.B) 2.73 239479 -4.00% 144.47 0.00
Home Depot (HD) 2.59 254599 -32.00% 128.68 113.11
Amazon (AMZN) 2.42 36644 +49.00% 837.30 372.62
Newell Rubbermaid (NWL) 2.41 579793 52.66 37.57
Honeywell International (HON) 2.38 258737 -8.00% 116.59 100.92
ConAgra Foods (CAG) 2.38 638495 -6.00% 47.11 33.68
Lockheed Martin Corporation (LMT) 2.15 113558 -8.00% 239.72 197.87
CME (CME) 2.05 248437 104.52 95.64
U.S. Ban (USB) 2.04 602532 +19.00% 42.89 43.76
Northrop Grumman Corporation (NOC) 2.04 120786 -22.00% 213.95 158.85
Facebook Inc cl a 2.00 197071 -7.00% 128.27 0.00
SPDR Gold Trust (GLD) 1.92 193459 125.64 110.56
Nextera Energy 1.91 197692 -7.00% 122.32 0.00
MarketAxess Holdings (MKTX) 1.81 138448 +236.00% 165.59 85.47
Johnson & Johnson (JNJ) 1.80 192744 +22.00% 118.13 98.55
Visa (V) 1.75 267659 -10.00% 82.70 266.74
Schlumberger (SLB) 1.70 273910 -5.00% 78.64 81.67
Old Dominion Freight Line (ODFL) 1.53 282817 -10.00% 68.61 77.51
Suntrust Banks Inc $1.00 Par Cmn 1.48 428104 -27.00% 43.80 0.00
United Rentals (URI) 1.38 222717 +174.00% 78.49 88.12
QUALCOMM (QCOM) 1.35 249360 +11.00% 68.50 71.27
Crown Castle Intl 1.32 177368 +14.00% 94.21 0.00
Allegion Plc equity 1.31 240322 -14.00% 68.91 0.00
Walt Disney Company (DIS) 1.25 170759 -14.00% 92.86 103.60
Lam Research Corporation (LRCX) 1.24 165176 +143.00% 94.71 78.20
Prologis 1.21 286888 +88.00% 53.54 0.00
Wells Fargo 5.85% public 1.17 554150 +9.00% 26.75 0.00
Microchip Technology (MCHP) 1.14 232566 -37.00% 62.14 49.28
Bright Horizons Fam Sol In D 1.10 208922 -5.00% 66.89 0.00
Concho Resources (CXO) 1.03 94765 -5.00% 137.35 107.77
Michael Kors Holdings Ltd shs 1.00 271426 -33.00% 46.79 0.00
3M Company (MMM) 0.97 69695 +2476.00% 176.22 162.72
Jpm 6 1/8 12/31/49 stock 0.94 439070 +12.00% 27.09 0.00
Kraft Heinz 0.94 132272 NEW 89.51 0.00
Ecolab (ECL) 0.92 95455 -3.00% 121.72 115.32
Cerner Corporation (CERN) 0.91 187078 -10.00% 61.75 69.83
Hess (HES) 0.91 213697 +48.00% 53.62 69.52
S&p Global 0.90 89537 NEW 126.56 0.00
EOG Resources (EOG) 0.87 113723 +11.00% 96.71 86.44
Allstate Corp Pfd 6.625% Call pfd 0.87 403499 -2.00% 27.16 0.00
Allergan 0.87 47540 -23.00% 230.31 0.00
Union Pacific Corporation (UNP) 0.86 111024 +16.00% 97.53 114.86
CBOE Holdings (CBOE) 0.86 167610 -53.00% 64.85 60.15
Southern Co./the, 6.25% stock 0.86 389663 +7.00% 27.83 0.00
Moody's Corporation (MCO) 0.84 97818 NEW 108.28 95.46
Ross Stores (ROST) 0.84 166026 -2.00% 64.30 105.22
Industries N shs - a - 0.82 127882 -18.00% 80.66 0.00
Bristol Myers Squibb (BMY) 0.81 190547 -17.00% 53.92 66.08
Verisign (VRSN) 0.81 131058 -8.00% 78.24 62.91
F5 Networks (FFIV) 0.79 79762 -44.00% 124.65 112.86
Pnc Financial Services Group stock 0.78 338127 29.17 0.00
MasterCard Incorporated (MA) 0.76 94094 +2.00% 101.77 87.52
Torchmark Corp., 6.13% stock 0.73 341125 +24.00% 27.22 0.00
Ebay, Inc., 6.00% stock 0.73 340885 +24.00% 27.14 0.00
Masco Corporation (MAS) 0.71 260705 -9.00% 34.31 25.99
Vulcan Materials Company (VMC) 0.62 68821 NEW 113.73 82.73
Cbre Group Inc Cl A 0.62 281028 -9.00% 27.98 0.00
Kimco Realty Corporation stock 0.60 291503 -3.00% 25.87 0.00
Martin Marietta Materials (MLM) 0.58 40979 NEW 179.12 137.91
Consumer Staples Select Sect. SPDR (XLP) 0.56 132791 NEW 53.21 48.00
Cof 6.7 12/31/49 stock 0.55 249378 +11.00% 28.13 0.00
Dex (DXCM) 0.54 77652 NEW 87.66 58.66
Qwest Corp pfd 0.53 260156 -2.00% 25.61 0.00
Dominion Resources Inc pfd 0.52 256230 NEW 25.46 0.00
Pitney Bowes Nt 6.7% preferred stocks 0.48 229825 26.64 0.00
Acuity Brands (AYI) 0.47 22339 NEW 264.60 159.34
Dlr 7 3/8 12/31/49 stock 0.46 213525 +2.00% 27.49 0.00
Charles Schwab Corp. 6% Pfd. pfd 0.44 210900 -3.00% 26.35 0.00
Reinsurance Grp Of Amerpfd 6.2 pfd 0.38 167953 -2.00% 28.72 0.00
Nextera Energy Capital 5.7% Pf pfd 0.37 183797 -12.00% 25.63 0.00
Fifth Third Pfd 6.625% pfd 0.37 152689 30.54 0.00
American Financial Group, Inc., 6.00% stock 0.37 172347 27.18 0.00
Public Storage Dep 1/1000 Pfd pfd 0.35 158673 -2.00% 27.96 0.00
Qwest Corp, 6.63% stock 0.35 167050 +78.00% 26.17 0.00
Enterprise Products Partners 0.34 156864 -7.00% 27.63 0.00
Cabot Oil & Gas Corporation (COG) 0.33 161290 +15.00% 25.80 27.30
Gilead Sciences (GILD) 0.29 46883 -13.00% 79.11 99.53
Vz 5.9 02/15/54 stock 0.29 131975 27.94 0.00
Edwards Lifesciences (EW) 0.27 28830 +12.00% 120.57 135.16
Novo Nordisk A/S (NVO) 0.27 81131 -73.00% 41.59 46.07
Discover Finl Svs 0.27 132620 26.08 0.00
Chevron Corporation (CVX) 0.25 30247 +71.00% 102.92 102.86
Legg Mason Inc Pfd preferred 0.24 112975 +47.00% 26.62 0.00
Berkley 0.22 106250 +1228.00% 25.88 0.00
Reinsurance Grp Of Amer Pfd preferred 0.21 91425 +291.00% 29.09 0.00
General Electric Company (GE) 0.19 80566 -4.00% 29.62 25.35
Kkr Financial Holdings Llc stock 0.18 86073 -2.00% 25.75 0.00
Us Bancorp 6.5% Pfd preferred 0.17 70117 +3.00% 30.12 0.00
Charles Schwab Corporation 5.95% Pfd pfd stk 0.17 78000 +380.00% 27.22 0.00
Exxon Mobil Corporation (XOM) 0.16 23492 -8.00% 87.26 84.57
Target Corporation (TGT) 0.14 25203 68.68 77.89
Hsbc Holdings Plc Pfd preferr 0.13 61222 26.12 0.00
Integrys Energy 6% public 0.13 60375 26.34 0.00
NVIDIA Corporation (NVDA) 0.12 21710 -6.00% 68.54 22.93
Stanleyblack&decker5.75 pfd 0.12 60290 25.78 0.00
Alphabet Inc Class C cs 0.12 1884 -4.00% 777.07 0.00
E.I. du Pont de Nemours & Company (DD) 0.10 18412 -11.00% 66.97 79.13
Raytheon Company (RTN) 0.10 9381 -2.00% 136.13 106.21
SPDR Barclay Cp Intr Trm Cr Bd (ITR) 0.10 34974 +51.00% 34.91 34.26
Nextera Energy Capital Holdings, Inc., Series K, 5.25% stock 0.10 47320 +200.00% 25.70 0.00
Celgene Corporation (CELG) 0.09 10546 -27.00% 104.49 118.26
D Entergy Mississippi Inc Pfd preferred stock 0.09 43548 25.28 0.00
Prudential Financial (PRU) 0.08 12353 -3.00% 81.68 80.31
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.08 12243 -5.00% 78.98 74.64
TreeHouse Foods (THS) 0.08 11180 -8.00% 87.21 81.56
Vornado Realty Trust 5.4% Seri pfd 0.08 41785 +189.00% 25.49 0.00
Vanguard S&p 500 Etf idx fd 0.08 5251 +128.00% 198.63 0.00
Berkshire Hathaway (BRK.A) 0.07 4 -33.00% 216250.00 0.00
Church & Dwight (CHD) 0.07 18388 +86.00% 47.91 83.20
Kinder Morgan 0.07 40370 23.14 0.00
Simon Ppty Gp 8.375% Ser J Pfd preferred stock 0.07 11185 +4.00% 77.34 0.00
Public Storage, Series B, 5.40% stock 0.07 34606 26.41 0.00
Herc Hldgs 0.07 25433 NEW 33.70 0.00
JPMorgan Chase & Co. (JPM) 0.06 11205 -11.00% 66.58 60.16
SPDR S&P; 500 ETF (SPY) 0.06 3773 +5.00% 216.27 205.25
Procter & Gamble Company (PG) 0.06 8363 89.80 81.31
Mondelez Int 0.06 17298 -13.00% 43.88 0.00
Wells Fargo pre 0.06 30660 25.24 0.00
Comcast Corp. 5% Pfd. pfd 0.06 28790 -19.00% 26.71 0.00
International Business Machines (IBM) 0.05 4346 -2.00% 158.77 158.25
Eqc 5 3/4 08/01/42 stock 0.05 26450 25.78 0.00
Microsoft Corporation (MSFT) 0.04 7727 +29.00% 57.59 42.00
Costco Wholesale Corporation (COST) 0.04 3455 -13.00% 152.53 148.30
McDonald's Corporation (MCD) 0.04 4499 -7.00% 115.36 96.21
Occidental Petroleum Corporation (OXY) 0.04 6597 -40.00% 72.91 74.23
Cheniere Energy (LNG) 0.04 10960 43.61 75.38
Powershares Senior Loan Portfo mf 0.04 19607 -16.00% 23.21 0.00
Us Bancorp stock 0.04 21250 +46.00% 25.65 0.00
Jpm 6.27 12/31/49 stock 0.04 19600 -4.00% 28.27 0.00
Nextera Energy Partners 0.04 19700 NEW 27.97 0.00
Crown Castle Intl Corp New cnv pfd stk sr a 0.04 4320 112.96 0.00
AT&T; (T) 0.03 9398 -6.00% 40.65 32.70
Wells Fargo & Company (WFC) 0.03 9871 -98.00% 44.27 53.90
United Technologies Corporation (UTX) 0.03 3964 -15.00% 101.66 118.52
Advance Auto Parts (AAP) 0.03 2842 -10.00% 149.19 147.03
Metlife Inc Pfd A Flt preferr 0.03 15000 +25.00% 25.47 0.00
Citigroup Capital 7.8 preferr 0.03 13760 26.31 0.00
Dillards Capital Trust 0.03 12659 26.62 0.00
Spdr Short-term High Yield mf 0.03 12883 -16.00% 27.71 0.00
Ps Business Parks Inc. stock 0.03 16425 +56.00% 25.51 0.00
Hartford Jr Sub 7.875 P referred stock 0.03 10225 +27.00% 31.59 0.00
Capital One Finl 6% Pfd B pfd 0.03 17055 25.80 0.00
Abbvie 0.03 5945 +3.00% 63.08 0.00
Wells Fargo pfd 0.03 13685 -14.00% 25.50 0.00
Texas Capital Bk 6.50% 9/1/42 Ser preferred stock 0.03 14650 25.73 0.00
Sce Trust Iv Cum Pfd J pfd 0.03 11975 +35.00% 28.98 0.00
Bb&t Corp 5.625% public 0.03 15400 +54.00% 26.69 0.00
Wells Fargo & Co 5.500% Pfd pfd stk 0.03 13530 NEW 25.79 0.00
American Express Company (AXP) 0.02 4565 -4.00% 63.96 79.39
Monsanto Company (MON) 0.02 2133 102.20 117.22
Eli Lilly & Co. (LLY) 0.02 2951 80.31 68.81
Avon Products (AVP) 0.02 39050 -13.00% 5.66 8.09
Reynolds American (RAI) 0.02 5655 -14.00% 47.21 70.03
Aetna (AET) 0.02 1822 115.26 100.76
Amgen (AMGN) 0.02 1682 +2.00% 167.06 153.92
Merck & Co (MRK) 0.02 3436 -4.00% 62.28 56.20
Philip Morris International (PM) 0.02 2436 -2.00% 97.29 77.69
Weyerhaeuser Company (WY) 0.02 8567 +4.00% 31.98 33.37
Southern Company (SO) 0.02 5152 51.24 43.68
Starbucks Corporation (SBUX) 0.02 5324 -10.00% 54.09 92.23
Ing Pref 6.125% 01/15/11 pfd 0.02 8235 25.62 0.00
iShares Gold Trust (IAU) 0.02 15628 -8.00% 12.67 11.14
Hsbc Hldgs Plc adr a 1/40pf a 0.02 9255 25.61 0.00
PowerShares Insured Nati Muni Bond (PZA) 0.02 9600 26.04 25.34
Goldman Sachs Group $1.625 Pfd preferred 0.02 8100 25.56 0.00
Raymond James Financial 6.9% P pfd 0.02 12000 +20.00% 25.83 0.00
First Republic Bank Pfd pref. 0.02 9120 NEW 25.66 0.00
Bb&t Pfd 5.625% 0.02 9945 -3.00% 25.74 0.00
Goldman Sachs Group Inc stock 0.02 7800 -4.00% 25.90 0.00
Prudential Finl Inc Jr Sub Nt preferred 0.02 8700 26.44 0.00
Duke Energy Corp 5.125% public 0.02 9600 +2.00% 26.25 0.00
Nextera Energy 5.00% Ser J public 0.02 12010 +19.00% 25.56 0.00
Gen Elec Cap Corp Nt preferre 0.02 10000 25.70 0.00
Allstate Corp 6.75 pfd 0.02 7700 27.14 0.00
Plains Gp Hldgs L P shs a rep ltpn 0.02 21250 -17.00% 12.94 0.00
Public Storage Z 6% Pfd Call 6 pfd 0.02 10000 27.50 0.00
Ctl 6 7/8 10/1/54 stock 0.02 7400 NEW 27.03 0.00
Veritex Hldgs 0.02 11135 17.42 0.00
Welltower Inc 6.5% Pfd pre 0.02 10000 +25.00% 26.00 0.00
Ares Management Lp, Series A, 7.00% stock 0.02 10000 +25.00% 26.00 0.00
Dte Energy Co., Series B, 5.38% stock 0.02 8000 25.75 0.00
State Street Corp, Series G, 5.35% stock 0.02 8000 26.75 0.00
Partnerre Ltd 7.25% Pfd H preferred stock 0.02 10300 -3.00% 30.00 0.00
Public Storage, Series D, 4.95% stock 0.02 8245 NEW 25.83 0.00
New Gold Inc Cda 0.01 33000 +65.00% 4.36 0.00
Senomyx (SNMX) 0.01 16500 -82.00% 4.24 4.35
Direxion Shs Etf Tr Daily 20+ 0.01 10824 NEW 16.54 0.00
Wind Energy America 0.00 30000 0.00 0.00
Seacor Holding Inc note 3.000 11/1 0.00 75000 0.81 0.00
Northstar Electronics 0.00 15000 0.00 0.00

Past 13F-HR SEC Filings for ROOSEVELT INVESTMENT