RWC Asset Management as of Sept. 30, 2014
Portfolio Holdings for RWC Asset Management
RWC Asset Management holds 145 positions in its portfolio as reported in the September 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Eli Lilly & Co. (LLY) | 4.8 | $50M | 767k | 64.85 | |
| Merck & Co (MRK) | 4.8 | $50M | 836k | 59.28 | |
| Ares Capital Corp 5.75 16 convert | 4.5 | $46M | 44M | 1.05 | |
| Pfizer (PFE) | 4.4 | $45M | 1.5M | 29.57 | |
| Microsoft Corporation (MSFT) | 4.0 | $41M | 892k | 46.36 | |
| Johnson & Johnson (JNJ) | 4.0 | $41M | 385k | 106.59 | |
| Salesforce.com Inc conv | 3.7 | $38M | 34M | 1.11 | |
| Starwood Property Trust note | 3.0 | $31M | 29M | 1.07 | |
| Wal-Mart Stores (WMT) | 3.0 | $31M | 405k | 76.47 | |
| Molson Coors Brewing Company (TAP) | 2.0 | $21M | 282k | 74.44 | |
| Spirit Realty Capital Inc convertible cor | 1.9 | $19M | 20M | 0.97 | |
| Swift Transportation Company | 1.6 | $17M | 801k | 20.98 | |
| Liberty Interactive Llc conv | 1.6 | $17M | 13M | 1.34 | |
| Hewlett-Packard Company | 1.6 | $17M | 464k | 35.47 | |
| Prologis Inc note 3.250% 3/1 | 1.6 | $16M | 16M | 1.05 | |
| Electronic Arts Inc conv | 1.6 | $16M | 13M | 1.23 | |
| Hologic Inc frnt 2.000%12/1 | 1.5 | $15M | 13M | 1.20 | |
| Google Inc Class C | 1.4 | $15M | 25k | 577.38 | |
| Boyd Gaming Corporation (BYD) | 1.4 | $15M | 1.4M | 10.16 | |
| Tesla Motors Inc bond | 1.4 | $14M | 15M | 0.96 | |
| Intel Corp. Jr. Sub. Cv. Deb. conv | 1.4 | $14M | 8.5M | 1.68 | |
| Priceline Grp Inc note 0.350% 6/1 | 1.4 | $14M | 13M | 1.12 | |
| Cubist Pharmaceuticals conv | 1.4 | $14M | 13M | 1.12 | |
| Vipshop Holdings Ltd - Ads bond | 1.3 | $13M | 11M | 1.21 | |
| Lam Research Corp note 0.500% 5/1 | 1.3 | $13M | 11M | 1.27 | |
| Ares Capital Corp 5.125 2016 conv | 1.3 | $13M | 13M | 1.05 | |
| Ryland Group note | 1.2 | $12M | 10M | 1.23 | |
| Rwt 4 5/8 04/15/18 | 1.1 | $12M | 12M | 0.99 | |
| Sealed Air (SEE) | 1.1 | $12M | 329k | 34.88 | |
| Churchill Downs (CHDN) | 1.1 | $11M | 117k | 97.50 | |
| Colony Finl Inc Sr Nt Conv 3.875% 01/15/21 B/e Dtd 01/28/14 | 1.1 | $11M | 12M | 0.97 | |
| Facebook Inc cl a (META) | 1.1 | $11M | 140k | 79.05 | |
| Annaly Cap Mgmt Inc note 5.000% 5/1 | 1.0 | $10M | 10M | 1.01 | |
| Mgm Mirage conv | 1.0 | $10M | 8.0M | 1.27 | |
| Priceline.com debt 1.000% 3/1 | 1.0 | $10M | 7.5M | 1.34 | |
| Take-two Interactive Sof note | 1.0 | $9.9M | 7.4M | 1.34 | |
| Take-two Interactive Softwar note 1.000% 7/0 | 1.0 | $9.9M | 8.0M | 1.24 | |
| Express | 0.9 | $9.5M | 606k | 15.61 | |
| Wright Medical Group Inc note 2 000 8/1 | 0.9 | $9.5M | 7.0M | 1.35 | |
| Brookdale Senior Living note | 0.9 | $9.1M | 7.0M | 1.30 | |
| Southwest Airlines (LUV) | 0.9 | $8.9M | 263k | 33.77 | |
| Bed Bath & Beyond | 0.9 | $8.8M | 134k | 65.83 | |
| Urban Outfitters (URBN) | 0.9 | $8.8M | 239k | 36.70 | |
| Bunge | 0.8 | $8.7M | 104k | 84.23 | |
| Valero Energy Corporation (VLO) | 0.8 | $8.6M | 186k | 46.27 | |
| Citrix Systems | 0.8 | $8.3M | 117k | 71.34 | |
| SPECTRUM BRANDS Hldgs | 0.7 | $7.5M | 83k | 90.53 | |
| Verizon Communications (VZ) | 0.6 | $6.6M | 132k | 49.99 | |
| Macquarie Infrastructure Company | 0.6 | $6.6M | 99k | 66.70 | |
| H&R Block (HRB) | 0.6 | $6.0M | 193k | 31.01 | |
| Ralph Lauren Corp (RL) | 0.6 | $6.0M | 36k | 164.73 | |
| Illumina Inc Note 0.250% cb | 0.6 | $6.0M | 3.0M | 1.99 | |
| Hubbell Incorporated | 0.6 | $5.7M | 48k | 120.54 | |
| Renewable Energy | 0.6 | $5.8M | 567k | 10.15 | |
| Realogy Hldgs (HOUS) | 0.6 | $5.7M | 154k | 37.20 | |
| Cubist Pharmaceuticals conv | 0.5 | $5.4M | 5.0M | 1.08 | |
| KAR Auction Services (KAR) | 0.5 | $5.1M | 178k | 28.63 | |
| KB Home (KBH) | 0.5 | $5.0M | 336k | 14.94 | |
| Amazon (AMZN) | 0.5 | $5.0M | 16k | 322.42 | |
| Tree | 0.4 | $4.4M | 122k | 35.89 | |
| At&t (T) | 0.4 | $4.2M | 120k | 35.24 | |
| Procter & Gamble Company (PG) | 0.4 | $3.9M | 47k | 83.74 | |
| Robert Half International (RHI) | 0.4 | $3.7M | 76k | 49.00 | |
| Monsanto Company | 0.3 | $3.3M | 30k | 112.49 | |
| CVS Caremark Corporation (CVS) | 0.3 | $3.2M | 40k | 79.60 | |
| Emerson Electric (EMR) | 0.3 | $3.1M | 50k | 62.59 | |
| Colgate-Palmolive Company (CL) | 0.3 | $3.1M | 48k | 65.22 | |
| Knight Transportation | 0.3 | $3.0M | 111k | 27.39 | |
| 3M Company (MMM) | 0.3 | $3.0M | 21k | 141.70 | |
| Apple (AAPL) | 0.3 | $2.9M | 29k | 100.76 | |
| Dover Corporation (DOV) | 0.3 | $2.9M | 36k | 80.32 | |
| Tripadvisor (TRIP) | 0.3 | $2.9M | 31k | 91.42 | |
| United Rentals (URI) | 0.3 | $2.8M | 25k | 111.12 | |
| MasterCard Incorporated (MA) | 0.2 | $2.5M | 34k | 73.93 | |
| American International (AIG) | 0.2 | $2.5M | 47k | 54.03 | |
| Visa (V) | 0.2 | $2.5M | 12k | 213.37 | |
| 0.2 | $2.4M | 4.1k | 588.49 | ||
| Western Digital (WDC) | 0.2 | $2.2M | 23k | 97.30 | |
| Amc Networks Inc Cl A (AMCX) | 0.2 | $2.1M | 35k | 58.43 | |
| American Airls (AAL) | 0.2 | $2.0M | 55k | 35.48 | |
| priceline.com Incorporated | 0.2 | $1.7M | 1.5k | 1158.75 | |
| Lam Research Corporation (LRCX) | 0.2 | $1.6M | 22k | 74.69 | |
| Te Connectivity Ltd for (TEL) | 0.2 | $1.6M | 29k | 55.30 | |
| Depository Vipshop Holdings Ltd - Ads receipt (VIPS) | 0.2 | $1.7M | 8.7k | 188.97 | |
| Constellium Holdco B V cl a | 0.2 | $1.6M | 65k | 24.61 | |
| Costco Wholesale Corporation (COST) | 0.1 | $1.3M | 10k | 125.29 | |
| Adobe Systems Incorporated (ADBE) | 0.1 | $1.4M | 20k | 69.18 | |
| Xpo Logistics Inc equity (XPO) | 0.1 | $1.3M | 35k | 37.67 | |
| Kroger (KR) | 0.1 | $1.2M | 23k | 52.01 | |
| Quality Distribution | 0.1 | $1.3M | 98k | 12.78 | |
| Nxp Semiconductors N V (NXPI) | 0.1 | $1.2M | 18k | 68.44 | |
| Huntington Bancshares Incorporated (HBAN) | 0.1 | $1.2M | 120k | 9.73 | |
| Sotheby's | 0.1 | $1.1M | 30k | 35.71 | |
| Cablevision Systems Corporation | 0.1 | $1.1M | 62k | 17.52 | |
| Liberty Global Inc C | 0.1 | $1.1M | 28k | 41.00 | |
| Ctrip.com International | 0.1 | $1.0M | 18k | 56.78 | |
| Charter Communications | 0.1 | $1.1M | 7.0k | 151.37 | |
| Fox News | 0.1 | $992k | 62k | 16.13 | |
| Interpublic Group of Companies (IPG) | 0.1 | $928k | 51k | 18.33 | |
| Lazard Ltd-cl A shs a | 0.1 | $959k | 19k | 50.68 | |
| NetSuite | 0.1 | $873k | 9.7k | 89.58 | |
| Alibaba Group Holding (BABA) | 0.1 | $942k | 11k | 88.87 | |
| Taiwan Semiconductor Mfg (TSM) | 0.1 | $794k | 39k | 20.18 | |
| General Electric Company | 0.1 | $865k | 34k | 25.62 | |
| Gartner (IT) | 0.1 | $783k | 11k | 73.47 | |
| Aol | 0.1 | $798k | 18k | 44.97 | |
| Zions Bancorporation (ZION) | 0.1 | $772k | 27k | 29.05 | |
| Teradyne (TER) | 0.1 | $788k | 41k | 19.38 | |
| Citigroup (C) | 0.1 | $841k | 16k | 51.80 | |
| Devon Energy Corporation (DVN) | 0.1 | $676k | 9.9k | 68.19 | |
| Baker Hughes Incorporated | 0.1 | $679k | 10k | 65.10 | |
| Rogers Communications -cl B (RCI) | 0.1 | $676k | 16k | 41.92 | |
| United States Steel Corporation (X) | 0.1 | $675k | 17k | 39.16 | |
| Cbre Group Inc Cl A (CBRE) | 0.1 | $667k | 22k | 29.73 | |
| Time Warner Cable | 0.1 | $631k | 4.4k | 143.47 | |
| TD Ameritrade Holding | 0.1 | $594k | 18k | 33.37 | |
| Bank of America Corporation (BAC) | 0.1 | $600k | 35k | 17.04 | |
| Lennar Corporation (LEN) | 0.1 | $616k | 16k | 38.80 | |
| eBay (EBAY) | 0.1 | $621k | 11k | 56.59 | |
| Philip Morris International (PM) | 0.1 | $587k | 7.0k | 83.33 | |
| Eagle Materials (EXP) | 0.1 | $585k | 5.7k | 101.86 | |
| Kansas City Southern | 0.1 | $577k | 4.8k | 121.24 | |
| First Republic Bank/san F (FRCB) | 0.1 | $564k | 11k | 49.40 | |
| Liberty Media Corp Del Com Ser C | 0.1 | $608k | 13k | 46.97 | |
| Expeditors International of Washington (EXPD) | 0.1 | $514k | 13k | 40.56 | |
| Hanesbrands (HBI) | 0.1 | $476k | 4.4k | 107.55 | |
| Standard Pacific | 0.1 | $524k | 70k | 7.49 | |
| Discovery Communications | 0.1 | $561k | 15k | 37.29 | |
| Live Nation Entertainment (LYV) | 0.1 | $509k | 21k | 24.01 | |
| Delta Air Lines (DAL) | 0.1 | $472k | 13k | 36.12 | |
| American Express Company (AXP) | 0.0 | $429k | 4.9k | 87.57 | |
| NVIDIA Corporation (NVDA) | 0.0 | $360k | 8.0k | 45.00 | |
| Weight Watchers International | 0.0 | $436k | 16k | 27.41 | |
| Scotts Miracle-Gro Company (SMG) | 0.0 | $395k | 7.2k | 55.07 | |
| Towers Watson & Co | 0.0 | $448k | 4.5k | 99.56 | |
| Regions Financial Corporation (RF) | 0.0 | $276k | 28k | 10.04 | |
| Office Depot | 0.0 | $307k | 60k | 5.15 | |
| Liberty Media | 0.0 | $302k | 11k | 28.56 | |
| Cavco Industries (CVCO) | 0.0 | $284k | 4.2k | 68.04 | |
| Liberty Media | 0.0 | $305k | 6.5k | 47.13 | |
| Chesapeake Energy Corp note 2.500% 5/1 | 0.0 | $202k | 200k | 1.01 | |
| SL Green Realty | 0.0 | $221k | 2.2k | 101.38 | |
| Cemex Sab conv | 0.0 | $240k | 200k | 1.20 | |
| Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 | 0.0 | $184k | 200k | 0.92 | |
| Workday Inc corporate bonds | 0.0 | $248k | 200k | 1.24 |
