Sargent Investment Group as of Dec. 31, 2019
Portfolio Holdings for Sargent Investment Group
Sargent Investment Group holds 154 positions in its portfolio as reported in the December 2019 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Antares Pharma | 7.0 | $19M | 4.1M | 4.70 | |
| Universal Display Corporation (OLED) | 6.5 | $18M | 86k | 206.07 | |
| Carlyle Group | 5.5 | $15M | 470k | 32.08 | |
| Apple (AAPL) | 4.6 | $13M | 43k | 293.64 | |
| Blackstone Group Inc Com Cl A (BX) | 4.6 | $12M | 223k | 55.94 | |
| Exelixis (EXEL) | 3.4 | $9.3M | 530k | 17.62 | |
| Amazon (AMZN) | 3.0 | $8.3M | 4.5k | 1847.92 | |
| Ares Capital Corporation (ARCC) | 2.8 | $7.5M | 403k | 18.65 | |
| Peregrine Pharmaceuticals (CDMO) | 2.7 | $7.4M | 962k | 7.67 | |
| First Tr Exchange Traded Fd nasdaq cea cyb (CIBR) | 2.6 | $7.1M | 236k | 30.03 | |
| Microsoft Corporation (MSFT) | 2.2 | $5.9M | 38k | 157.71 | |
| General Electric Company | 2.1 | $5.7M | 509k | 11.16 | |
| J P Morgan Exchange Traded F ultra shrt (JPST) | 1.9 | $5.3M | 105k | 50.43 | |
| Mitek Systems (MITK) | 1.9 | $5.2M | 686k | 7.65 | |
| Square Inc cl a (SQ) | 1.8 | $5.0M | 80k | 62.56 | |
| Abbott Laboratories (ABT) | 1.7 | $4.7M | 54k | 86.86 | |
| Invesco High Income 2023 Tar | 1.6 | $4.3M | 411k | 10.55 | |
| Easterly Government Properti reit (DEA) | 1.6 | $4.3M | 181k | 23.73 | |
| Pgim Ultra Short Bd Etf etf/closed end- (PULS) | 1.4 | $3.9M | 78k | 50.05 | |
| Cohen & Steers Quality Income Realty (RQI) | 1.2 | $3.4M | 228k | 14.88 | |
| First Trust DB Strateg Val Idx Fnd (FTCS) | 1.2 | $3.4M | 56k | 60.35 | |
| Alphabet Inc Class C cs (GOOG) | 1.2 | $3.3M | 2.5k | 1337.00 | |
| Johnson & Johnson (JNJ) | 1.1 | $2.9M | 20k | 145.87 | |
| United Bankshares (UBSI) | 1.0 | $2.8M | 73k | 38.66 | |
| Boston Omaha (BOC) | 1.0 | $2.8M | 135k | 21.04 | |
| Cohen & Steers infrastucture Fund (UTF) | 0.9 | $2.5M | 97k | 26.20 | |
| Intel Corporation (INTC) | 0.9 | $2.5M | 41k | 59.86 | |
| First Trust Morningstar Divid Ledr (FDL) | 0.9 | $2.4M | 73k | 32.57 | |
| Starwood Property Trust (STWD) | 0.8 | $2.2M | 89k | 24.86 | |
| Wal-Mart Stores (WMT) | 0.8 | $2.2M | 18k | 118.86 | |
| First Trust DJ Internet Index Fund (FDN) | 0.8 | $2.1M | 15k | 139.14 | |
| Invesco High Income 2024 Tar cmn (IHTA) | 0.7 | $2.0M | 193k | 10.43 | |
| First Tr Exchange Traded Fd fst low mtg etf (LMBS) | 0.7 | $2.0M | 39k | 51.80 | |
| Tpg Specialty Lnding Inc equity | 0.7 | $1.9M | 90k | 21.47 | |
| Home Depot (HD) | 0.6 | $1.7M | 7.9k | 218.32 | |
| Costco Wholesale Corporation (COST) | 0.6 | $1.7M | 5.6k | 293.99 | |
| First Trust Nasdaq Artificial Intelligence And Robotics Etf etf (ROBT) | 0.6 | $1.6M | 47k | 34.38 | |
| JPMorgan Chase & Co. (JPM) | 0.6 | $1.6M | 11k | 139.38 | |
| Solar Cap (SLRC) | 0.6 | $1.6M | 77k | 20.62 | |
| Coca-Cola Company (KO) | 0.6 | $1.5M | 27k | 55.34 | |
| Procter & Gamble Company (PG) | 0.6 | $1.5M | 12k | 124.87 | |
| Facebook Inc cl a (META) | 0.6 | $1.5M | 7.3k | 205.31 | |
| Northrop Grumman Corporation (NOC) | 0.5 | $1.5M | 4.3k | 343.90 | |
| Newell Rubbermaid (NWL) | 0.5 | $1.5M | 77k | 19.23 | |
| First Tr Exchange Traded Fd dj glbl divid (FGD) | 0.5 | $1.5M | 59k | 24.95 | |
| Berkshire Hathaway (BRK.B) | 0.5 | $1.3M | 5.7k | 226.47 | |
| ZIOPHARM Oncology | 0.4 | $1.2M | 256k | 4.72 | |
| Victory Portfolios Ii cemp us 500 vola (CFA) | 0.4 | $1.2M | 21k | 56.44 | |
| Gabelli Dividend & Income Trust (GDV) | 0.4 | $1.1M | 52k | 21.95 | |
| Coherus Biosciences (CHRS) | 0.4 | $1.2M | 64k | 18.01 | |
| Exxon Mobil Corporation (XOM) | 0.4 | $1.1M | 16k | 69.81 | |
| Washington Trust Ban (WASH) | 0.4 | $1.1M | 20k | 53.80 | |
| MasterCard Incorporated (MA) | 0.4 | $1.0M | 3.4k | 298.60 | |
| Cytosorbents (CTSO) | 0.4 | $1.0M | 267k | 3.85 | |
| Adobe Systems Incorporated (ADBE) | 0.3 | $956k | 2.9k | 329.66 | |
| Prosperity Bancshares (PB) | 0.3 | $955k | 13k | 71.91 | |
| Triplepoint Venture Gr Bdc cs (TPVG) | 0.3 | $959k | 68k | 14.22 | |
| Bank of America Corporation (BAC) | 0.3 | $929k | 26k | 35.23 | |
| Boeing Company (BA) | 0.3 | $897k | 2.8k | 325.83 | |
| Firstservice Corp (FSV) | 0.3 | $904k | 9.7k | 93.00 | |
| First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) | 0.3 | $866k | 27k | 31.57 | |
| Baxter International (BAX) | 0.3 | $851k | 10k | 83.58 | |
| 3M Company (MMM) | 0.3 | $839k | 4.8k | 176.41 | |
| UnitedHealth (UNH) | 0.3 | $847k | 2.9k | 293.89 | |
| Vanguard REIT ETF (VNQ) | 0.3 | $856k | 9.2k | 92.78 | |
| Chevron Corporation (CVX) | 0.3 | $828k | 6.9k | 120.47 | |
| Royce Value Trust (RVT) | 0.3 | $778k | 53k | 14.76 | |
| Corning Incorporated (GLW) | 0.3 | $758k | 26k | 29.13 | |
| salesforce (CRM) | 0.3 | $764k | 4.7k | 162.55 | |
| Spectrum Pharmaceuticals | 0.3 | $765k | 210k | 3.64 | |
| Cohen & Steers Clsd-End Optuny Fnd (FOF) | 0.3 | $758k | 57k | 13.42 | |
| WisdomTree MidCap Earnings Fund (EZM) | 0.3 | $758k | 18k | 42.09 | |
| Alphabet Inc Class A cs (GOOGL) | 0.3 | $757k | 565.00 | 1339.82 | |
| Pepsi (PEP) | 0.3 | $726k | 5.3k | 136.72 | |
| Absolute Shs Tr wbi tct inc sh | 0.3 | $723k | 28k | 25.50 | |
| Citigroup (C) | 0.3 | $718k | 9.0k | 79.91 | |
| Merck & Co (MRK) | 0.2 | $692k | 7.6k | 90.98 | |
| iShares Dow Jones US Financial (IYF) | 0.2 | $689k | 5.0k | 137.80 | |
| First Trust Value Line Dividend Indx Fnd (FVD) | 0.2 | $686k | 19k | 36.05 | |
| Nuveen High Income November | 0.2 | $676k | 68k | 10.01 | |
| First Trust Tech AlphaDEX Fnd (FXL) | 0.2 | $647k | 8.9k | 72.62 | |
| Marriott International (MAR) | 0.2 | $606k | 4.0k | 151.50 | |
| Oracle Corporation (ORCL) | 0.2 | $610k | 12k | 53.02 | |
| Zoetis Inc Cl A (ZTS) | 0.2 | $599k | 4.5k | 132.43 | |
| Union Pacific Corporation (UNP) | 0.2 | $575k | 3.2k | 180.82 | |
| International Business Machines (IBM) | 0.2 | $582k | 4.3k | 134.10 | |
| Weyerhaeuser Company (WY) | 0.2 | $585k | 19k | 30.21 | |
| Cedar Fair (FUN) | 0.2 | $571k | 10k | 55.44 | |
| Intuit (INTU) | 0.2 | $584k | 2.2k | 261.88 | |
| At&t (T) | 0.2 | $546k | 14k | 39.06 | |
| Illinois Tool Works (ITW) | 0.2 | $535k | 3.0k | 179.53 | |
| First Trust Iv Enhanced Short (FTSM) | 0.2 | $550k | 9.2k | 60.11 | |
| Absolute Shs Tr Wbi Bulbear Tr Added etf | 0.2 | $546k | 27k | 20.40 | |
| American Express Company (AXP) | 0.2 | $508k | 4.1k | 124.51 | |
| Pfizer (PFE) | 0.2 | $506k | 13k | 39.21 | |
| Henry Schein (HSIC) | 0.2 | $522k | 7.8k | 66.67 | |
| Starbucks Corporation (SBUX) | 0.2 | $509k | 5.8k | 87.88 | |
| First Trust Large Cap Core Alp Fnd (FEX) | 0.2 | $528k | 8.1k | 65.27 | |
| Sandy Spring Ban (SASR) | 0.2 | $493k | 13k | 37.89 | |
| iShares S&P NA Tec. Semi. Idx (SOXX) | 0.2 | $465k | 1.9k | 251.35 | |
| Eaton Vance Mun Income Term Tr (ETX) | 0.2 | $455k | 21k | 21.93 | |
| Enterprise Products Partners (EPD) | 0.2 | $428k | 15k | 28.14 | |
| Absolute Shs Tr wbi pwr fctr etf (WBIY) | 0.2 | $439k | 17k | 26.40 | |
| Nike (NKE) | 0.1 | $401k | 4.0k | 101.42 | |
| Absolute Shs Tr wbi lgcp tc yl (WBIG) | 0.1 | $406k | 17k | 24.54 | |
| Invesco S&p 500 Equal Weight Etf (RSP) | 0.1 | $403k | 3.5k | 115.64 | |
| World Gold Tr spdr gld minis | 0.1 | $400k | 26k | 15.14 | |
| Cisco Systems (CSCO) | 0.1 | $385k | 8.0k | 48.00 | |
| Verizon Communications (VZ) | 0.1 | $368k | 6.0k | 61.44 | |
| Las Vegas Sands (LVS) | 0.1 | $385k | 5.6k | 69.12 | |
| Janus Detroit Str Tr fund (JMBS) | 0.1 | $392k | 7.5k | 51.99 | |
| CVS Caremark Corporation (CVS) | 0.1 | $344k | 4.6k | 74.35 | |
| SPDR S&P Biotech (XBI) | 0.1 | $344k | 3.6k | 95.16 | |
| Tekla World Healthcare Fd ben int (THW) | 0.1 | $319k | 23k | 13.87 | |
| Global X Fds fintec thmatic (FINX) | 0.1 | $329k | 11k | 30.36 | |
| Automatic Data Processing (ADP) | 0.1 | $290k | 1.7k | 170.59 | |
| Vanguard Scottsdale Fds cmn (VTHR) | 0.1 | $307k | 2.1k | 146.19 | |
| Paypal Holdings (PYPL) | 0.1 | $308k | 2.8k | 108.26 | |
| Walt Disney Company (DIS) | 0.1 | $277k | 1.9k | 144.42 | |
| Philip Morris International (PM) | 0.1 | $264k | 3.1k | 85.19 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.1 | $266k | 1.1k | 253.33 | |
| Mondelez Int (MDLZ) | 0.1 | $273k | 5.0k | 55.13 | |
| Vaneck Vectors Gold Miners mutual (GDX) | 0.1 | $278k | 9.5k | 29.26 | |
| Invesco S&p 500 Low Volatility Etf (SPLV) | 0.1 | $267k | 4.6k | 58.36 | |
| Honeywell International (HON) | 0.1 | $257k | 1.5k | 177.00 | |
| Qualcomm (QCOM) | 0.1 | $256k | 2.9k | 88.34 | |
| Fiserv (FI) | 0.1 | $249k | 2.2k | 115.44 | |
| Saul Centers (BFS) | 0.1 | $236k | 4.5k | 52.74 | |
| First Trust Financials AlphaDEX (FXO) | 0.1 | $232k | 6.9k | 33.48 | |
| Mediwound Ltd cmn | 0.1 | $240k | 78k | 3.10 | |
| Goldman Sachs (GS) | 0.1 | $221k | 962.00 | 229.73 | |
| Paychex (PAYX) | 0.1 | $230k | 2.7k | 85.19 | |
| Emerson Electric (EMR) | 0.1 | $228k | 3.0k | 76.33 | |
| Amgen (AMGN) | 0.1 | $205k | 850.00 | 241.18 | |
| Danaher Corporation (DHR) | 0.1 | $219k | 1.4k | 153.15 | |
| Zimmer Holdings (ZBH) | 0.1 | $210k | 1.4k | 150.00 | |
| Huntington Ingalls Inds (HII) | 0.1 | $228k | 910.00 | 250.55 | |
| Duke Energy (DUK) | 0.1 | $212k | 2.3k | 91.14 | |
| Iron Mountain (IRM) | 0.1 | $216k | 6.8k | 31.83 | |
| Chubb (CB) | 0.1 | $213k | 1.4k | 155.47 | |
| Blackrock Tcp Cap Corp (TCPC) | 0.1 | $207k | 15k | 14.08 | |
| Caterpillar (CAT) | 0.1 | $204k | 1.4k | 147.83 | |
| CarMax (KMX) | 0.1 | $203k | 2.3k | 87.73 | |
| EnerSys (ENS) | 0.1 | $203k | 2.7k | 74.91 | |
| Deutsche Bank Ag-registered (DB) | 0.1 | $187k | 24k | 7.79 | |
| B. Riley Wealth Management, Inc. capstone turbine corp | 0.1 | $203k | 67k | 3.05 | |
| Acasti Pharma | 0.1 | $154k | 63k | 2.45 | |
| Atomera (ATOM) | 0.1 | $157k | 51k | 3.08 | |
| Matinas Biopharma Holdings, In (MTNB) | 0.1 | $127k | 56k | 2.27 | |
| J.C. Penney Company | 0.0 | $112k | 100k | 1.12 | |
| Novavax (NVAX) | 0.0 | $73k | 19k | 3.95 | |
| Chromadex Corp (CDXC) | 0.0 | $52k | 12k | 4.33 | |
| Barclays (BCS) | 0.0 | $3.0k | 10k | 0.30 | |
| Lloyds TSB (LYG) | 0.0 | $2.0k | 40k | 0.05 |
