Shaker Financial Services

Shaker Financial Services as of Sept. 30, 2013

Portfolio Holdings for Shaker Financial Services

Shaker Financial Services holds 159 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Guggenheim Equal 3.1 $4.2M 243k 17.39
Cohen & Steers Dividend Majors Fund 2.8 $3.7M 272k 13.66
Calamos Strategic Total Return Fund (CSQ) 2.6 $3.6M 356k 10.00
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 2.2 $3.0M 167k 18.01
Zweig Fund 2.1 $2.9M 214k 13.51
Denali Fund 2.0 $2.7M 144k 19.05
Putnam High Income Securities Fund 1.9 $2.5M 321k 7.87
Nuveen Quality Preferred Income Fund 1.5 $2.0M 264k 7.56
Liberty All-Star Growth Fund (ASG) 1.4 $2.0M 398k 4.92
John Hancock Tax-Advantage Dvd Incom (HTD) 1.4 $1.9M 112k 17.40
Blackstone Gso Lng Shrt Cr I (BGX) 1.4 $1.9M 103k 18.54
Delaware Investments Dividend And Income 1.4 $1.9M 214k 8.86
ING Global Advantage & Prem. Opprt. Fund 1.4 $1.8M 153k 11.94
Franklin Universal Trust (FT) 1.3 $1.8M 259k 6.83
Nuveen Core Equity Alpha Fund (JCE) 1.3 $1.7M 112k 15.52
Pimco Dynamic Incm Fund (PDI) 1.2 $1.7M 59k 28.70
New Germany Fund (GF) 1.2 $1.7M 81k 20.59
Calamos Global Dynamic Income Fund (CHW) 1.2 $1.7M 197k 8.51
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.2 $1.7M 129k 12.87
Royce Micro Capital Trust (RMT) 1.2 $1.6M 139k 11.71
Nuveen Equity Premium Income Fund (BXMX) 1.2 $1.6M 131k 12.08
Invesco Van Kampen Dyn Cr Opp Fund 1.1 $1.5M 120k 12.86
Blackrock S&p Qlty Rk Eq Md shs ben int 1.1 $1.5M 121k 12.47
Lehman Brothers First Trust IOF (NHS) 1.1 $1.5M 115k 13.06
BlackRock Floating Rate Income Strat. Fn (FRA) 1.1 $1.5M 99k 14.83
Nuveen Diversified Dividend & Income 1.1 $1.5M 130k 11.18
BlackRock Ltd. Duration Income Trust (BLW) 1.1 $1.5M 86k 16.97
MFS Charter Income Trust (MCR) 1.1 $1.4M 161k 8.95
Liberty All-Star Equity Fund (USA) 1.1 $1.4M 261k 5.41
Nuveen Quality Pref. Inc. Fund II 1.1 $1.4M 173k 8.16
BlackRock Enhanced Dividend Achievers Tr (BDJ) 1.0 $1.4M 184k 7.52
Eaton Vance Senior Income Trust (EVF) 1.0 $1.3M 191k 7.03
Clough Global Allocation Fun (GLV) 1.0 $1.3M 88k 15.25
Prudential Sht Duration Hg Y 1.0 $1.3M 72k 18.00
Tri-Continental Corporation (TY) 0.9 $1.3M 69k 18.32
Central Securities (CET) 0.9 $1.2M 53k 23.42
BlackRock Global Opportunities Equity Tr (BOE) 0.9 $1.2M 89k 13.99
John Hancock Patriot Premium Div Fund II (PDT) 0.9 $1.2M 102k 11.97
Special Opportunities Fund (SPE) 0.9 $1.2M 66k 17.61
Eaton Vance Tax-Managed Buy-Write Income (ETB) 0.8 $1.1M 80k 14.38
Nuveen Senior Income Fund 0.8 $1.1M 159k 7.18
Ares Dynamic Cr Allocation (ARDC) 0.8 $1.1M 63k 18.11
Ellsworth Fund (ECF) 0.8 $1.1M 142k 7.87
European Equity Fund (EEA) 0.8 $1.1M 133k 8.13
Nuveen Qual Preferred Inc. Fund III 0.8 $1.1M 137k 7.89
Western Asset Managed High Incm Fnd 0.8 $1.1M 185k 5.69
Delaware Enhanced Glbl. Div. & Inc. Fund 0.8 $1.0M 87k 11.90
Royce Focus Tr 0.8 $1.0M 143k 7.22
Strategic Global Income Fund 0.7 $995k 107k 9.29
Blackrock Defined Opprty Cr 0.7 $979k 70k 13.97
Templeton Dragon Fund (TDF) 0.7 $975k 37k 26.04
Nuveen Tax-Advantaged Total Return Strat 0.7 $932k 74k 12.52
DWS High Income Trust 0.7 $923k 102k 9.07
Blackrock Strategic Bond Trust 0.7 $901k 70k 12.95
Lazard World Dividend & Income Fund 0.7 $907k 68k 13.39
Wells Fargo Adv Inc Opport Fund (EAD) 0.7 $895k 100k 9.00
ING Asia Pacific High Divid Eq Inco Fund 0.7 $873k 65k 13.40
ING Risk Managed Natural Resources Fund 0.6 $868k 87k 10.02
Nuveen Tax-Advantaged Dividend Growth 0.6 $857k 59k 14.62
Mexico Equity and Income Fund (MXE) 0.6 $868k 57k 15.33
Source Capital (SOR) 0.6 $856k 14k 62.12
BlackRock Corporate High Yield Fund 0.6 $852k 119k 7.19
Western Asset Glbl Partners Incm Fnd 0.6 $823k 74k 11.14
BlackRock Senior High Income Fund 0.6 $763k 194k 3.94
Cohen and Steers Global Income Builder 0.6 $770k 73k 10.52
BlackRock Global Energy & Resources Trus (BGR) 0.6 $754k 29k 25.81
LMP Corporate Loan Fund 0.6 $745k 60k 12.42
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.6 $737k 106k 6.95
Cohen & Steers Ltd Dur Pfd I (LDP) 0.5 $710k 32k 22.42
Wells Fargo Adv Global Dividend Opport (EOD) 0.5 $700k 97k 7.23
Alpine Total Dynamic Dividend Fund 0.5 $690k 172k 4.02
Western Asset Premier Bond Fund (WEA) 0.5 $676k 48k 14.16
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.5 $657k 64k 10.26
Nuveen Equity Premium Opportunity Fund 0.5 $661k 55k 12.06
Eaton Vance Tax-Advantaged Global Divide (ETO) 0.5 $667k 30k 22.57
Aberdeen Latin Amer Eqty 0.5 $660k 21k 31.70
Pioneer Floating Rate Trust (PHD) 0.5 $643k 51k 12.54
BlackRock Enhanced Capital and Income (CII) 0.5 $647k 50k 12.94
Nuveen Mtg opportunity term (JLS) 0.5 $637k 27k 23.75
Western Asset Global Cp Defi (GDO) 0.5 $631k 36k 17.80
Morgan Stanley Asia Pacific Fund 0.5 $626k 37k 16.74
Aberdeen Global Income Fund (FCO) 0.5 $607k 56k 10.83
Dow 30 Enhanced Premium & Income 0.5 $601k 51k 11.77
DWS Dreman Value Income Edge Fund 0.5 $609k 43k 14.16
Nuveen Floating Rate Income Fund (JFR) 0.4 $585k 49k 11.96
Calamos Convertible & Hi Income Fund (CHY) 0.4 $563k 45k 12.52
John Hancock Bank & Thrift Opportu. Fund (BTO) 0.4 $554k 26k 21.48
BlackRock EcoSolutions Investment Trust 0.4 $549k 70k 7.81
Cohen & Steers REIT/P (RNP) 0.4 $543k 35k 15.51
First Tr/aberdeen Emerg Opt 0.4 $545k 29k 19.06
JF China Region Fund 0.4 $534k 37k 14.63
Morgan Stanley Emerging Markets Domestic (EDD) 0.4 $527k 37k 14.10
Invesco Van Kampen High Inc Trust II (VLT) 0.4 $515k 32k 15.93
Royce Value Trust (RVT) 0.4 $499k 31k 16.12
Adams Express Company (ADX) 0.4 $480k 39k 12.39
RMK Multi-Sector High Income Fund (HMH) 0.4 $491k 85k 5.81
Western Asset Worldwide Income Fund 0.4 $491k 39k 12.57
First Trust Active Dividend Income Fund 0.4 $490k 58k 8.41
LEGG MASON BW GLOBAL Income 0.3 $467k 28k 16.73
H&Q Life Sciences Investors 0.3 $445k 23k 19.25
Columbia Seligm Prem Tech Gr (STK) 0.3 $443k 31k 14.22
MFS Intermediate Income Trust (MIN) 0.3 $438k 83k 5.31
H&Q Healthcare Investors 0.3 $429k 18k 24.00
Latin American Discovery Fund 0.3 $432k 31k 13.86
AllianceBernstein Global Hgh Incm (AWF) 0.3 $422k 28k 15.03
Western Asset Income Fund (PAI) 0.3 $418k 33k 12.71
John Hancock Tax Adva Glbl Share. Yld 0.3 $412k 36k 11.53
Madison Covered Call Eq Strat (MCN) 0.3 $423k 53k 7.92
MFS Government Markets Income Trust (MGF) 0.3 $403k 71k 5.67
Cbre Clarion Global Real Estat re (IGR) 0.3 $402k 50k 8.09
Japan Smaller Capitalizaion Fund (JOF) 0.3 $388k 43k 9.10
Western Asset Invest. Grade Defined Opp (IGI) 0.3 $387k 20k 19.63
Virtus Total Return Fund Cef 0.3 $392k 100k 3.94
Managed High Yield Plus Fund 0.3 $383k 191k 2.00
ING Global Equity Divid.&Premium Opp-ETF 0.3 $364k 40k 9.04
Blackrock High Income Shares 0.3 $370k 178k 2.08
China Fund (CHN) 0.3 $357k 16k 21.73
RMK Advantage Income Fund (HAV) 0.3 $356k 42k 8.52
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.3 $350k 25k 14.15
Global High Income Fund 0.3 $352k 34k 10.29
Aberdeen Asia-Pacific Income Fund (FAX) 0.2 $335k 55k 6.06
Advent Claymore Convertible Sec & Inc (AVK) 0.2 $328k 19k 17.59
Eaton Vance Tax-advntg Glbl Di (ETG) 0.2 $328k 21k 15.62
Credit Suisse AM Inc Fund (CIK) 0.2 $323k 88k 3.67
Duff & Phelps Utility & Corp Bond Trust 0.2 $325k 31k 10.45
First Trust/Aberdeen Global Opportunity 0.2 $321k 22k 14.53
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.2 $305k 16k 19.67
Transamerica Income Shares 0.2 $316k 16k 20.43
Asia Pacific Fund 0.2 $307k 30k 10.13
NASDAQ Premium Income & Growth Fund 0.2 $290k 18k 16.06
Bancroft Fund (BCV) 0.2 $295k 17k 17.89
Morgan Stanley Emerging Markets Debt (MSD) 0.2 $302k 30k 10.01
New Ireland Fund 0.2 $295k 25k 11.79
Avenue Income Cr Strat 0.2 $277k 16k 16.92
General American Investors (GAM) 0.2 $271k 7.9k 34.10
BlackRock High Yield Trust 0.2 $264k 38k 6.92
John Hancock Income Securities Trust (JHS) 0.2 $262k 19k 14.09
Lazard Global Total Return & Income Fund (LGI) 0.2 $244k 15k 16.76
Cohen & Steers Slt Pfd Incm (PSF) 0.2 $247k 10k 23.99
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.2 $230k 23k 10.09
First Trust Enhanced Equity Income Fund (FFA) 0.2 $227k 18k 12.41
First Trust Strategic 0.2 $225k 14k 15.89
Cohen & Steers infrastucture Fund (UTF) 0.2 $210k 11k 19.77
Madison Strategic Sector Premium Fund 0.2 $211k 18k 11.64
LMP Capital and Income Fund (SCD) 0.1 $201k 14k 14.88
Neuberger Berman Real Estate Sec (NRO) 0.1 $205k 45k 4.51
Clough Global Equity Fund closed-end fund (GLQ) 0.1 $199k 13k 15.06
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $195k 33k 5.96
Singapore Fund (SGF) 0.1 $189k 14k 13.10
Western Asset Vrble Rate Strtgc Fnd 0.1 $177k 10k 17.02
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.1 $167k 14k 12.32
MFS InterMarket Income Trust I 0.1 $153k 19k 8.02
Wstrn Asst Emrgng Mrkts Incm Fnd 0.1 $149k 12k 12.51
Japan Equity Fund 0.1 $88k 13k 6.80
RMK High Income Fund (HIH) 0.1 $97k 12k 8.34
American Income Fund (MRF) 0.1 $75k 10k 7.39
MFS Multimarket Income Trust (MMT) 0.1 $77k 12k 6.64
MFS Intermediate High Income Fund (CIF) 0.0 $54k 20k 2.77
BlackRock Debt Strategies Fund 0.0 $43k 11k 4.03