SummitAlliance Capital Management

SummitAlliance Capital Management as of Dec. 31, 2012

Portfolio Holdings for SummitAlliance Capital Management

SummitAlliance Capital Management holds 192 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P MidCap 400 Index (IJH) 12.8 $54M 527k 101.70
iShares Lehman 3-7 Yr Treasury Bond (IEI) 11.1 $47M 377k 123.22
Proshares Tr ultr 7-10 trea (UST) 7.4 $31M 548k 56.75
ProShares Ultra MidCap400 (MVV) 5.7 $24M 324k 74.05
International Bancshares Corporation 3.4 $14M 789k 18.09
Apple (AAPL) 2.2 $9.4M 18k 532.18
SPDR Barclays Capital Aggregate Bo (SPAB) 2.2 $9.3M 158k 58.77
Exxon Mobil Corporation (XOM) 2.0 $8.3M 95k 86.55
SPDR Barclays Capital High Yield B 1.6 $6.9M 170k 40.71
iShares Lehman MBS Bond Fund (MBB) 1.6 $6.6M 61k 107.99
ProShares Short S&P500 1.5 $6.4M 188k 34.03
Chevron Corporation (CVX) 1.3 $5.4M 50k 108.13
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.2 $4.9M 41k 120.99
SPDR S&P Dividend (SDY) 1.1 $4.7M 81k 58.16
Pfizer (PFE) 1.1 $4.6M 184k 25.08
At&t (T) 1.1 $4.6M 137k 33.71
Vanguard Dividend Appreciation ETF (VIG) 1.0 $4.1M 69k 59.57
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.9 $3.9M 36k 107.49
McDonald's Corporation (MCD) 0.9 $3.7M 42k 88.21
iShares iBoxx $ High Yid Corp Bond (HYG) 0.9 $3.7M 40k 93.35
Johnson & Johnson (JNJ) 0.9 $3.6M 52k 70.10
iShares MSCI Emerging Markets Indx (EEM) 0.8 $3.4M 77k 44.36
Intel Corporation (INTC) 0.8 $3.4M 165k 20.62
ConocoPhillips (COP) 0.8 $3.3M 56k 58.00
Philip Morris International (PM) 0.8 $3.2M 38k 83.65
iShares Barclays TIPS Bond Fund (TIP) 0.8 $3.1M 26k 121.40
Deere & Company (DE) 0.7 $2.8M 33k 86.43
Vanguard Intermediate Tm Cpte Bd ETF (VCIT) 0.7 $2.7M 31k 87.65
Abbott Laboratories (ABT) 0.6 $2.7M 41k 65.51
Alerian Mlp Etf 0.6 $2.7M 167k 15.95
iShares Lehman Aggregate Bond (AGG) 0.6 $2.4M 21k 111.10
iShares Lehman 1-3 Year Treas.Bond (SHY) 0.6 $2.3M 28k 84.43
Pepsi (PEP) 0.5 $2.3M 33k 68.44
Spdr S&p 500 Etf (SPY) 0.5 $2.2M 15k 142.40
Qualcomm (QCOM) 0.5 $2.1M 33k 61.86
Altria (MO) 0.5 $2.0M 64k 31.45
Vanguard Intermediate-Term Bond ETF (BIV) 0.5 $2.0M 23k 88.24
iShares FTSE/Xinhua China 25 Index (FXI) 0.5 $1.9M 48k 40.45
Consumer Staples Select Sect. SPDR (XLP) 0.5 $2.0M 57k 34.91
iShares Cohen & Steers Realty Maj. (ICF) 0.5 $1.9M 25k 78.53
Procter & Gamble Company (PG) 0.5 $1.9M 29k 67.88
Vanguard European ETF (VGK) 0.5 $1.9M 39k 48.83
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.5 $1.9M 15k 122.78
AFLAC Incorporated (AFL) 0.4 $1.8M 35k 53.13
Market Vectors Emerging Mkts Local ETF 0.4 $1.7M 63k 27.46
iShares MSCI EAFE Index Fund (EFA) 0.4 $1.7M 29k 56.88
Claymore/Zacks Multi-Asset Inc Idx 0.4 $1.7M 76k 21.92
iShares MSCI Pacific ex-Japan Idx (EPP) 0.4 $1.6M 35k 47.13
iShares MSCI Australia Index Fund (EWA) 0.4 $1.6M 66k 25.15
Lockheed Martin Corporation (LMT) 0.4 $1.6M 17k 92.32
Industrial SPDR (XLI) 0.4 $1.5M 40k 37.89
Consumer Discretionary SPDR (XLY) 0.4 $1.5M 32k 47.44
Xcel Energy (XEL) 0.4 $1.5M 57k 26.71
Energy Select Sector SPDR (XLE) 0.4 $1.5M 21k 71.42
Microsoft Corporation (MSFT) 0.3 $1.5M 55k 26.72
General Electric Company 0.3 $1.5M 71k 20.99
Nuveen New York Qty Inc Munpl Fnd (NUN) 0.3 $1.4M 95k 15.19
Wal-Mart Stores (WMT) 0.3 $1.4M 21k 68.21
Honeywell International (HON) 0.3 $1.4M 22k 63.49
International Business Machines (IBM) 0.3 $1.4M 7.2k 191.50
Nuveen Texas Quality Income Municipal 0.3 $1.4M 86k 15.84
Oneok (OKE) 0.3 $1.3M 31k 42.76
iShares Russell Midcap Value Index (IWS) 0.3 $1.3M 26k 50.26
Norfolk Southern (NSC) 0.3 $1.2M 19k 61.83
Genuine Parts Company (GPC) 0.3 $1.2M 19k 63.59
Kimberly-Clark Corporation (KMB) 0.3 $1.2M 14k 84.46
PowerShares DB Com Indx Trckng Fund 0.3 $1.2M 44k 27.78
iShares MSCI Japan Index 0.3 $1.2M 123k 9.75
PowerShares Emerging Markets Sovere 0.3 $1.2M 38k 31.44
Nuveen Muni Value Fund (NUV) 0.3 $1.2M 120k 10.25
Archer Daniels Midland Company (ADM) 0.3 $1.2M 43k 27.38
J.M. Smucker Company (SJM) 0.3 $1.2M 14k 86.25
SCANA Corporation 0.3 $1.2M 25k 45.64
Nuveen Insd Dividend Advantage (NVG) 0.3 $1.2M 75k 15.35
Ishares High Dividend Equity F (HDV) 0.3 $1.2M 20k 58.77
Thermo Fisher Scientific (TMO) 0.3 $1.1M 18k 63.78
Transatlantic Petroleum 0.3 $1.1M 1.4M 0.83
Nuveen NY Select Quality Municipal 0.3 $1.1M 71k 15.66
Teva Pharmaceutical Industries (TEVA) 0.3 $1.1M 29k 37.33
Xilinx 0.3 $1.1M 30k 35.87
Hormel Foods Corporation (HRL) 0.3 $1.1M 34k 31.21
American Express Company (AXP) 0.2 $1.1M 18k 57.46
3M Company (MMM) 0.2 $1.0M 11k 92.84
iShares MSCI Brazil Index (EWZ) 0.2 $1.1M 19k 55.95
Bank of America Corporation (BAC) 0.2 $1.0M 87k 11.61
Cardinal Health (CAH) 0.2 $1.0M 25k 41.18
Apache Corporation 0.2 $995k 13k 78.48
Wells Fargo & Company (WFC) 0.2 $948k 28k 34.19
Royal Dutch Shell 0.2 $960k 14k 68.98
Market Vectors Etf Tr mtg reit etf 0.2 $980k 39k 25.17
Nextera Energy (NEE) 0.2 $939k 14k 69.21
Texas Instruments Incorporated (TXN) 0.2 $913k 30k 30.88
iShares Dow Jones Select Dividend (DVY) 0.2 $903k 16k 57.27
AllianceBernstein Natnl Muncpl Incm Fnd. (AFB) 0.2 $903k 58k 15.54
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.2 $879k 15k 60.52
Matador Resources (MTDR) 0.2 $868k 106k 8.20
Verizon Communications (VZ) 0.2 $842k 20k 43.27
Rydex S&P Equal Weight ETF 0.2 $826k 16k 53.34
BlackRock Enhanced Capital and Income (CII) 0.2 $820k 66k 12.42
Pulte (PHM) 0.2 $788k 43k 18.16
Plains All American Pipeline (PAA) 0.2 $801k 18k 45.27
Coca-Cola Company (KO) 0.2 $761k 21k 36.27
Novartis (NVS) 0.2 $762k 12k 63.34
Novartis (NVS) 0.2 $762k 12k 63.34
Halliburton Company (HAL) 0.2 $749k 22k 34.71
Danaher Corporation (DHR) 0.2 $762k 14k 55.93
Atmos Energy Corporation (ATO) 0.2 $747k 21k 35.12
McCormick & Company, Incorporated (MKC) 0.2 $766k 12k 63.51
Market Vectors Agribusiness 0.2 $714k 14k 52.74
China Mobile 0.2 $670k 11k 58.70
China Mobile 0.2 $670k 11k 58.70
Starwood Property Trust (STWD) 0.2 $680k 30k 22.95
Health Care SPDR (XLV) 0.2 $653k 16k 39.90
Emerson Electric (EMR) 0.2 $679k 13k 52.93
Kellogg Company (K) 0.2 $670k 12k 55.82
iShares S&P 1500 Index Fund (ITOT) 0.2 $660k 10k 64.97
iShares S&P US Pref Stock Idx Fnd (PFF) 0.2 $659k 17k 39.59
Sprott Physical Gold Trust (PHYS) 0.2 $663k 47k 14.22
Nuveen New York Perf. Plus Muni Fund 0.2 $681k 41k 16.47
Phillips 66 (PSX) 0.2 $678k 13k 53.11
Automatic Data Processing (ADP) 0.1 $627k 11k 56.91
QEP Resources 0.1 $618k 20k 30.27
Jp Morgan Alerian Mlp Index 0.1 $615k 16k 38.49
Medtronic 0.1 $599k 15k 41.06
CVS Caremark Corporation (CVS) 0.1 $580k 12k 48.39
Financial Select Sector SPDR (XLF) 0.1 $576k 35k 16.39
Molson Coors Brewing Company (TAP) 0.1 $537k 13k 42.82
Exelon Corporation (EXC) 0.1 $523k 18k 29.76
SYSCO Corporation (SYY) 0.1 $495k 16k 31.67
Utilities SPDR (XLU) 0.1 $491k 14k 34.90
iShares MSCI Switzerland Index Fund (EWL) 0.1 $517k 19k 26.80
BlackRock Insured Municipal Income Trust (BYM) 0.1 $490k 30k 16.20
BP (BP) 0.1 $440k 11k 41.60
BP (BP) 0.1 $440k 11k 41.60
Questar Corporation 0.1 $464k 24k 19.76
Campbell Soup Company (CPB) 0.1 $408k 12k 34.89
Allied Motion Technologies (ALNT) 0.1 $435k 66k 6.61
iShares MSCI United Kingdom Index 0.1 $408k 23k 17.94
Vale (VALE) 0.1 $378k 18k 20.97
Western Union Company (WU) 0.1 $360k 26k 13.62
Paychex (PAYX) 0.1 $356k 11k 31.14
iShares MSCI Germany Index Fund (EWG) 0.1 $392k 16k 24.71
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $372k 24k 15.50
Powershares Senior Loan Portfo mf 0.1 $363k 15k 24.95
Mondelez Int (MDLZ) 0.1 $386k 15k 25.46
Marathon Oil Corporation (MRO) 0.1 $321k 11k 30.70
Daktronics (DAKT) 0.1 $331k 30k 11.07
iShares Dow Jones US Home Const. (ITB) 0.1 $343k 16k 21.16
Nuveen Select Maturities Mun Fund (NIM) 0.1 $327k 32k 10.39
Nuveen NY Municipal Value (NNY) 0.1 $340k 33k 10.28
Annaly Capital Management 0.1 $304k 22k 14.06
Spectra Energy 0.1 $279k 10k 27.36
Enbridge Energy Partners 0.1 $301k 11k 27.91
France Telecom SA 0.1 $313k 28k 11.05
France Telecom SA 0.1 $313k 28k 11.05
First Trust Tech AlphaDEX Fnd (FXL) 0.1 $293k 14k 21.65
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $288k 19k 15.10
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.1 $288k 19k 15.10
Facebook Inc cl a (META) 0.1 $307k 12k 26.58
Healthcare Tr Amer Inc cl a 0.1 $292k 30k 9.90
People's United Financial 0.1 $244k 20k 12.09
Chesapeake Energy Corporation 0.1 $247k 15k 16.62
Central Fd Cda Ltd cl a 0.1 $254k 12k 21.06
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.1 $252k 10k 24.35
Blackrock Municipal 2018 Term Trust 0.1 $263k 16k 16.58
D.R. Horton (DHI) 0.1 $207k 11k 19.75
PowerShares DB US Dollar Index Bullish 0.1 $227k 10k 21.85
Eaton Vance Municipal Bond Fund (EIM) 0.1 $225k 16k 13.99
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $202k 14k 14.81
SandRidge Energy 0.0 $149k 23k 6.36
Permian Basin Royalty Trust (PBT) 0.0 $184k 15k 12.29
Pimco Municipal Income Fund II (PML) 0.0 $148k 11k 13.13
Nuveen Select Tax Free Incom Portfolio 2 0.0 $166k 12k 14.07
Nuveen Premium Income Municipal Fund 0.0 $165k 11k 15.01
Sprott Physical Gold Trust (PHYS) 0.0 $153k 11k 14.19
BlackRock MuniYield New York Insured Fnd (MYN) 0.0 $176k 12k 15.14
Arcos Dorados Holdings (ARCO) 0.0 $187k 16k 11.99
Prospect Capital Corp note 0.0 $147k 147k 1.00
Ford Motor Company (F) 0.0 $142k 11k 12.99
Hilltop Holdings (HTH) 0.0 $146k 11k 13.53
Zix Corporation 0.0 $140k 50k 2.80
Nuveen Quality Pref. Inc. Fund II 0.0 $113k 12k 9.42
Ares Capital Corp 5.125 2016 conv 0.0 $137k 137k 1.00
Southwest Airlines (LUV) 0.0 $102k 10k 10.20
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $97k 14k 7.14
Triangle Petroleum Corporation 0.0 $91k 15k 5.97
RF Micro Devices 0.0 $46k 10k 4.44
Sirius XM Radio 0.0 $38k 13k 2.92
Samson Oil & Gas 0.0 $55k 71k 0.77
Samson Oil & Gas 0.0 $55k 71k 0.77
Hyperdynamics Corp 0.0 $48k 81k 0.60
GeoPetro Resources Company 0.0 $2.0k 28k 0.07